STOCK TITAN

[Form 4] HELIOS TECHNOLOGIES, INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Positive)
Form Type
4

Sean Bagan, who serves as President, CEO, and CFO of Helios Technologies, Inc. (HLIO), reported stock changes tied to the vesting of restricted stock units. On 10/01/2025 771 RSUs vested and converted into 771 shares of Common Stock; the issuer withheld 188 shares to satisfy tax withholding. After these transactions the filing shows beneficial ownership figures of 10,012 shares following the acquisition entry and 9,824 shares following the withholding entry. The RSUs carry no exercise price and vest in three equal annual installments (33-1/3% each) on the first three anniversaries of the grant date, unless forfeited.

Sean Bagan, che ricopre il ruolo di Presidente, CEO e CFO di Helios Technologies, Inc. (HLIO), ha riportato variazioni azionarie legate all'acquisizione di unità azionarie vincolate (RSU). Il 10/01/2025 si sono vestite 771 RSU e convertite in 771 azioni di azioni ordinarie; l'emittente ha trattenuto 188 azioni per soddisfare la ritenuta fiscale. Dopo queste transazioni la dichiarazione mostra una proprietà utile di 10.012 azioni a seguito della voce di acquisizione e 9.824 azioni a seguito della voce di trattenuta. Le RSU non hanno prezzo di esercizio e vestono in tre rate annuali uguali (ciascuna 33-1/3%) nei primi tre anniversari della data di assegnazione, a meno che non siano perdute.

Sean Bagan, que se desempeña como Presidente, CEO y CFO de Helios Technologies, Inc. (HLIO), informó cambios en las acciones vinculados al vesting de unidades de acciones restringidas (RSU). El 01/10/2025 se vestieron 771 RSU y se convirtieron en 771 acciones comunes; el emisor retuvo 188 acciones para satisfacer la retención de impuestos. Después de estas transacciones, el archivo muestra cifras de propiedad beneficiosa de 10,012 acciones tras la entrada de adquisición y 9,824 acciones tras la entrada de retención. Las RSU no tienen precio de ejercicio y se visten en tres cuotas anuales iguales (33-1/3% cada una) en los tres primeros aniversarios de la fecha de concesión, a menos que se pierdan.

Sean BaganHelios Technologies, Inc. (HLIO)회장, CEO 및 CFO를 맡고 있으며, 제한된 주식단위(RSU)의 권리행사 시점에 따른 주식 변화에 대해 보고했습니다. 2025/10/01771 RSU가 행사되어 771주식의 보통주로 전환되었고; 발행자가 세금 원천징수를 충당하기 위해 188주를 공제했습니다. 이 거래 후 서류상 소유권 수치는 취득 항목 이후 10,012주, 원천징수 항목 이후 9,824주로 표시됩니다. RSU는 행사 가격이 없고, 부여일의 첫 3주년마다 각각 33-1/3%씩 세 차례의 동일한 연간 분할 vesting 됩니다(몰수될 경우 제외).

Sean Bagan, qui occupe les postes de Président, PDG et CFO de Helios Technologies, Inc. (HLIO), a signalé des variations d’actions liées à l’acquisition d’unités d’actions restreintes (RSU). Le 01/10/2025 771 RSU se sont vestes et converties en 771 actions ordinaires; l’émulateur a retenu 188 actions pour satisfaire la retenue d’impôt. Après ces transactions, le dossier indique des chiffres de propriété bénéficiaire de 10 012 actions après l’entrée d’acquisition et 9 824 après l’entrée de retenue. Les RSU n’ont pas de prix d’exercice et se vestent en trois versements annuels égaux (33,33% chacun) lors des trois premiers anniversaires de la date d’octroi, sauf en cas de forclusion.

