Robinhood Markets, Inc. SEC Filings

Robinhood Markets, Inc. insider trading disclosure: Chief Legal Officer Daniel M. Gallagher, Jr., a reporting officer of Robinhood Markets, Inc. (HOOD), reported multiple open‑market sales of Class A common stock on 11/24/2025. The transactions, coded "S," were executed in several blocks, including 1,000 shares at a weighted-average price of $109.819, 1,600 shares at $111.0681, 600 shares at $112.2303, 2,200 shares at $112.9099, 2,500 shares at $114.0164, and 2,100 shares at $114.9992.

After these sales, Gallagher beneficially owned 530,949 shares of Class A common stock directly. The company notes that each price represents a weighted average from multiple trades within intraday price ranges, and Gallagher has agreed to provide full trade details to regulators, the issuer, or any security holder upon request. The sales were made pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2025.

Robinhood Markets, Inc. director Meyer Malka reported entering into a variable share forward contract on Class A Common Stock of Robinhood (HOOD). The contract allows him to receive up to $89.3 million in cash during its term in exchange for pledging and potentially delivering up to 1,000,000 shares, while retaining dividend and voting rights in those shares during the pledge.

The number of shares or cash owed at settlement will depend on the volume weighted average price relative to a floor price of approximately $97.15 and a cap price of approximately $149.51, and will not exceed 1,000,000 shares. Settlement is expected in November 2027. The shares are held through Lassen Residential LLC, controlled by the Malka Kleiner Revocable Trust, for which Malka serves as trustee.

Robinhood Markets, Inc. insider Jason Warnick, the Chief Financial Officer, reported a charitable stock transfer. On 11/19/2025, he made a bona fide gift of 15,000 shares of Robinhood Class A common stock to a donor advised fund, with no sale price involved, as shown by the reported price of $0 per share.

Following this gift, Warnick beneficially owned 448,691 shares of Class A common stock in direct ownership. The filing is reported on a Form 4 and reflects a voluntary transfer for charitable purposes rather than an open-market sale.

Robinhood Markets, Inc. director Form 4 insider transaction reports that the Baiju Bhatt Living Trust used a Rule 10b5-1 trading plan to sell an aggregate of 418,338 shares of Class B Common Stock on 11/17/2025, which automatically converted into the same number of Class A shares upon sale. The Living Trust then sold Class A Common Stock in multiple transactions that day at weighted-average prices ranging from about $112.46 to $120.95, in blocks including 38,936, 44,897 and 84,332 shares. Following these reported sales, the Form 4 shows 47,264,176 derivative securities (Class B Common Stock) still indirectly owned by the Living Trust.

Robinhood Markets (HOOD) reported insider activity by its CFO. On 11/11/2025, Jason Warnick exercised 175,000 employee stock options at $5.93 per share and sold 300,000 shares of Class A common stock under a Rule 10b5-1 trading plan adopted on August 8, 2025.

The sales were executed in multiple trades with weighted‑average prices reported, including $131.6864 and $134.2522, within disclosed price ranges. Following these transactions, he directly beneficially owned 463,691 shares and held 200,000 stock options outstanding expiring on 12/14/2028.

Robinhood Markets (HOOD) director Jonathan Rubinstein reported open‑market sales of Class A common stock on 11/11/2025, executed under a Rule 10b5‑1 trading plan adopted on August 4, 2025. The Trust sold 23,796, 12,834, 4,900 and 900 shares at weighted‑average prices of $131.7576, $132.5636, $133.5173 and $134.3722, respectively, through multiple trades during the day. Following these transactions, indirect holdings by the Trust were 146,678 shares. A prior transfer of 1,004 shares to the Trust reflected only a change in form of ownership.

Robinhood Markets (HOOD): Insider transaction reported. A reporting person affiliated with the company’s board, through a Living Trust, executed transactions on 11/07/2025 involving an automatic conversion and sale of shares. The trust’s 1,330,000 shares of Class B Common Stock automatically converted into an equal number of Class A shares in connection with the sales.

The converted Class A shares were sold in multiple tranches: 630,852 at a weighted-average price of $127.9672, 559,473 at $128.6604, 104,998 at $129.7776, and 34,677 at $130.5365. The filing notes these trades were executed in multiple transactions within disclosed price ranges and undertakes to provide full trade details upon request.

Following these transactions, the Living Trust reported 47,682,514 shares of Class B Common Stock beneficially owned indirectly.

Robinhood Markets (HOOD) reported an insider transaction by Chief Brokerage Officer Steven M. Quirk. On 11/04/2025, he sold Class A common stock in multiple trades under a Rule 10b5-1 trading plan adopted on November 12, 2024. The sales were executed in blocks throughout the day at weighted-average prices reported between $137.043 and $144.0077, with intraday ranges spanning $136.64 to $144.32.

Following the reported transactions, Quirk beneficially owned 70,279 shares directly. No derivative securities were reported in this filing.

Robinhood Markets (HOOD) Form 4: Chief Legal Officer Daniel M. Gallagher, Jr. reported open‑market sales of Class A common stock on 11/03/2025 pursuant to a Rule 10b5‑1 trading plan adopted on August 9, 2024.

He executed seven tranches: 2,300; 2,600; 2,849; 8,060; 8,491; 500; and 200 shares at weighted‑average prices of $143.2448, $144.2124, $145.0144, $146.2935, $147.001, $148.116, and $148.94, respectively. Following these transactions, he directly beneficially owns 540,949 shares.

The filing notes each tranche comprised multiple trades within stated price ranges, and the reporting person undertakes to provide full trade details upon request.