Every Form 4 that HERITAGE GLOBAL INC (HGBL) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow HGBL and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full HGBL filings page.
Heritage Global Inc. EVP, Gen Counsel & Secretary James Edward Sklar sold 2,500 shares of common stock on October 1, 2026, at a weighted average price of $1.27 per share. The sale was made under a previously established 10b5-1 plan; individual sale prices ranged from $1.26 to $1.28. Sklar directly held 252,391 shares after the sale.
Heritage Global Inc. (HGBL) director William L. Burnham reported that Inductive Capital LP privately purchased 300,000 common shares from Ross Dove, the company's Chief Executive Officer and a director, on September 25, 2026, at $1.33 per share. The reported post-transaction positions were 300,000 shares held by the LP and 70,000 shares held directly by Burnham. Burnham may be deemed to beneficially own the LP's shares but disclaims beneficial ownership except to the extent of his pecuniary interest. No Rule 10b5-1 plan is reported.
Heritage Global Inc. (HGBL) CEO and director Ross Dove sold 300,000 common shares directly to Inductive Capital LP, an entity controlled by director William L. Burnham, in a privately negotiated transaction on September 25, 2026, at $1.33 per share. The sale was not effected on an exchange or through a broker. Transfer into Inductive Capital LP's name was expected to be completed through the issuer's transfer agent after the transaction date. Dove reported direct holdings of 2,021,917 shares after the sale; no Rule 10b5-1 plan is reported.
Heritage Global Inc. (HGBL) reported that James Edward Sklar, EVP, General Counsel & Secretary, sold 2,500 shares of common stock on September 1, 2026 in an open-market transaction under a previously established Rule 10b5-1 plan. The weighted average sale price was $1.27 per share, and he now directly holds 254,891 shares of Heritage Global common stock.
Heritage Global Inc. (HGBL) reported that its CFO, Brian J. Cobb, purchased 20,000 shares of the company’s Common Stock on 2026-08-20 in a purchase in open market or private transaction at a price of $1.10 per share. Following this transaction, he directly holds 245,353 shares of Common Stock.
Heritage Global Inc. (HGBL) reported that Bruce Kenneth Hounsell, President of Heritage DebtX LLC, purchased 10,000 shares of Heritage Global common stock on 2026-08-17 in an open market or private transaction at $1.1395 per share. Following this transaction, he directly holds 10,000 shares of common stock.
Heritage Global Inc. (HGBL) executive Nicholas Kirk Dove, President, Industrial Assets, purchased 60,000 shares of Common Stock on 2026-08-17 at $1.099 per share in an open-market or private transaction. Following this buy, he directly holds 186,000 Common Stock shares.
Heritage Global Inc. President of Industrial Assets Nicholas Kirk Dove bought 26,000 shares of Common Stock in an open-market purchase at $1.215 per share. Following this transaction, he directly holds 126,000 shares of Heritage Global common stock.
Heritage Global Inc. president exercises options and covers taxes with shares. On May 14, 2026, Ludwig Thomas Van exercised options to acquire 31,875 shares of common stock at $0.70 per share and had 23,919 shares withheld to satisfy tax obligations, resulting in a net increase of 7,956 shares. Following these transactions, he directly holds 246,527 common shares and retains 85,000 options to purchase common stock at $0.70 per share, expiring on June 1, 2029. The footnote states these options were granted on June 1, 2019 and vested 25% annually beginning one year after the grant.
Heritage Global Inc. executive James Edward Sklar, EVP, General Counsel & Secretary, reported an open-market sale of 3,734 shares of common stock on May 1, 2026, at a weighted average price of $1.33 per share. The sale was made under a previously established Rule 10b5-1 trading plan and executed in multiple trades between $1.31 and $1.36 per share. After this transaction, Sklar directly owns 257,391 Heritage Global shares.
Heritage Global Inc. executive James Edward Sklar, EVP, General Counsel and Secretary, reported an open-market sale of 3,734 shares of common stock at a weighted average price of $1.35 per share. The transaction was made under a previously established Rule 10b5-1 trading plan and leaves him holding 261,125 shares directly.
Sharpe Kelly S reported acquisition or exercise transactions in this Form 4 filing.
Heritage Global Inc. director Kelly S. Sharpe received an award of 20,000 shares of Common Stock as equity compensation. The shares were granted at no cash cost to her and are restricted, vesting in four equal quarterly installments on June 5, 2026, September 5, 2026, December 5, 2026, and March 5, 2027. Following this grant, she holds 95,800 shares of Heritage Global Inc. common stock directly.
SHIMER SAMUEL L reported acquisition or exercise transactions in this Form 4 filing.
Heritage Global Inc. director Samuel L. Shimer reported an equity award of 20,000 shares of Common Stock on March 5, 2026. The shares are restricted and will vest in four equal 25% installments on June 5, 2026, September 5, 2026, December 5, 2026, and March 5, 2027. Following this grant, Shimer directly holds 352,500 shares of Heritage Global common stock.
Hexner Michael reported acquisition or exercise transactions in this Form 4 filing.
Heritage Global Inc. director Michael Hexner received an award of 20,000 shares of Common Stock, reported at a price of $0.0000 per share. Following this grant, his directly held position increased to 272,104 shares.
The awarded shares are restricted and will vest in four equal quarterly installments: 25% on June 5, 2026, 25% on September 5, 2026, 25% on December 5, 2026, and the remaining 25% on March 5, 2027. This structure ties the full benefit of the grant to his continued service over time.
Sinsley Barbara A reported acquisition or exercise transactions in this Form 4 filing.
Heritage Global Inc. director Barbara A. Sinsley received an award of 20,000 shares of Common Stock as equity compensation. These shares are restricted and will vest in four equal 25% installments on June 5, 2026, September 5, 2026, December 5, 2026, and March 5, 2027. After this grant, she directly holds 101,300 shares.
Burnham William L reported acquisition or exercise transactions in this Form 4 filing.
Heritage Global Inc. director William L. Burnham reported an award of 20,000 shares of common stock on March 5, 2026. The shares are restricted and will vest in four equal 25% installments on June 5, 2026, September 5, 2026, December 5, 2026, and March 5, 2027. Following this grant, Burnham directly owns 70,000 shares of Heritage Global common stock.
Heritage Global Inc. executive vice president, general counsel and secretary James Edward Sklar reported an open-market sale of 3,734 shares of common stock on March 2, 2026 at a weighted average price of $1.30 per share, executed under a previously established Rule 10b5-1 trading plan. Following this transaction, he beneficially owns 264,859 shares of Heritage Global common stock.
Heritage Global Inc. executive James Edward Sklar, EVP, General Counsel & Secretary, sold 3,734 shares of common stock on February 2, 2026 at a weighted average price of $1.37 per share under a pre-arranged Rule 10b5-1 trading plan.
After this sale, Sklar beneficially owned 268,593 shares of Heritage Global common stock in direct ownership.
Heritage Global Inc. (HGBL) reported an insider transaction by its EVP, General Counsel & Secretary. On 11/03/2025, the officer sold 3,734 shares of common stock at a weighted average price of $1.43 per share under a previously established Rule 10b5-1 trading plan. The filing notes the sales occurred in multiple trades between $1.41 and $1.46.
Following the sale, the reporting person beneficially owns 279,795 shares, held directly. The disclosure indicates a routine, pre‑planned transaction rather than discretionary trading.