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Hanmi Financial (HAFC) director granted 2,298 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lee Gloria J reported acquisition or exercise transactions in this Form 4 filing.

Hanmi Financial Corp director Gloria J. Lee received a grant of 2,298 shares of Common Stock as restricted stock under the 2021 Equity Compensation Plan. The award was granted at no cash cost and is scheduled to vest on May 26, 2027. Following this grant, Lee directly holds 15,715 shares, reflecting a routine compensation-related increase in her ownership rather than an open-market purchase or sale.

Positive

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Insider Lee Gloria J
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,298 $0.00 --
Holdings After Transaction: Common Stock — 15,715 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted stock grant 2,298 shares Award to director Gloria J. Lee
Total shares after grant 15,715 shares Lee’s direct Common Stock holdings
Grant price per share $0.00 per share Equity compensation, no cash paid
Vesting date May 26, 2027 Restricted stock vesting schedule
Restricted stock grant financial
"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."
A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.
2021 Equity Compensation Plan financial
"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."
Common Stock financial
"security_title: "Common Stock" in the reported Form 4 transaction."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition" for this Form 4 entry."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Gloria J
(Last)(First)(Middle)
900 WILSHIRE BLVD., SUITE 1250
(Street)
LOS ANGELES CALIFORNIA 90017
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/27/2026A2,298(1)A$015,715D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027.
/s/ Gloria Lee05/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Hanmi Financial (HAFC) report for Gloria J. Lee?

Hanmi Financial reported that director Gloria J. Lee received a grant of 2,298 shares of Common Stock as restricted stock. The award was issued under the company’s 2021 Equity Compensation Plan as a compensation-related acquisition, not an open-market purchase.

How many Hanmi Financial (HAFC) shares does Gloria J. Lee hold after this grant?

After the restricted stock grant, Gloria J. Lee directly holds 15,715 shares of Hanmi Financial Common Stock. This total reflects her updated ownership position following the 2,298-share award disclosed in the Form 4 insider transaction report.

What are the terms of Gloria J. Lee’s restricted stock grant at Hanmi Financial (HAFC)?

The restricted stock grant to Gloria J. Lee consists of 2,298 shares issued under the 2021 Equity Compensation Plan. According to the disclosure, these restricted shares are scheduled to vest on May 26, 2027, subject to the grant’s standard vesting conditions.

Was cash paid for the Hanmi Financial (HAFC) restricted stock granted to Gloria J. Lee?

No cash was paid for the grant, as the reported transaction price per share is $0.00. This indicates the 2,298 shares were awarded as equity compensation to director Gloria J. Lee rather than acquired through an open-market stock purchase.

Does the Hanmi Financial (HAFC) Form 4 for Gloria J. Lee indicate a buy or a grant?

The Form 4 characterizes the transaction as a grant or award acquisition, coded as an “A” transaction. This reflects a compensation-related grant of 2,298 restricted shares to director Gloria J. Lee, not a discretionary open-market buy or sell.