Helios Technologies CEO RSUs vest; shares withheld

Helios Technologies, Inc. reported that President, CEO and CFO Sean Bagan had 771 Restricted Stock Units convert into an equal number of shares of Common Stock on October 1, 2025.

Rhea-AI Filing Summary

Helios Technologies, Inc. reported that President, CEO and CFO Sean Bagan had 771 Restricted Stock Units convert into an equal number of shares of Common Stock on October 1, 2025. In connection with this vesting, 188 shares were withheld by the issuer to satisfy tax withholding obligations. After these transactions, he directly holds 9,824 shares of Common Stock. The RSU award vests in three equal annual installments on each of the first three anniversaries of its grant date, unless earlier forfeited.

Insider Trade Summary

771 shares exercised/converted

Exercise 3 txns

Insider Bagan Sean

Role President, CEO , and CFO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	771	$0.00	$0.00
Exercise	Common Stock	771	$52.39	$40K
Exercise Price or Tax Liability	Common Stock	188	$52.39	$10K

Holdings After Transaction: Restricted Stock Units — 771 contracts (Direct); Common Stock — 9,824 shares (Direct)

Footnotes (3)

1. F1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. F2. Each RSU represents the right to receive, following vesting, one share of Common Stock.
3. F3. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Key Figures

RSUs vested and converted: 771 shares Shares withheld for taxes: 188 shares at $52.39 per share Post-transaction Common Stock holding: 9,824 shares

3 metrics

RSUs vested and converted 771 shares Restricted Stock Units converted into Common Stock on October 1, 2025

Shares withheld for taxes 188 shares at $52.39 per share Shares withheld by the issuer to satisfy tax withholding requirements

Post-transaction Common Stock holding 9,824 shares Direct Common Stock ownership following the reported transactions

Key Terms

Restricted Stock Units, tax withholding requirements, vesting, grant date

4 terms

Restricted Stock Units financial

"Each RSU represents the right to receive, following vesting, one share of Common Stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding requirements financial

"shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting"

vesting financial

"33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

grant date financial

"on each of the first three anniversaries of the grant date"

The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Helios Technologies (HLIO) disclose about Sean Bagan’s equity awards?

Helios Technologies disclosed that President, CEO and CFO Sean Bagan had 771 Restricted Stock Units convert into an equal number of Common Stock shares on October 1, 2025. These RSUs are part of an equity award that vests in three equal annual installments from the grant date.

How many HLIO RSUs vested and how many shares were withheld for taxes?

On October 1, 2025, 771 Restricted Stock Units held by Sean Bagan vested and converted into Common Stock. In connection with this vesting, 188 shares of Common Stock were withheld by the issuer to satisfy tax withholding requirements at a value of $52.39 per share.

What is Sean Bagan’s Common Stock holding in HLIO after the Form 4 transactions?

Following the reported RSU conversion and tax withholding, Sean Bagan directly holds 9,824 shares of Helios Technologies Common Stock. This figure reflects his post-transaction ownership as reported, and represents only his direct Common Stock holdings, not any unvested or outstanding equity awards.

How do Helios Technologies (HLIO) RSUs for the CEO vest over time?

The RSU award described vests so that 33-1/3% of the units vest and convert into Common Stock on each of the first three anniversaries of the grant date. Any unvested portion may be forfeited earlier if specified conditions under the RSU terms are triggered.

Were any HLIO shares sold on the open market in this Form 4?

The filing states that no shares were sold. Instead, 188 shares of Common Stock were withheld by the issuer solely to satisfy tax withholding requirements tied to the vesting of Restricted Stock Units, rather than being sold in market transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/03/2025 - 04:06 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Bagan Sean

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FL 34243

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, CEO , and CFO

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2025		M		771	A	$52.39	10,012	D
Common Stock	10/01/2025		F		188(1)	D	$52.39	9,824	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(2)	10/01/2025		M			771	(3)	(3)	Common Stock	771	$0	771	D

Explanation of Responses:

1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

2. Each RSU represents the right to receive, following vesting, one share of Common Stock.

3. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

	/s/ Marc Greenberg, Attorney-in-fact for Sean Bagan	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.