Hanmi Financial (HAFC) CCO reports 319-share tax withholding, holds 32,826 shares

Rhea-AI Filing Summary

Hanmi Financial Corp’s Chief Credit Officer Matthew Fuhr reported a routine tax-related share disposition. On March 10, 2026, 319 shares of common stock were withheld at $25.55 per share to cover tax obligations, rather than sold in the open market. Following this withholding, he directly holds 32,826 shares of Hanmi Financial common stock, so the transaction affects only a small portion of his overall position.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fuhr Matthew

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CA 90017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Credit Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		F		319	D	$25.55	32,826	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Matthew Fuhr	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Hanmi Financial (HAFC) disclose for Matthew Fuhr?

Hanmi Financial disclosed that Chief Credit Officer Matthew Fuhr had 319 common shares withheld to pay taxes. The shares were valued at $25.55 each and were not sold on the open market, reflecting a routine compensation-related tax withholding event.

Was the HAFC insider transaction by Matthew Fuhr a market sale of shares?

No, the Form 4 shows a tax-withholding disposition, not a market sale. 319 shares of Hanmi Financial common stock were delivered to satisfy tax liabilities, meaning Fuhr did not actively sell shares into the market as part of this transaction.

How many Hanmi Financial (HAFC) shares were involved in Matthew Fuhr’s Form 4 filing?

The filing reports 319 shares of Hanmi Financial common stock used to pay tax obligations. These shares were withheld at $25.55 per share, representing a relatively small number compared with Fuhr’s remaining direct ownership position after the transaction.

How many Hanmi Financial (HAFC) shares does Matthew Fuhr own after this tax withholding?

After the tax-withholding transaction, Matthew Fuhr directly owns 32,826 shares of Hanmi Financial common stock. This indicates the 319 shares withheld for taxes reduced his holdings only modestly, leaving his overall equity position in the company largely unchanged.

What does transaction code “F” mean in the Hanmi Financial (HAFC) Form 4?

Transaction code “F” indicates payment of an exercise price or tax liability by delivering securities. In this case, it means 319 Hanmi Financial common shares were withheld to cover taxes, a standard non-market event often linked to equity compensation vesting or exercises.