Heritage Global insider plans sale of 2,500 shares

Rhea-AI Filing Summary

Heritage Global Inc. (HGBL) insider James Sklar filed a notice of proposed sale of company stock under Rule 144. The filing covers 2,500 shares of common stock, held at Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate value of $3,225.00, with a noted sale date of September 1, 2026. The shares relate to Restricted Stock Units granted on March 30, 2021.

Key Figures

Shares proposed to be sold: 2,500 shares of common stock Aggregate market value: $3,225.00 Proposed sale date: September 1, 2026 +1 more

4 metrics

Shares proposed to be sold 2,500 shares of common stock Shares of Heritage Global Inc. covered by the Form 144 notice

Aggregate market value $3,225.00 Value associated with the 2,500 shares proposed for sale

Proposed sale date September 1, 2026 Date referenced for the potential sale under Rule 144

RSU grant/acquisition date March 30, 2021 Acquisition date of the Restricted Stock Units underlying the shares

Key Terms

Rule 144, Restricted Stock Units, aggregate market value

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"Common | 03/30/2021 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

aggregate market value financial

"Common | Morgan Stanley Smith Barney LLC ... | 2500 | 3225.00"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

What does the Form 144 filing by James Sklar mean for HGBL?

James Sklar filed a notice under Rule 144 to potentially sell 2,500 shares of Heritage Global Inc. common stock. This is a disclosure of a proposed sale, not a confirmation that the sale has occurred.

How many HGBL shares are covered by this Form 144?

The notice covers 2,500 shares of Heritage Global Inc. common stock. These shares are associated with Restricted Stock Units granted on March 30, 2021.

What is the approximate value of the HGBL shares in this Form 144?

The filing lists an aggregate value of $3,225.00 for the 2,500 shares of Heritage Global Inc. common stock proposed to be sold.

When is the proposed sale date for the HGBL shares in this Form 144?

The filing references a proposed sale date of September 1, 2026 for the 2,500 shares of Heritage Global Inc. common stock covered by the notice.

What is the origin of the HGBL shares being sold under this Form 144?

The 2,500 shares of Heritage Global Inc. common stock relate to Restricted Stock Units with an acquisition date of March 30, 2021, and the issuer of these securities is Heritage Global Inc.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 04:48 PM Accepted by SEC EDGAR 09/01/2026 - 04:48 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001641547
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HERITAGE GLOBAL INC.
SEC File Number	001-39471
Address of Issuer	6130 Nancy Ridge Drive San Diego CALIFORNIA 92121
Phone	8588470659
Name of Person for Whose Account the Securities are To Be Sold	JAMES SKLAR
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2500	3225.00	34639445	09/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/30/2021	Restricted Stock Units	Issuer			2500	03/30/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ James Sklar
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)