Helios director settles 742 RSUs at $69.29

Director Alexander Schuetz had RSUs vest into common stock at Helios Technologies, with part of the shares withheld to cover taxes.

Available on EDGAR 09/22/2026 - 04:08 PM EDT Accepted by SEC EDGAR 09/22/2026 - 04:07 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

HELIOS TECHNOLOGIES, INC. (HLIO) reported that director Alexander Schuetz settled 742 Restricted Stock Units into 742 shares of Common Stock on September 18, 2026. The RSUs, each representing one share of Common Stock upon vesting, ceased to exist upon settlement. Of the shares issued, 223 were withheld by the issuer to satisfy tax withholding requirements, leaving the remainder as directly held stock. No Rule 10b5-1 trading plan is reported for these transactions.

Insider Trade Summary

742 shares exercised/converted

Exercise 3 txns

Insider Schuetz Alexander

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F2	742	$0.00	$0.00
Exercise	Common Stock	742	$69.29	$51K
Tax Withholding	Common Stock F1	223	$69.29	$15K

Holdings After Transaction: Restricted Stock Units — 0 units (Direct); Common Stock — 18,522 shares (Direct)

Holdings Before and After: Restricted Stock Units, 742 to 0 units (Direct); Common Stock, 18,003 to 18,522 shares (Direct)

Footnotes (2)

1. F1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. F2. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.

Key Figures

RSUs settled: 742 units Common Stock issued: 742 shares Shares withheld for taxes: 223 shares +1 more

4 metrics

RSUs settled 742 units Restricted Stock Units converted into Common Stock on September 18, 2026

Common Stock issued 742 shares Shares of Common Stock received upon RSU vesting and settlement

Shares withheld for taxes 223 shares Common Stock withheld by the issuer to satisfy tax withholding requirements

Per-share settlement value $69.29 per share Reported price for Common Stock issued upon RSU settlement

Key Terms

Restricted Stock Units, Common Stock, tax withholding requirements

3 terms

Restricted Stock Units financial

"No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Common Stock financial

"Each RSU represents the right to receive, following vesting, one share of Common Stock."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

tax withholding requirements financial

"No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did HLIO director Alexander Schuetz report on this Form 4?

He reported vesting and settlement of 742 Restricted Stock Units into 742 shares of Common Stock on September 18, 2026, with a portion of the resulting shares withheld by Helios Technologies to satisfy tax withholding requirements.

How many HLIO shares were withheld for taxes in this Form 4?

A total of 223 shares of Common Stock were withheld by Helios Technologies to satisfy tax withholding requirements related to the vesting of the Restricted Stock Units, according to the footnote in the filing.

At what price were the HLIO RSUs settled into common stock?

The RSUs were settled into Common Stock at a reported value of $69.29 per share for the 742 shares of Common Stock issued in connection with the vesting event on September 18, 2026.

Were any HLIO shares sold on the open market in this Form 4?

No. The filing states that no shares were sold; instead, 223 shares were withheld by the issuer solely to satisfy tax withholding requirements connected to the vesting of the Restricted Stock Units.

Was a Rule 10b5-1 trading plan involved in this HLIO Form 4?

No. The document-level checkbox for Rule 10b5-1 trading plans is not marked as affirming such a plan, indicating that these reported equity settlement and withholding transactions were not made under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schuetz Alexander

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FLORIDA 34243

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/18/2026		M		742	A	$69.29	18,745	D
Common Stock	09/18/2026		F		223(1)	D	$69.29	18,522	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	09/18/2026		M			742	(2)	(2)	Common Stock	742	$0	0	D

Explanation of Responses:

1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

2. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.

	/s/ Marc Greenberg, Attorney-in-Fact for Alexander Schuetz	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)