Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Struggling to decode how commission-free trades, crypto custody, and payment-for-order-flow all show up in Robinhood’s SEC paperwork? Each Robinhood Markets filing layers broker-dealer rules over emerging fintech disclosures, making a simple question—“Where does the revenue really come from?”—hard to answer.
Stock Titan’s platform untangles that complexity. Our AI-powered summaries turn a 300-page document into a five-minute brief. Whether you need the Robinhood insider trading Form 4 transactions, the latest Robinhood quarterly earnings report 10-Q filing, or an alert the moment a director files a Robinhood Form 4 insider transactions real-time, we surface it instantly and explain the implications in plain English. You’ll also find:
- Red-flag highlights from 8-Ks—Robinhood 8-K material events explained
- Clear, side-by-side metrics in our Robinhood earnings report filing analysis
- Concise guides for understanding Robinhood SEC documents with AI
Dive deeper when it matters: the Robinhood annual report 10-K simplified pinpoints how clearing capital, crypto asset safeguards, and user growth intersect with profitability. Need governance details? Our coverage of the Robinhood proxy statement executive compensation links compensation structures to key performance milestones, while the Robinhood executive stock transactions Form 4 tracker reveals buying and selling patterns ahead of earnings. Every filing—10-Q, S-1, 4, 8-K, DEF 14A—arrives in real time with context only specialized analysts usually provide. Make faster, better-informed decisions without wading through footnotes.
Robinhood Markets, Inc. director Meyer Malka reported entering into a variable share forward contract on Class A Common Stock of Robinhood (HOOD). The contract allows him to receive up to $89.3 million in cash during its term in exchange for pledging and potentially delivering up to 1,000,000 shares, while retaining dividend and voting rights in those shares during the pledge.
The number of shares or cash owed at settlement will depend on the volume weighted average price relative to a floor price of approximately $97.15 and a cap price of approximately $149.51, and will not exceed 1,000,000 shares. Settlement is expected in November 2027. The shares are held through Lassen Residential LLC, controlled by the Malka Kleiner Revocable Trust, for which Malka serves as trustee.
Robinhood Markets, Inc. insider Jason Warnick, the Chief Financial Officer, reported a charitable stock transfer. On 11/19/2025, he made a bona fide gift of 15,000 shares of Robinhood Class A common stock to a donor advised fund, with no sale price involved, as shown by the reported price of $0 per share.
Following this gift, Warnick beneficially owned 448,691 shares of Class A common stock in direct ownership. The filing is reported on a Form 4 and reflects a voluntary transfer for charitable purposes rather than an open-market sale.
Robinhood Markets, Inc. director Form 4 insider transaction reports that the Baiju Bhatt Living Trust used a Rule 10b5-1 trading plan to sell an aggregate of 418,338 shares of Class B Common Stock on 11/17/2025, which automatically converted into the same number of Class A shares upon sale. The Living Trust then sold Class A Common Stock in multiple transactions that day at weighted-average prices ranging from about $112.46 to $120.95, in blocks including 38,936, 44,897 and 84,332 shares. Following these reported sales, the Form 4 shows 47,264,176 derivative securities (Class B Common Stock) still indirectly owned by the Living Trust.
Robinhood Markets (HOOD) reported insider activity by its CFO. On 11/11/2025, Jason Warnick exercised 175,000 employee stock options at
The sales were executed in multiple trades with weighted‑average prices reported, including
Robinhood Markets (HOOD) director Jonathan Rubinstein reported open‑market sales of Class A common stock on 11/11/2025, executed under a Rule 10b5‑1 trading plan adopted on August 4, 2025. The Trust sold 23,796, 12,834, 4,900 and 900 shares at weighted‑average prices of $131.7576, $132.5636, $133.5173 and $134.3722, respectively, through multiple trades during the day. Following these transactions, indirect holdings by the Trust were 146,678 shares. A prior transfer of 1,004 shares to the Trust reflected only a change in form of ownership.
Robinhood Markets (HOOD): Insider transaction reported. A reporting person affiliated with the company’s board, through a Living Trust, executed transactions on 11/07/2025 involving an automatic conversion and sale of shares. The trust’s 1,330,000 shares of Class B Common Stock automatically converted into an equal number of Class A shares in connection with the sales.
The converted Class A shares were sold in multiple tranches: 630,852 at a weighted-average price of $127.9672, 559,473 at $128.6604, 104,998 at $129.7776, and 34,677 at $130.5365. The filing notes these trades were executed in multiple transactions within disclosed price ranges and undertakes to provide full trade details upon request.
Following these transactions, the Living Trust reported 47,682,514 shares of Class B Common Stock beneficially owned indirectly.
Robinhood Markets (HOOD) reported an insider transaction by Chief Brokerage Officer Steven M. Quirk. On 11/04/2025, he sold Class A common stock in multiple trades under a Rule 10b5-1 trading plan adopted on November 12, 2024. The sales were executed in blocks throughout the day at weighted-average prices reported between $137.043 and $144.0077, with intraday ranges spanning $136.64 to $144.32.
Following the reported transactions, Quirk beneficially owned 70,279 shares directly. No derivative securities were reported in this filing.
Robinhood Markets (HOOD) Form 4: Chief Legal Officer Daniel M. Gallagher, Jr. reported open‑market sales of Class A common stock on 11/03/2025 pursuant to a Rule 10b5‑1 trading plan adopted on August 9, 2024.
He executed seven tranches: 2,300; 2,600; 2,849; 8,060; 8,491; 500; and 200 shares at weighted‑average prices of $143.2448, $144.2124, $145.0144, $146.2935, $147.001, $148.116, and $148.94, respectively. Following these transactions, he directly beneficially owns 540,949 shares.
The filing notes each tranche comprised multiple trades within stated price ranges, and the reporting person undertakes to provide full trade details upon request.
Robinhood Markets (HOOD) reported strong Q3 performance. Total net revenues reached $1,274 million for the quarter, up from $637 million a year ago, driven by higher transaction-based revenues and net interest income. Net income rose to $556 million from $150 million, reflecting operating leverage as expenses grew more slowly than revenue.
Transaction-based revenue grew to $730 million, led by options at $304 million and cryptocurrencies at $268 million, with equities at $86 million. Net interest revenues increased to $456 million as margin interest, interest on segregated assets, and securities lending expanded. Year to date, revenues were $3,190 million and net income was $1,278 million.
The balance sheet scaled with platform activity: total assets were $41,452 million versus $26,187 million at year-end, and payables to users rose to $12,317 million. The company closed two acquisitions—TradePMR for approximately $175 million and Bitstamp for approximately $224 million—adding goodwill and identifiable intangibles. Robinhood also repurchased Class A shares during the period. As of October 30, 2025, Class A and Class B shares outstanding were 786,356,025 and 112,832,844.
Robinhood Markets, Inc. furnished its third-quarter 2025 results via a press release and announced a planned CFO transition. The company issued a Q3 2025 press release and will host an earnings video call on November 5, 2025 at 2:00 p.m. PT/5:00 p.m. ET.
Chief Financial Officer Jason Warnick informed the company on October 30, 2025 of his decision to retire. He will transition from CFO to an advisory role in the first quarter of 2026 and remain employed until September 1, 2026. Shiv Verma, currently Senior Vice President of Finance and Strategy and Treasurer, is expected to assume the CFO role when Mr. Warnick moves to the advisory position, subject to Board appointment.
FAQ
What is the current stock price of Robinhood Markets (HOOD)?
What is the market cap of Robinhood Markets (HOOD)?
