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Hanmi Financial (HAFC) director receives 2,298-share restricted stock grant

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Medici Daniel John reported acquisition or exercise transactions in this Form 4 filing.

Hanmi Financial Corp director Daniel John Medici received a grant of 2,298 shares of restricted common stock at no cost as equity compensation. The award was issued under the 2021 Equity Compensation Plan and is scheduled to vest on May 26, 2027. After this grant, Medici directly holds 2,498 common shares.

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Insider Medici Daniel John
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,298 $0.00 --
Holdings After Transaction: Common Stock — 2,498 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted shares granted 2,298 shares Restricted stock grant on May 27, 2026
Grant price $0.00 per share Equity compensation, non-cash award
Shares after transaction 2,498 shares Total direct common stock holdings post-grant
Vesting date May 26, 2027 Restricted stock grant vesting under 2021 plan
Restricted stock grant financial
"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."
A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.
2021 Equity Compensation Plan financial
"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."
vesting financial
"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Medici Daniel John
(Last)(First)(Middle)
900 WILSHIRE BLVD.
SUITE 1250
(Street)
LOS ANGELES CALIFORNIA 90017
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/27/2026A2,298(1)A$02,498D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027.
/s/ Daniel Medici05/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Hanmi Financial (HAFC) director Daniel Medici report?

Director Daniel John Medici reported receiving 2,298 shares of restricted common stock as an equity grant at no cost. This non-cash award increases his direct holdings in Hanmi Financial Corp to 2,498 common shares following the transaction.

When do Daniel Medici’s newly granted Hanmi Financial (HAFC) restricted shares vest?

The 2,298 restricted shares granted to Daniel John Medici are scheduled to vest on May 26, 2027. Vesting means the shares become fully owned over time, encouraging longer-term alignment with Hanmi Financial Corp’s performance and governance.

What plan governs the restricted stock grant to Hanmi Financial (HAFC) director Daniel Medici?

The restricted stock grant to Daniel John Medici was issued under Hanmi Financial Corp’s 2021 Equity Compensation Plan. Such plans typically provide stock-based awards to directors and executives as part of their overall compensation structure.

How many Hanmi Financial (HAFC) shares does Daniel Medici own after this Form 4 filing?

Following the reported grant, Daniel John Medici directly owns 2,498 shares of Hanmi Financial Corp common stock. This total includes the newly granted 2,298 restricted shares, which are subject to vesting on May 26, 2027 under the company’s equity plan.

Was Daniel Medici’s Hanmi Financial (HAFC) transaction a market purchase or a grant?

The transaction was a grant of restricted stock, not a market purchase. Daniel John Medici received 2,298 shares at a stated price of $0.00 per share as a compensation award, rather than buying them on the open market.