Helios director settles 1,174 RSUs at $69.29

HELIOS TECHNOLOGIES, INC.

Available on EDGAR 09/22/2026 - 04:08 PM EDT Accepted by SEC EDGAR 09/22/2026 - 04:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

HELIOS TECHNOLOGIES, INC. (HLIO) director Laura D. Brown reported the vesting and settlement of 1,174 Restricted Stock Units into 1,174 shares of Common Stock on September 18, 2026. The RSUs converted at a reported value of $69.29 per share, leaving no RSUs from this grant and resulting in 20,442 shares of Common Stock held directly after the transaction. No Rule 10b5-1 trading plan is reported for these transactions.

Insider Trade Summary

1,174 shares exercised/converted

Exercise 2 txns

Insider Brown Laura D

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1	1,174	$0.00	$0.00
Exercise	Common Stock	1,174	$69.29	$81K

Holdings After Transaction: Restricted Stock Units — 0 units (Direct); Common Stock — 20,442 shares (Direct)

Holdings Before and After: Restricted Stock Units, 1,174 to 0 units (Direct); Common Stock, 19,268 to 20,442 shares (Direct)

Footnotes (1)

1. F1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.

Key Figures

Restricted Stock Units exercised: 1,174 units Value per share on RSU settlement: $69.29 per share Common Stock received from RSU settlement: 1,174 shares +1 more

4 metrics

Restricted Stock Units exercised 1,174 units RSUs converted into Common Stock on September 18, 2026

Value per share on RSU settlement $69.29 per share Reported value for 1,174 Common Stock shares received on settlement

Common Stock received from RSU settlement 1,174 shares Shares issued upon RSU vesting and settlement on September 18, 2026

Common Stock holdings after transaction 20,442 shares Directly held by Laura D. Brown after the reported transactions

Key Terms

Restricted Stock Units, vesting, expiration

3 terms

Restricted Stock Units financial

"Each RSU represents the right to receive, following vesting, one share of Common Stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"Each RSU represents the right to receive, following vesting, one share of Common Stock."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

expiration financial

"Upon vesting, there is no expiration."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did HLIO director Laura D. Brown report in this Form 4?

Laura D. Brown reported the vesting and settlement of 1,174 Restricted Stock Units into 1,174 shares of Common Stock of HELIOS TECHNOLOGIES, INC. on September 18, 2026, as part of an equity compensation award.

How many HELIOS TECHNOLOGIES (HLIO) shares does Laura D. Brown hold after this transaction?

After the reported transactions, Laura D. Brown directly holds 20,442 shares of Common Stock of HELIOS TECHNOLOGIES, INC., according to the Form 4.

What type of securities were involved in Laura D. Brown’s HLIO Form 4 filing?

The filing involves Restricted Stock Units that converted into Common Stock. Specifically, 1,174 RSUs were settled into 1,174 shares of Common Stock upon vesting on September 18, 2026.

At what value were Laura D. Brown’s HLIO RSUs converted into common shares?

The 1,174 shares of Common Stock received upon settlement of the Restricted Stock Units were reported at a value of $69.29 per share on September 18, 2026.

Were Laura D. Brown’s HLIO transactions under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that these transactions were not made pursuant to a Rule 10b5-1 trading plan, meaning no such pre-arranged trading plan is reported for this activity.

What happened to the 1,174 Restricted Stock Units reported by Laura D. Brown for HLIO?

Each of the 1,174 Restricted Stock Units represented the right to receive one share of Common Stock after vesting. On vesting, they were settled into 1,174 shares of Common Stock, and there is no expiration once vested.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Laura D

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FLORIDA 34243

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/18/2026		M		1,174	A	$69.29	20,442	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/18/2026		M			1,174	(1)	(1)	Common Stock	1,174	$0	0	D

Explanation of Responses:

1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.

	/s/ Marc Greenberg, Attorney-in-Fact for Laura D. Brown	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)