Helios director converts 697 RSUs at $69.29

A HELIOS TECHNOLOGIES, INC. director settled 697 RSUs into 697 common shares at a reported $69.29 per share, with no Rule 10b5-1 trading plan indicated.

Available on EDGAR 09/22/2026 - 04:08 PM EDT Accepted by SEC EDGAR 09/22/2026 - 04:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

HELIOS TECHNOLOGIES, INC. (HLIO) director Ian K. Walsh reported the vesting and settlement of 697 Restricted Stock Units into 697 shares of Common Stock on September 18, 2026. The RSUs were exercised at a reported value of $69.29 per share, leaving no RSUs from this award outstanding and 697 common shares held directly.

The RSUs each represented the right to receive one share of common stock upon vesting, with no expiration after vesting, and no transactions were reported under a Rule 10b5-1 trading plan.

Insider Trade Summary

697 shares exercised/converted

Exercise 2 txns

Insider Walsh Ian K.

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1	697	$0.00	$0.00
Exercise	Common Stock	697	$69.29	$48K

Holdings After Transaction: Restricted Stock Units — 0 units (Direct); Common Stock — 697 shares (Direct)

Holdings Before and After: Restricted Stock Units, 697 to 0 units (Direct); Common Stock, 0 to 697 shares (Direct)

Footnotes (1)

1. F1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.

Key Figures

RSUs exercised: 697 units Common shares received: 697 shares Reported per-share value: $69.29 per share +2 more

5 metrics

RSUs exercised 697 units Restricted Stock Units converted to common stock on September 18, 2026

Common shares received 697 shares Shares of HELIOS TECHNOLOGIES, INC. common stock acquired upon RSU settlement

Reported per-share value $69.29 per share Value reported for the common stock transaction on September 18, 2026

Common shares held after transaction 697 shares Direct ownership by Ian K. Walsh following the Form 4 transactions

RSUs remaining from this award 0 units Total RSUs from the reported award following exercise/conversion

Key Terms

Restricted Stock Units, derivative security, Rule 10b5-1

3 terms

Restricted Stock Units financial

"Each RSU represents the right to receive, following vesting, one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Rule 10b5-1 regulatory

"Rule 10b5-1 checkbox is not selected for these transactions"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HLIO director Ian K. Walsh report?

Ian K. Walsh reported the vesting and settlement of 697 Restricted Stock Units into 697 shares of HELIOS TECHNOLOGIES, INC. common stock on September 18, 2026, through an exercise or conversion of a derivative security.

At what price were the 697 HLIO common shares associated with the RSUs valued?

The 697 HELIOS TECHNOLOGIES, INC. common shares associated with the RSU settlement were reported at $69.29 per share, as shown for the common stock transaction on September 18, 2026.

How many HLIO shares does Ian K. Walsh hold directly after this Form 4 transaction?

Following the reported transactions, Ian K. Walsh holds 697 shares of HELIOS TECHNOLOGIES, INC. common stock directly, with no remaining RSUs from this particular award.

What happened to the 697 Restricted Stock Units reported for HLIO?

The 697 Restricted Stock Units were exercised/converted into an equal number of HELIOS TECHNOLOGIES, INC. common shares on September 18, 2026, leaving 0 RSUs from that award following the transaction.

Was a Rule 10b5-1 trading plan used for this HLIO Form 4 transaction?

No. The filing indicates that the Rule 10b5-1 checkbox is not selected, and there is no footnote stating that the transactions were made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Walsh Ian K.

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FLORIDA 34243

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/18/2026		M		697	A	$69.29	697	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/18/2026		M			697	(1)	(1)	Common Stock	697	$0	0	D

Explanation of Responses:

1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.

	/s/ Marc Greenberg, Attorney-in-Fact for Ian Walsh	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)