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Goldman Sachs Group, Inc. (The) SEC Filings

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Welcome to our dedicated page for Goldman Sachs Group (The) SEC filings (Ticker: GSCE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Goldman Sachs Group (The)'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Goldman Sachs Group (The)'s regulatory disclosures and financial reporting.

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GS Finance Corp. offers $1,000 face‑amount autocallable contingent coupon index‑linked notes due April 29, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $7.292 per $1,000 (0.7292% monthly; up to ~8.75% per annum) only if each underlier is >= 75% of its initial level on the coupon observation date. The three underliers are the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000. If, on any call observation date, all underliers are >= their initial levels the notes are automatically called at par plus any coupon then due. At maturity (if not called) the cash settlement per $1,000 depends solely on the lesser performing underlier: if that underlier is below 70% of its initial level investors suffer a proportional loss (e.g., a 17% final level would return 17% of face). The notes are subject to issuer and guarantor credit risk, model/valuation discounts versus issue price, limited secondary liquidity, and uncertain U.S. federal tax treatment.

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The issuer, GS Finance Corp., is offering structured, principal‑at‑risk notes linked to three underliers: the Russell 2000® Index, the S&P 500® Index, and the State Street® SPDR® S&P® Regional Banking ETF. The notes have an expected trade date of April 24, 2026 and an expected stated maturity of April 29, 2031. Monthly coupons of $10.834 per $1,000 (1.0834% monthly, ~13% annually) are payable only if all three underliers are at or above 70% of their initial levels on an observation date. The notes are subject to automatic early redemption if, on a call observation date, each underlier is at or above its initial level. At maturity (if not called), repayment depends on the lesser performing underlier: if that underlier is below 70% of its initial level you suffer a proportional principal loss; if it is at or above 70% you receive the face amount plus any final coupon. The notes are unsecured obligations of GS Finance Corp. and are guaranteed by The Goldman Sachs Group, Inc.; payments depend on issuer and guarantor creditworthiness. The estimated model value on the trade date is between $885 and $925 per $1,000 face amount, below the original issue price of $1,000.

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The Goldman Sachs Group, Inc. is offering $50,000,000 aggregate principal of floating rate notes due May 24, 2027.

The notes pay interest monthly at compounded SOFR plus a spread of 0.360%, subject to a 0.50% per annum floor. The original issue date is April 24, 2026; denominations are $1,000. The offering carries an underwriting discount of 0.04%.

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GS Finance Corp. priced structured notes linked to XLI ETF and UPS Class B stock. The notes pay a fixed coupon of $8.334 per $1,000 monthly (0.8334% monthly, ~10% annually) from May 2026 through maturity. At maturity the cash settlement per $1,000 face depends on the lesser performing underlier measured from initial levels set on April 16, 2026 to the determination date on or about April 19, 2028. If each underlier’s final level is ≥60% of its initial level, holders receive $1,000; otherwise payment equals $1,000 plus $1,000 times the lesser performing underlier return (subject to adjustments). Initial underlier levels are $170.33 (XLI) and $105.06 (UPS Class B). Trade date is April 17, 2026, original issue date April 22, 2026, stated maturity April 24, 2028. Aggregate face amount initially $2,501,000. The pricing supplement shows an estimated model value of approximately $997 per $1,000 face amount and an original issue price of 100%, with an underwriting discount of 0.4% and net proceeds of 99.6%.

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GS Finance Corp. is offering autocallable index-linked notes due April 24, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called for $1,157.50 per $1,000 on the April 19, 2027 call observation date, and mature on April 24, 2029. The maturity payout is tied to the performance of the lesser performing of the S&P 500®, Nasdaq-100® and Russell 2000® indices, with an 125% upside participation rate and a 65% trigger buffer. The aggregate face amount on issue is $938,000, original issue price is 100% of face and the underwriting discount is 1%. The estimated model value at terms is approximately $980 per $1,000 face.

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Goldman Sachs Group Inc. chief risk officer Alex S. Golten reported selling 1,115 shares of common stock in open-market transactions. The sales were made on April 17, 2026 in two trades: 706 shares at a weighted average price of $919.61 and 409 shares at a weighted average price of $918.46. After these transactions, Golten directly holds 4,400 Goldman Sachs common shares.

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Goldman Sachs Group Inc. chief risk officer Alex S. Golten reported selling 1,115 shares of common stock in open-market transactions. The sales were made on April 17, 2026 in two trades: 706 shares at a weighted average price of $919.61 and 409 shares at a weighted average price of $918.46. After these transactions, Golten directly holds 4,400 Goldman Sachs common shares.

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GS Finance Corp. offers structured notes (guaranteed by The Goldman Sachs Group, Inc.) linked to two ETFs: the State Street® Consumer Staples Select Sector SPDR® ETF and the State Street® Technology Select Sector SPDR® ETF. The notes pay a fixed monthly coupon of $7.50 per $1,000 (0.75% monthly, up to 9% per annum) and carry an automatic call feature if both ETFs are at or above their initial levels on any call observation date. If not called, maturity payment depends on the lesser performing ETF return relative to its initial level; payments are protected only if each ETF return is >= -35% (i.e., final level >= 65% of initial). The stated maturity date is April 24, 2028. The original issue price is 100% of face amount; the estimated value at pricing was approximately $993 per $1,000 face amount, and the aggregate original face amount was $2,501,000. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor.

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GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering callable, contingent‑coupon buffer notes linked to the common stock of Marvell Technology, Inc. The offering aggregates $8,894,000 of face amount in $1,000 notes that pay a contingent quarterly coupon of up to $61 per observation when the underlier closes at or above 65% of the initial level. The notes are automatically called if the underlier closes at or above the initial level on any call observation date. At maturity the cash settlement is capped at 100% of face if the final underlier level is at or above the 65% buffer, but can decline substantially below face if the final underlier level breaches the buffer; investors could lose their entire investment. Trade date is April 17, 2026, original issue date April 22, 2026, and stated maturity May 6, 2027.

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GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the EURO STOXX 50® Index. The notes pay no interest, may be automatically called on April 19, 2027 if the underlier closes at or above the initial level, and mature on April 22, 2031. If automatically called, the call payment equals $1,192 per $1,000 face amount. At maturity, cash settlement depends on the final underlier level: investors receive participation of 150% on upside, breakeven at the trigger buffer level of 80%, or suffer losses down to the underlier return, potentially losing the entire investment.

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GS Finance Corp. is offering autocallable index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Russell 2000® and EURO STOXX 50® and include a quarterly automatic call feature beginning October 28, 2026. The cash settlement at maturity depends on the performance of the lesser performing underlier and is capped by a 60.00% maturity date premium; a trigger buffer is set at 75% of each initial underlier level. The notes pay no interest, are subject to issuer and guarantor credit risk, and may result in a total loss if the lesser performing underlier falls below the trigger buffer.

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FAQ

How many Goldman Sachs Group (The) (GSCE) SEC filings are available on StockTitan?

StockTitan tracks 245 SEC filings for Goldman Sachs Group (The) (GSCE), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Goldman Sachs Group (The) (GSCE)?

The most recent SEC filing for Goldman Sachs Group (The) (GSCE) was filed on April 21, 2026.