STOCK TITAN

Heritage Global (HGBL) president buys 10K shares outside trading plan

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Heritage Global Inc. (HGBL) reported that Bruce Kenneth Hounsell, President of Heritage DebtX LLC, purchased 10,000 shares of Heritage Global common stock on 2026-08-17 in an open market or private transaction at $1.1395 per share. Following this transaction, he directly holds 10,000 shares of common stock.

Positive

  • None.

Negative

  • None.
Insider Hounsell Bruce Kenneth
Role President, Heritage DebtX LLC
Bought 10,000 shs ($11K)
Type Security Shares Price Value
Purchase Common Stock 10,000 $1.1395 $11K
Holdings After Transaction: Common Stock — 10,000 shares (Direct)
Shares purchased 10,000 shares Common stock purchased on 2026-08-17
Purchase price per share $1.1395 per share Price for the 10,000-share common stock purchase
Shares owned after transaction 10,000 shares Total direct common stock holdings after the reported purchase
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
open market or private transaction financial
"transaction_code_description": "Purchase in open market or private transaction""
direct ownership financial
""ownership_type": "direct","ownership_code": "D""

FAQ

What insider transaction did HGBL executive Bruce Kenneth Hounsell report on this Form 4?

Bruce Kenneth Hounsell reported a purchase of 10,000 HGBL common shares on 2026-08-17. The shares were bought in an open market or private transaction at $1.1395 per share, resulting in direct ownership of 10,000 shares after the trade.

At what price did Bruce Kenneth Hounsell buy Heritage Global (HGBL) shares?

He bought the shares at an average price of $1.1395 per share. The transaction involved 10,000 common shares on 2026-08-17 in a purchase classified as an open market or private transaction, reported as direct ownership.

How many Heritage Global (HGBL) shares does Bruce Kenneth Hounsell own after this transaction?

After the reported transaction, Bruce Kenneth Hounsell directly owns 10,000 shares of HGBL common stock. This entire position reflects the 10,000 shares purchased on 2026-08-17 in the reported open market or private transaction.

Was the HGBL insider trade by Bruce Kenneth Hounsell a buy or a sell?

The reported HGBL insider trade was a buy transaction. Bruce Kenneth Hounsell purchased 10,000 shares of Heritage Global common stock at $1.1395 per share, classified as a purchase in an open market or private transaction.

Is the reported Heritage Global (HGBL) insider transaction under a Rule 10b5-1 plan?

The filing indicates the transaction was not affirmed as conducted under a Rule 10b5-1 trading plan. It reports a single open market or private purchase of 10,000 HGBL common shares by executive Bruce Kenneth Hounsell on 2026-08-17.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hounsell Bruce Kenneth

(Last)(First)(Middle)
6130 NANCY RIDGE DRIVE

(Street)
SAN DIEGO CALIFORNIA 92121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Heritage Global Inc. [ HGBL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Heritage DebtX LLC
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/17/2026P10,000A$1.139510,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Bruce Hounsell by James Sklar POA08/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)