Heritage Global (NASDAQ: HGBL) president buys stock without preset plan

Rhea-AI Filing Summary

Heritage Global Inc. (HGBL) executive Nicholas Kirk Dove, President, Industrial Assets, purchased 60,000 shares of Common Stock on 2026-08-17 at $1.099 per share in an open-market or private transaction. Following this buy, he directly holds 186,000 Common Stock shares.

Insider Trade Summary

Net Buyer: 60,000 shares

Net Buy 1 txn

Insider Dove Nicholas Kirk

Role President, Industrial Assets

Bought 60,000 shs ($66K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	60,000	$1.099	$66K

Holdings After Transaction: Common Stock — 186,000 shares (Direct)

Key Figures

Shares purchased: 60,000 shares Purchase price: $1.099 per share Post-transaction holdings: 186,000 shares +1 more

4 metrics

Shares purchased 60,000 shares Non-derivative Common Stock purchase on 2026-08-17

Purchase price $1.099 per share Price for the 60,000-share Common Stock purchase

Post-transaction holdings 186,000 shares Total directly owned Common Stock after the purchase

Net buy shares 60,000 shares Net buy direction across all reported transactions in this filing

Key Terms

non-derivative, direct or indirect, transaction code

3 terms

non-derivative financial

"transaction_type": "non-derivative"

direct or indirect financial

"direct_or_indirect": "D"

transaction code financial

"transaction_code": "P"

FAQ

What insider transaction did HGBL executive Nicholas Kirk Dove report?

Nicholas Kirk Dove reported a purchase of 60,000 HGBL Common Stock shares on 2026-08-17 at $1.099 per share. The transaction is classified as a non-derivative open-market or private purchase, increasing his direct ownership stake.

How many HGBL shares does Nicholas Kirk Dove own after this reported transaction?

After the reported transaction, Nicholas Kirk Dove directly owns 186,000 shares of HGBL Common Stock. This figure includes the 60,000 shares purchased on 2026-08-17 and reflects only his reported direct, non-derivative holdings.

At what price were the HGBL shares purchased in Nicholas Kirk Dove’s recent trade?

The 60,000 HGBL shares were purchased at a price of $1.099 per share. This per-share price applies to the full non-derivative transaction executed on 2026-08-17, classified as a purchase in an open-market or private transaction.

Was Nicholas Kirk Dove’s HGBL share purchase made under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed (aff_10b5_one is false). This means the reported 60,000-share purchase at $1.099 per share is not designated as having been executed under a Rule 10b5-1 trading plan.

What type of security did Nicholas Kirk Dove buy in this HGBL transaction?

Nicholas Kirk Dove purchased Common Stock of Heritage Global Inc. (HGBL), totaling 60,000 non-derivative shares. The transaction increased his direct common equity position to 186,000 shares, with no related derivative transactions reported in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/17/2026 - 01:01 PM Accepted by SEC EDGAR 08/17/2026 - 01:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dove Nicholas Kirk

(Last) (First) (Middle)

6130 NANCY RIDGE DRIVE

(Street)

SAN DIEGO CALIFORNIA 92121

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Heritage Global Inc. [ HGBL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Industrial Assets

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/17/2026		P		60,000	A	$1.099	186,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Nicholas K. Dove by James E. Sklar POA	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)