Welcome to our dedicated page for Global Water Resources SEC filings (Ticker: GWRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Global Water Resources, Inc. filings document the regulatory, financing and governance disclosures of a Nasdaq-listed Arizona water utility operator. The company’s 8-K reports cover operating results, rate case proceedings before the Arizona Corporation Commission, material credit agreements, amendments to revolving borrowing arrangements and direct financial obligations tied to its utility business.
Proxy and governance filings disclose board structure, committee assignments, executive compensation and shareholder voting matters. The filing record also identifies the company’s common stock registration, regulated subsidiaries, debt covenants, subsidiary guarantees, pledged equity interests and other capital-structure terms that support its water, wastewater and recycled water utility operations.
Fleming Ronnie L reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources, Inc. reported that President and CEO Ronnie L. Fleming received a grant of 99 Restricted Stock Units on July 31, 2026. Each RSU is the economic equivalent of one share of common stock and becomes exercisable upon vesting, with no set expiration date, bringing his direct RSU holdings to 27,986 units.
Liebman Michael J reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources, Inc. reported that its CFO and Corporate Secretary, Michael J. Liebman, received a grant of 63 Restricted Stock Units on 2026-07-31. Each RSU is the economic equivalent of one share of common stock and becomes exercisable upon vesting, with no set expiration date. Following this award, Liebman directly holds 17,908 RSUs.
Huckelbridge Brett reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources, Inc. director Brett Huckelbridge received a grant of 60 Restricted Stock Units (RSUs) on July 31, 2026. Each RSU equals one share of common stock, is fully vested upon grant, and can be redeemed only after he ceases to be a director, bringing his directly held RSUs to 12,118.
Lenderking John Carroll reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources, Inc. reported that SVP, Water Resources Lenderking John Carroll received a grant of 4 Restricted Stock Units (RSUs) on 2026-07-31 at $0.0000 per unit. Each RSU equals one share of common stock and is exercisable at vesting, increasing his direct RSU holdings to 1,090.
Global Water Resources, Inc. reported the initial equity holdings of officer Kyle Upchurch, Vice President and Controller. The filing lists direct ownership of 1,184 shares of common stock. A footnote explains these shares arise from 1,666 shares of restricted stock previously awarded and vested, with 482 shares retained by the company for payroll tax purposes.
Global Water Resources, Inc. Chief Operating Officer Christopher D. Krygier reported routine equity compensation transactions involving company stock and restricted stock units (RSUs). On June 30, 2026, he exercised RSUs into 1,468 shares of common stock at $0.00 per share and simultaneously disposed of 1,468 common shares back to the issuer at $7.24 per share in a disposition to the company, not an open-market sale.
He also received a new grant of 36 RSUs, each economically equivalent to one share of common stock, which are fully vested upon grant and immediately exercisable with no set expiration date. Following these transactions, Krygier holds 34,257 common shares directly, 10,485.008 common shares indirectly as trustee of The CKTJ Living Trust, and 10,440 RSUs that reflect prior and current grants.
Cohn Andrew M. reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources director Andrew M. Cohn received a grant of 6 restricted stock units (RSUs) on June 30, 2026. Each RSU is the economic equivalent of one share of common stock and was fully vested upon grant. The RSUs may only be redeemed when he ceases to be a director. Following this award, he holds 1,734 RSUs directly.
Global Water Resources, Inc. President and CEO Ronnie L. Fleming reported routine equity compensation movements involving common stock and restricted stock units. He exercised 4,575 restricted stock units into the same number of common shares at a stated price of $0.00 per share and, in a separate transaction, disposed of 4,575 common shares back to the company at $7.24 per share, leaving his common share count broadly stable.
Fleming also received a new grant of 113 restricted stock units, each economically equivalent to one share of common stock. Following these transactions, he directly holds 113,562 shares of common stock and 32,462 restricted stock units, which include prior grants with varying vesting and expiration terms.
Global Water Resources CFO Michael J. Liebman reported routine equity compensation activity and an internal share disposition. He exercised 2,929 restricted stock units (RSUs), receiving the same number of common shares at $0.00 per share, and then disposed of 2,929 common shares to the issuer at $7.24 per share, leaving 89,065 common shares held directly.
Separately, he was granted 72 new RSUs, bringing his RSU balance to 20,774 units, each economically equivalent to one share of common stock. In addition, 7,000 common shares are held indirectly in his spouse’s IRA, for which he disclaims beneficial ownership except for any pecuniary interest.
Alexander Richard M reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources, Inc. director Alexander Richard M received a grant of 68 restricted stock units, each equal to one share of common stock. The RSUs are fully vested at grant, and the award increases his direct holdings of restricted stock units to 2,805. These units can only be redeemed when he ceases to be a director, with redemption terms governed by the company’s omnibus plans referenced in its latest annual report.