Welcome to our dedicated page for Global Water SEC filings (Ticker: GWRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Global Water Resources, Inc. (NASDAQ: GWRS) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a publicly traded water utility. Global Water Resources operates 39 systems that deliver water, wastewater, and recycled water services in growth corridors around metropolitan Phoenix and Tucson, Arizona, and its filings offer detailed insight into how it manages financing, regulation, and corporate governance.
Through its current reports on Form 8-K, the company discloses material events such as private placements of common stock, entry into credit agreements and term loans, and changes in its board of directors. These filings describe key terms of securities purchase agreements, loan covenants, guarantees by subsidiaries, and collateral arrangements, as well as any limitations on dividends tied to financial ratios.
Other 8-K filings incorporate press releases announcing quarterly financial results, where Global Water Resources reports on revenue, net income, adjusted EBITDA, and operational measures like active service connections and water consumption. The company also uses SEC filings to update investors on rate case proceedings for its regulated subsidiaries before the Arizona Corporation Commission, outlining requested rate changes and potential impacts on revenue and cash flows.
On Stock Titan, users can review these filings alongside AI-powered summaries that highlight important sections, such as financing terms, regulatory developments, and board or governance changes. This helps readers quickly understand how Global Water Resources funds infrastructure, navigates rate regulation, and oversees its water, wastewater, and recycled water operations in Arizona.
Global Water Resources (GWRS) reported a director’s equity change on a Form 4. On 10/31/2025, the director acquired 39 restricted stock units (RSUs) at a $0 price (Transaction Code A). Following this grant, the director beneficially owns 11,952 derivative securities directly.
Each RSU equals one share of common stock. The RSUs are fully vested upon grant and may be redeemed only when the director ceases to serve, as outlined in the company’s omnibus plan referenced in its latest 10-K.
Global Water Resources, Inc. updated its Arizona rate case status for two regulated utilities. The company’s applications sought a net annual revenue increase of approximately $6.5 million, an ~11% increase in the total median monthly aggregate bill, and an adjusted rate base of about $164.6 million.
Initial testimonies filed on October 1, 2025 materially differ: ACC Staff recommended a net annual revenue decrease of ~$7.1 million with an adjusted rate base of ~$78.7 million, while RUCO recommended a net annual revenue increase of ~$3.0 million and an adjusted rate base of ~$156.6 million. ACC Staff’s view reflects post-test year plant through August 1, 2025, with a request for updates on projects completed through December 31, 2025.
The parties agreed to begin settlement discussions as early as the week of October 20, 2025. Key dates: rebuttal due November 6, 2025; surrebuttal December 1, 2025; rejoinder December 10, 2025; hearing begins December 15, 2025. A Recommended Opinion and Order and the ACC vote are anticipated in the first half of 2026. The company notes that unfavorable outcomes, if adopted, could materially affect financial condition, results, and cash flows.
Global Water Resources, Inc. filed a Form D reporting a completed exempt offering of equity securities under Rule 506(b). The company raised total gross proceeds of
Director Andrew M. Cohn reported an open-market purchase of
Insider purchase increases indirect stake in Global Water Resources (GWRS). A Form 4 filed for Jonathan L. Levine shows a purchase of 728,197 shares on
This Form 4 discloses only non-derivative common stock acquisition activity and explains that holdings are held in entities for which the reporting person serves as general partner or trustee; the reporting person disclaims direct beneficial ownership except for pecuniary interest. No derivative transactions or additional pricing/guidance details are provided.
Global Water Resources, Inc. sold common stock in an unregistered private placement to several purchasers, including Levine Investments Limited Partnership (LILP) and Andrew M. Cohn, both of whom are significant company stockholders and directors. The purchasers acquired shares at a price equal to the Nasdaq consolidated closing bid immediately before the agreement,
David Rousseau, a director of Global Water Resources, Inc. (GWRS), was granted 38 restricted stock units (RSUs) on 09/30/2025. The filing reports the RSUs are fully vested on grant and each RSU equals one share of common stock. The RSUs are redeemable only when the reporting person ceases to be a director. Following the grant, the reporting person beneficially owns 11,913 shares of the company's common stock, held in a direct ownership form.
John Carroll Lenderking, SVP, Water Resources at Global Water Resources, Inc. (GWRS), reported insider transactions dated 09/30/2025. The filing shows a grant of 393 restricted stock units (RSUs) recorded as a deemed execution (M) and an additional grant of 6 fully vested RSUs. It also discloses the sale of 393 shares at a price of $10.30. Following these transactions, Mr. Lenderking beneficially owns 7,379 shares directly and holds 2,370 shares via prior RSU grants in aggregate reporting. The RSUs are exercisable upon vesting and have no set expiration date.
Jonathan C. Corwin, listed as a Vice President and reporting person for Global Water Resources, Inc. (GWRS), filed a Form 4 reporting transactions dated 09/30/2025. The filing shows a disposition of 192 common shares at a price of $10.30 and the grant/recognition of restricted stock units (RSUs) totaling 195 RSUs (a 3‑unit grant plus 192 units recorded under modification). The RSUs are stated to be fully vested and immediately exercisable and are economically equivalent to one share each at a $0 exercise price. After the reported sale, the filing lists 12,529 common shares beneficially owned by the reporting person. The Form 4 is signed by attorney‑in‑fact Suzette Prante with signature date 10/02/2025.
Christopher D. Krygier, Chief Operating Officer and Director of Global Water Resources, Inc. (GWRS), reported transactions dated 09/30/2025. The filing shows the reporting person was credited with 1,149 shares (from restricted stock units) with a reported acquisition price of $0 per share, and a corresponding disposition of 1,149 shares at $10.3 per share, leaving the reporting person with 28,769 shares beneficially owned after the disposition.
The report also discloses an additional 18 restricted stock units granted (fully vested) and an indirect beneficial ownership stake of 5,095.844 shares held as Trustee for The CKTJ Living Trust. The form is signed by an attorney-in-fact on 10/02/2025.