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HLIO Form 4: CEO Sean Bagan Vesting Reports 771 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Sean Bagan, who serves as President, CEO, and CFO of Helios Technologies, Inc. (HLIO), reported stock changes tied to the vesting of restricted stock units. On 10/01/2025 771 RSUs vested and converted into 771 shares of Common Stock; the issuer withheld 188 shares to satisfy tax withholding. After these transactions the filing shows beneficial ownership figures of 10,012 shares following the acquisition entry and 9,824 shares following the withholding entry. The RSUs carry no exercise price and vest in three equal annual installments (33-1/3% each) on the first three anniversaries of the grant date, unless forfeited.

Positive

  • 771 RSUs vested and converted into 771 shares, increasing direct ownership
  • Reporting person is a company officer (President, CEO, and CFO), providing transparency on insider compensation

Negative

  • Issuer withheld 188 shares to satisfy tax obligations, reducing net shares delivered
  • Filing shows differing "following transaction" totals (10,012 then 9,824) which could confuse readers without further context
Insider Bagan Sean
Role President, CEO , and CFO
Type Security Shares Price Value
Exercise Restricted Stock Units 771 $0.00 --
Exercise Common Stock 771 $52.39 $40K
Tax Withholding Common Stock 188 $52.39 $10K
Holdings After Transaction: Restricted Stock Units — 771 shares (Direct); Common Stock — 10,012 shares (Direct)
Footnotes (1)
  1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Bagan Sean
(Last) (First) (Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E
(Street)
SARASOTA FL 34243
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, CEO , and CFO
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 M 771 A $52.39 10,012 D
Common Stock 10/01/2025 F 188(1) D $52.39 9,824 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0(2) 10/01/2025 M 771 (3) (3) Common Stock 771 $0 771 D
Explanation of Responses:
1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. Each RSU represents the right to receive, following vesting, one share of Common Stock.
3. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
/s/ Marc Greenberg, Attorney-in-fact for Sean Bagan 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What change did HLIO insider Sean Bagan report on Form 4?

Mr. Bagan reported the vesting of 771 restricted stock units converted into 771 shares on 10/01/2025, with 188 shares withheld for taxes.

How many shares does Sean Bagan beneficially own after these transactions?

The Form 4 lists beneficial ownership of 10,012 shares after the acquisition entry and 9,824 shares after the withholding entry.

What is the vesting schedule for the RSUs disclosed?

Each RSU converts to one share upon vesting and vests in three equal installments of 33-1/3% on each of the first three anniversaries of the grant date, unless forfeited.

Were any shares sold as part of these transactions?

No shares were sold; 188 shares were withheld by the issuer to satisfy tax withholding associated with the RSU vesting.

What is Sean Bagan's role at HLIO as disclosed on the form?

He is listed as President, CEO, and CFO of Helios Technologies, Inc.