Sean Bagan, der als Präsident, CEO und CFO von Helios Technologies, Inc. (HLIO) tätig ist, meldete Aktienänderungen im Zusammenhang mit dem Vesting von Restricted-Stock-Einheiten (RSUs). Am 01.10.2025 vesteten 771 RSUs und wurden in 771 Stammaktien umgewandelt; der Emittent behielt 188 Aktien ein, um die Steuerrückstellung zu erfüllen. Nach diesen Transaktionen zeigen die Einträge eine Eigentümerstruktur von 10.012 Aktien nach dem Erwerbsvorgang und 9.824 Aktien nach dem Einbehalt. Die RSUs haben keinen Ausübungspreis und vesten in drei gleich große jährliche Raten (jeweils 33,33%) in den ersten drei Jahrestagen des Gewährungsdatums, sofern sie nicht verfallen.

Sean Bagan، الذي يشغل منصب الرئيس التنفيذي، والمدير التنفيذي والمالي في Helios Technologies, Inc. (HLIO)، أبلغ عن تغييرات الأسهم المرتبطة بالاستحقاق لوحدات الأسهم المقيدة (RSUs). في 2025/10/01 استحق 771 RSU وتحولت إلى 771 سهمًا من الأسهم العادية؛ قامت الجهة المصدرة بحجز 188 سهمًا لتلبية حجز الضرائب. بعد هذه المعاملات تُظهر الإيصالات الملكية المفيدة عدد 10,012 سهمًا بعد إدخال الاستحواذ و< b>9,824 سهمًا بعد إدخال الحجز. RSU لا تحمل سعر ممارسة وتستحق على ثلاث دفعات سنوية متساوية (كل منها 33.33%) في أول ثلاث سنوات ذكرى لمنحها، ما لم يتم فقدانها.

Sean Bagan,担任 Helios Technologies, Inc. (HLIO)总裁、首席执行官兼首席财务官,报告了与受限股票单位(RSU)归属相关的股票变动。于2025/10/01,有771份 RSU 归属并转换为771股普通股;发行方为了满足税收代扣,扣留了188股。交易后,备案显示的受益所有权数字在获取条目后为10,012股,在代扣条目后为9,824股。RSU 不设行权价格,按授予日的前3个周年日分三次等额归属(每次33 1/3%),除非被没收。

Positive
  • 771 RSUs vested and converted into 771 shares, increasing direct ownership
  • Reporting person is a company officer (President, CEO, and CFO), providing transparency on insider compensation
Negative
  • Issuer withheld 188 shares to satisfy tax obligations, reducing net shares delivered
  • Filing shows differing "following transaction" totals (10,012 then 9,824) which could confuse readers without further context

Sean Bagan, che ricopre il ruolo di Presidente, CEO e CFO di Helios Technologies, Inc. (HLIO), ha riportato variazioni azionarie legate all'acquisizione di unità azionarie vincolate (RSU). Il 10/01/2025 si sono vestite 771 RSU e convertite in 771 azioni di azioni ordinarie; l'emittente ha trattenuto 188 azioni per soddisfare la ritenuta fiscale. Dopo queste transazioni la dichiarazione mostra una proprietà utile di 10.012 azioni a seguito della voce di acquisizione e 9.824 azioni a seguito della voce di trattenuta. Le RSU non hanno prezzo di esercizio e vestono in tre rate annuali uguali (ciascuna 33-1/3%) nei primi tre anniversari della data di assegnazione, a meno che non siano perdute.

Sean Bagan, que se desempeña como Presidente, CEO y CFO de Helios Technologies, Inc. (HLIO), informó cambios en las acciones vinculados al vesting de unidades de acciones restringidas (RSU). El 01/10/2025 se vestieron 771 RSU y se convirtieron en 771 acciones comunes; el emisor retuvo 188 acciones para satisfacer la retención de impuestos. Después de estas transacciones, el archivo muestra cifras de propiedad beneficiosa de 10,012 acciones tras la entrada de adquisición y 9,824 acciones tras la entrada de retención. Las RSU no tienen precio de ejercicio y se visten en tres cuotas anuales iguales (33-1/3% cada una) en los tres primeros aniversarios de la fecha de concesión, a menos que se pierdan.

