Hanmi director granted 2,298 restricted shares

Rosenblum David L reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Rosenblum David L reported acquisition or exercise transactions in this Form 4 filing.

Hanmi Financial Corp director David L. Rosenblum received a grant of 2,298 shares of common stock as a restricted stock award. The shares were issued at no cash cost under the company’s 2021 Equity Compensation Plan and are scheduled to vest on May 26, 2027.

Following this grant, Rosenblum directly holds a total of 38,883 shares of Hanmi Financial common stock. This award reflects equity-based compensation rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 2,298 shares

Grant/Award 1 txn

Insider Rosenblum David L

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,298	$0.00	$0.00

Holdings After Transaction: Common Stock — 38,883 shares (Direct)

Footnotes (1)

1. F1. Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027.

Key Figures

Restricted shares granted: 2,298 shares Grant price per share: $0.0000 per share Total shares after grant: 38,883 shares +1 more

4 metrics

Restricted shares granted 2,298 shares Restricted stock grant on May 27, 2026

Grant price per share $0.0000 per share Reported transaction price for restricted stock

Total shares after grant 38,883 shares Direct ownership following the award

Vesting date May 26, 2027 Restricted stock vesting under 2021 Equity Compensation Plan

Key Terms

Restricted stock grant, 2021 Equity Compensation Plan, Form 4

3 terms

Restricted stock grant financial

"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."

A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.

2021 Equity Compensation Plan financial

"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Hanmi Financial (HAFC) director David L. Rosenblum report on this Form 4?

Hanmi Financial director David L. Rosenblum reported receiving 2,298 shares of common stock as a restricted stock grant. The award was issued at no cash cost and represents equity compensation rather than an open-market transaction, increasing his direct share ownership in the company.

How many Hanmi Financial (HAFC) shares did Rosenblum receive and at what price?

Rosenblum received 2,298 shares of Hanmi Financial common stock at a reported price per share of $0.0000. This indicates a compensation grant, not a market purchase, as the shares were awarded under the company’s equity compensation plan instead of being bought on the open market.

Under which plan was the Hanmi Financial (HAFC) restricted stock granted to Rosenblum?

The restricted stock grant to Rosenblum was issued under Hanmi Financial’s 2021 Equity Compensation Plan. This plan provides equity-based awards to directors and other participants, aligning their interests with shareholders by granting stock that typically vests over a defined period.

When will David L. Rosenblum’s Hanmi Financial (HAFC) restricted stock vest?

Rosenblum’s restricted stock grant is scheduled to fully vest on May 26, 2027. Until that vesting date, the shares are subject to restrictions under the 2021 Equity Compensation Plan, after which they generally become freely owned if plan conditions are satisfied.

What is Rosenblum’s total Hanmi Financial (HAFC) share ownership after this grant?

After the restricted stock award, Rosenblum directly owns 38,883 shares of Hanmi Financial common stock. This total includes the newly granted 2,298 restricted shares, reflecting his updated direct ownership position as reported in the Form 4 filing.

Is Rosenblum’s Form 4 transaction a buy or sell of Hanmi Financial (HAFC) stock?

Rosenblum’s Form 4 does not show a buy or sell in the open market. Instead, it reports an acquisition coded as a grant or award, where 2,298 shares of restricted common stock were issued to him as compensation under the 2021 Equity Compensation Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/28/2026 - 08:38 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rosenblum David L

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CALIFORNIA 90010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/27/2026		A		2,298(1)	A	$0	38,883	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027.

	/s/ David Rosenblum	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)