Helios director acquires 787 shares via RSUs

Director Britt Douglas converted vested RSUs into additional Helios Technologies common shares, modestly increasing direct equity ownership.

Available on EDGAR 09/22/2026 - 04:09 PM EDT Accepted by SEC EDGAR 09/22/2026 - 04:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

HELIOS TECHNOLOGIES, INC. (HLIO) reported that director Britt Douglas exercised 787 Restricted Stock Units on September 18, 2026, receiving 787 shares of Common Stock at a recorded value of $69.29 per share. Each RSU converts into one share upon vesting, and Douglas now directly holds 30,491 Common shares. No Rule 10b5-1 trading plan is indicated.

Insider Trade Summary

787 shares exercised/converted

Exercise 2 txns

Insider Britt Douglas

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1	787	$0.00	$0.00
Exercise	Common Stock	787	$69.29	$55K

Holdings After Transaction: Restricted Stock Units — 0 units (Direct); Common Stock — 30,491 shares (Direct)

Holdings Before and After: Restricted Stock Units, 787 to 0 units (Direct); Common Stock, 29,704 to 30,491 shares (Direct)

Footnotes (1)

1. F1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.

Key Figures

RSUs exercised: 787 units Common shares acquired: 787 shares Per-share value: $69.29 per share +1 more

4 metrics

RSUs exercised 787 units Restricted Stock Units converted on September 18, 2026

Common shares acquired 787 shares Shares of Helios Technologies common stock received from RSU conversion

Per-share value $69.29 per share Recorded value for the 787 common shares received on September 18, 2026

Post-transaction holdings 30,491 shares Total Helios Technologies common stock directly owned by Britt Douglas after the transaction

Key Terms

Restricted Stock Units, derivative security, Rule 10b5-1

3 terms

Restricted Stock Units financial

"Each RSU represents the right to receive, following vesting, one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Rule 10b5-1 regulatory

"No Rule 10b5-1 trading plan is indicated"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HLIO director Britt Douglas report on this Form 4?

Douglas reported exercising 787 Restricted Stock Units on September 18, 2026, receiving 787 shares of Helios Technologies common stock. The RSUs converted into common stock following vesting, consistent with their terms.

How many HLIO common shares does Britt Douglas own after this transaction?

After the RSU conversion, Britt Douglas directly owns 30,491 shares of Helios Technologies common stock. This reflects the addition of 787 shares received upon exercise of vested Restricted Stock Units.

What was the per-share value recorded for the HLIO RSU conversion?

The common stock received upon RSU conversion was recorded at $69.29 per share for 787 shares. The RSUs themselves carried a price of $0.00 as they represent equity-based compensation rather than a market purchase.

What do the RSUs reported by HLIO represent for Britt Douglas?

Each Restricted Stock Unit represents the right to receive one share of Helios Technologies common stock following vesting. The footnote states that upon vesting, the RSUs convert into common shares and that there is no expiration after vesting.

Was the HLIO insider transaction made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox as not affirmed, meaning there is no Rule 10b5-1 trading plan reported governing these RSU and common stock transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Britt Douglas

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FLORIDA 34243

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/18/2026		M		787	A	$69.29	30,491	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/18/2026		M			787	(1)	(1)	Common Stock	787	$0	0	D

Explanation of Responses:

1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.

	/s/ Marc Greenberg, Attorney-in-Fact for Douglas Britt	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)