Hanmi Financial (HAFC) Chief Banking Officer sells 5,333 shares in open-market trade

Rhea-AI Filing Summary

Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported an open-market sale of Common Stock. On June 8, 2026, he sold 5,333 shares at an average price of $30.7323 per share. After this transaction, he directly holds 41,615 shares of Hanmi Financial Common Stock.

Insider Trade Summary

Net Seller: 5,333 shares ($163,895)

Net Sell 1 txn

Insider Kim Anthony I.

Role Chief Banking Officer

Sold 5,333 shs ($164K)

Type	Security	Shares	Price	Value
Sale	Common Stock	5,333	$30.7323	$164K

Holdings After Transaction: Common Stock — 41,615 shares (Direct, null)

Footnotes (1)

Key Figures

Shares sold: 5,333 shares Sale price: $30.7323 per share Shares owned after sale: 41,615 shares +1 more

4 metrics

Shares sold 5,333 shares Open-market sale of Common Stock on June 8, 2026

Sale price $30.7323 per share Average price for the 5,333 shares sold

Shares owned after sale 41,615 shares Direct holdings following the reported transaction

Transaction code S Sale in open market or private transaction

Key Terms

Form 4, open-market sale, Common Stock, Chief Banking Officer

4 terms

Form 4 regulatory

"The sale was reported on Form 4 and reflects a routine insider disposition"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

open-market sale financial

"sold 5,333 shares of Common Stock in an open-market transaction"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

"sold 5,333 shares of Common Stock in an open-market transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Chief Banking Officer financial

"Hanmi Financial reported that Chief Banking Officer Anthony I. Kim sold 5,333 shares"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kim Anthony I.

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CALIFORNIA 90017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Banking Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/08/2026		S		5,333	D	$30.7323	41,615	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Anthony Kim	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Hanmi Financial (HAFC) report for Anthony I. Kim?

Hanmi Financial reported that Chief Banking Officer Anthony I. Kim sold 5,333 shares of Common Stock in an open-market transaction. The sale was reported on Form 4 and reflects a routine insider disposition of shares.

At what price did Anthony I. Kim sell Hanmi Financial (HAFC) shares?

Anthony I. Kim sold his Hanmi Financial Common Stock at an average price of $30.7323 per share. This price represents the weighted average for the 5,333 shares sold in the reported open-market transaction.

How many Hanmi Financial (HAFC) shares does Anthony I. Kim own after the sale?

After the reported sale, Anthony I. Kim directly owns 41,615 shares of Hanmi Financial Common Stock. This post-transaction holding is disclosed in the Form 4 as the total number of shares he holds following the sale.

What is the role of Anthony I. Kim at Hanmi Financial (HAFC)?

Anthony I. Kim serves as Chief Banking Officer at Hanmi Financial Corp. His role is identified in the Form 4, which specifies that he is an officer of the company and not a director or ten percent owner.

Was the Hanmi Financial (HAFC) insider transaction an open-market sale?

Yes. The Form 4 classifies the transaction as an open-market sale of Common Stock. The transaction code is “S,” and the description notes it as a sale in an open market or private transaction.