Sean BaganHelios Technologies, Inc. (HLIO)회장, CEO 및 CFO를 맡고 있으며, 제한된 주식단위(RSU)의 권리행사 시점에 따른 주식 변화에 대해 보고했습니다. 2025/10/01771 RSU가 행사되어 771주식의 보통주로 전환되었고; 발행자가 세금 원천징수를 충당하기 위해 188주를 공제했습니다. 이 거래 후 서류상 소유권 수치는 취득 항목 이후 10,012주, 원천징수 항목 이후 9,824주로 표시됩니다. RSU는 행사 가격이 없고, 부여일의 첫 3주년마다 각각 33-1/3%씩 세 차례의 동일한 연간 분할 vesting 됩니다(몰수될 경우 제외).

Sean Bagan, qui occupe les postes de Président, PDG et CFO de Helios Technologies, Inc. (HLIO), a signalé des variations d’actions liées à l’acquisition d’unités d’actions restreintes (RSU). Le 01/10/2025 771 RSU se sont vestes et converties en 771 actions ordinaires; l’émulateur a retenu 188 actions pour satisfaire la retenue d’impôt. Après ces transactions, le dossier indique des chiffres de propriété bénéficiaire de 10 012 actions après l’entrée d’acquisition et 9 824 après l’entrée de retenue. Les RSU n’ont pas de prix d’exercice et se vestent en trois versements annuels égaux (33,33% chacun) lors des trois premiers anniversaires de la date d’octroi, sauf en cas de forclusion.

Sean Bagan, der als Präsident, CEO und CFO von Helios Technologies, Inc. (HLIO) tätig ist, meldete Aktienänderungen im Zusammenhang mit dem Vesting von Restricted-Stock-Einheiten (RSUs). Am 01.10.2025 vesteten 771 RSUs und wurden in 771 Stammaktien umgewandelt; der Emittent behielt 188 Aktien ein, um die Steuerrückstellung zu erfüllen. Nach diesen Transaktionen zeigen die Einträge eine Eigentümerstruktur von 10.012 Aktien nach dem Erwerbsvorgang und 9.824 Aktien nach dem Einbehalt. Die RSUs haben keinen Ausübungspreis und vesten in drei gleich große jährliche Raten (jeweils 33,33%) in den ersten drei Jahrestagen des Gewährungsdatums, sofern sie nicht verfallen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Bagan Sean

(Last) (First) (Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E

(Street)
SARASOTA FL 34243

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, CEO , and CFO
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 M 771 A $52.39 10,012 D
Common Stock 10/01/2025 F 188(1) D $52.39 9,824 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0(2) 10/01/2025 M 771 (3) (3) Common Stock 771 $0 771 D
Explanation of Responses:
1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. Each RSU represents the right to receive, following vesting, one share of Common Stock.
3. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
/s/ Marc Greenberg, Attorney-in-fact for Sean Bagan 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What change did HLIO insider Sean Bagan report on Form 4?

Mr. Bagan reported the vesting of 771 restricted stock units converted into 771 shares on 10/01/2025, with 188 shares withheld for taxes.

How many shares does Sean Bagan beneficially own after these transactions?

The Form 4 lists beneficial ownership of 10,012 shares after the acquisition entry and 9,824 shares after the withholding entry.

What is the vesting schedule for the RSUs disclosed?

Each RSU converts to one share upon vesting and vests in three equal installments of 33-1/3% on each of the first three anniversaries of the grant date, unless forfeited.

Were any shares sold as part of these transactions?

No shares were sold; 188 shares were withheld by the issuer to satisfy tax withholding associated with the RSU vesting.

What is Sean Bagan's role at HLIO as disclosed on the form?

He is listed as President, CEO, and CFO of Helios Technologies, Inc.
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SARASOTA