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Global Water Resources, Inc. (GWRS) grants director 69 fully vested RSUs

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alexander Richard M reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. director Richard M. Alexander received a grant of 69 restricted stock units on July 31, 2026. Each RSU equals one share of common stock and is fully vested upon grant, but may be redeemed only after he ceases to be a director. Following this award, he directly holds 2,874 RSUs.

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Insider Alexander Richard M
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 69 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 2,874 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  2. F2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
RSUs granted 69 restricted stock units Grant to director on July 31, 2026
Holdings after grant 2,874 restricted stock units Director’s direct RSU holdings following the transaction
RSU price per unit $0.0000 per RSU Reported transaction price for the RSU award
Underlying common shares 69 shares of common stock Each RSU is the economic equivalent of one common share
Restricted Stock Units financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each RSU is the economic equivalent of one share of common stock"
Omnibus plans financial
"Redemption requirements are detailed within the Omnibus plans incorporated"
fully vested upon grant financial
"The RSUs are fully vested upon grant. In addition, the RSUs are only"

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FAQ

What insider transaction did Global Water Resources (GWRS) report?

Global Water Resources reported that director Richard M. Alexander received a grant of 69 restricted stock units (RSUs) on July 31, 2026. These RSUs are fully vested upon grant and are economically equivalent to the company’s common stock.

How many RSUs did the Global Water Resources (GWRS) director receive?

The director received 69 restricted stock units. Each RSU is the economic equivalent of one share of common stock, providing stock-based compensation that tracks the value of Global Water Resources, Inc.’s common shares on a one-for-one basis.

What are the vesting and redemption terms of the GWRS RSU grant?

The 69 RSUs are fully vested upon grant, meaning there is no waiting period for vesting. However, they may be redeemed only when the director ceases to serve on the board, with detailed terms set in the company’s Omnibus plans.

What is the director’s RSU holding in GWRS after this transaction?

After the July 31, 2026 grant, the director directly holds 2,874 restricted stock units. Each RSU represents the economic equivalent of one share of Global Water Resources, Inc. common stock, aligning the director’s interests with shareholders.

Do the RSUs granted by Global Water Resources (GWRS) have an exercise price?

The reported RSU grant has a per-share price of $0.0000, reflecting that RSUs are typically awarded without a cash exercise price. Instead, they convert into the economic value of common stock when eligible for redemption.

When can the Global Water Resources (GWRS) director redeem the RSUs?

Although the 69 RSUs are fully vested upon grant, they are only permitted to be redeemed when the reporting person ceases to be a director of Global Water Resources, Inc., as described in the company’s Omnibus plans.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Alexander Richard M

(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVENUE #205

(Street)
PHOENIX ARIZONA 85027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/31/2026A69 (2) (2)Common Stock69$02,874D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Remarks:
/s/ Suzette Prante, attorney-in-fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)