Restricted stock award for Hanmi Financial (HAFC) board director

Rhea-AI Filing Summary

Marasco James A reported acquisition or exercise transactions in this Form 4 filing.

HANMI FINANCIAL CORP director James A. Marasco received a grant of 2,298 shares of common stock on May 27, 2026 as a restricted stock award under the 2021 Equity Compensation Plan. The shares vest on May 26, 2027, bringing his direct holdings to 9,187 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Marasco James A

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,298	$0.00	--

Holdings After Transaction: Common Stock — 9,187 shares (Direct, null)

Footnotes (1)

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Key Figures

Restricted shares granted: 2,298 shares Total holdings after grant: 9,187 shares Grant price per share: $0.0000 per share +2 more

5 metrics

Restricted shares granted 2,298 shares Grant/award of common stock on May 27, 2026

Total holdings after grant 9,187 shares Common stock directly owned after transaction

Grant price per share $0.0000 per share Reported transaction price for restricted stock award

Vesting date May 26, 2027 Restricted stock grant vests on this date

Equity plan 2021 Equity Compensation Plan Plan under which restricted stock was granted

Key Terms

Restricted stock grant, 2021 Equity Compensation Plan, Grant, award, or other acquisition

3 terms

Restricted stock grant financial

"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."

A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.

2021 Equity Compensation Plan financial

"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Marasco James A

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CALIFORNIA 90017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/27/2026		A		2,298(1)	A	$0	9,187	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027.

	/s/ James Marasco	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Hanmi Financial (HAFC) report for James A. Marasco?

Hanmi Financial reported that director James A. Marasco received a grant of 2,298 shares of common stock. The Form 4 labels this as a grant or award acquisition, reflecting stock-based compensation rather than an open-market purchase or sale.

How many Hanmi Financial (HAFC) shares does James A. Marasco hold after this grant?

After the restricted stock grant, James A. Marasco holds 9,187 shares of Hanmi Financial common stock directly. This total includes the newly awarded 2,298 shares reported in the Form 4 insider transaction filing.

What are the terms of the restricted stock grant to Hanmi Financial (HAFC) director Marasco?

The restricted stock grant of 2,298 shares was issued under Hanmi Financial’s 2021 Equity Compensation Plan. According to the footnote, these shares vest on May 26, 2027, meaning full ownership rights are delayed until that vesting date.

Did James A. Marasco pay for the Hanmi Financial (HAFC) shares reported in this Form 4?

The Form 4 shows a transaction price per share of $0.0000 for the 2,298 shares. This indicates the common stock was granted as compensation rather than bought on the open market at a cash purchase price.

Is the Hanmi Financial (HAFC) Form 4 transaction a buy or a grant for James A. Marasco?

The transaction is classified as an acquisition via grant or award. The Form 4 uses transaction code A and describes it as a grant, award, or other acquisition, consistent with stock-based compensation instead of an open-market purchase.