Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. (NASDAQ: HOOD) files periodic and current reports with the U.S. Securities and Exchange Commission as a Delaware corporation in the investment banking and securities dealing industry. The HOOD SEC filings page on Stock Titan brings together these regulatory documents and applies AI-powered analysis to help readers interpret the information that Robinhood discloses.
Robinhood uses Form 8-K to report material events such as quarterly financial results, order routing disclosures under SEC Rule 606(a), and outcomes of its annual meeting of stockholders. For example, the company has furnished press releases detailing financial results for specific quarters, including breakdowns of transaction-based revenues, net interest revenues, other revenues, net income, and key operating metrics. It has also filed 8-Ks describing the publication of Held NMS Stocks and Options Order Routing Public Reports for its broker-dealer subsidiaries, Robinhood Financial LLC and Robinhood Securities, LLC.
Other 8-K filings cover governance matters, such as the submission of matters to a vote of security holders and transitions in executive roles, including changes in the chief financial officer position. These documents provide insight into Robinhood’s board composition, advisory votes on executive compensation, and the ratification of its independent registered public accounting firm.
On Stock Titan, Robinhood’s 10-K annual reports and 10-Q quarterly reports can be paired with AI-generated summaries that highlight segment-level performance, revenue composition, interest-related income, and key risk disclosures. Form 4 insider trading reports and proxy statements, when available, can be used to track equity awards, ownership changes, and executive compensation structures.
AI tools on this page help simplify complex filings by extracting core themes, flagging notable changes from prior periods, and surfacing items related to trading activity, payment for order flow, securities lending, and capital structure. Real-time updates from EDGAR mean new HOOD filings appear quickly, allowing investors to review Robinhood’s regulatory record, governance decisions, and financial reporting history in one place.
Robinhood Markets, Inc. CEO Vladimir Tenev reported a pre-planned sale tied to a share conversion. On April 6, 2026, he converted 375,000 shares of Class B Common Stock into 375,000 shares of Class A Common Stock and then sold all 375,000 Class A shares in open-market transactions.
The sales occurred at weighted-average prices of $69.5343 and $70.1184 per share, executed under a Rule 10b5-1 trading plan adopted on September 5, 2025. After these transactions, Tenev directly holds 48,669,572 shares of Class B Common Stock and indirectly holds 6,907 shares of Class A Common Stock through a living trust.
Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner sold Class A Common Stock in two open-market transactions. On April 6, 2026, he sold 3,035 shares at a weighted-average price of $69.5468 and 2,800 shares at a weighted-average price of $70.1786.
The sales, totaling 5,835 shares, were executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024. After these transactions, he continues to hold 18,006 shares of Robinhood Class A Common Stock directly.
Robinhood Markets, Inc. Chief Legal Officer Daniel Martin Gallagher Jr. reported selling 10,000 shares of Class A Common Stock in open-market transactions. The sales occurred on April 6, 2026 at weighted-average prices of $69.5674 and $70.1715 per share.
After these trades, he held 442,849 shares directly. The filing notes the transactions were executed under a pre-arranged Rule 10b5-1 trading plan, which is designed to allow insiders to sell shares according to a preset schedule.
Filer submitted a Form 144 notice for proposed resale of Common stock. The filing lists 375,000 shares of Common stock tied to "Founders Shares" with an aggregate dollar figure $25,837,500.00 and a trading venue of NASDAQ. The cover shows an event date of 04/06/2026.
The filing also discloses 10b5-1 sales completed in the past three months: SURFBOARD MANAGEMENT LLC sold 40,500 shares on 01/15/2026 for $4,651,477.65, and TENEV 2017 IRR TRUST sold 327,500 shares on 01/15/2026 for $37,614,357.50. The filing names Morgan Stanley Smith Barney LLC as broker.
Robinhood Markets director Meyer Malka reported routine equity compensation activity in Class A Common Stock. On March 31, 2026, he was automatically granted 211 shares under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, in lieu of cash fees, based on a closing price of $69.30 per share, with shares fully vested at grant. On April 1, 2026, 800 Restricted Stock Units were exercised into 800 shares of Class A Common Stock. Following these transactions, he holds 9,853 shares directly, in addition to large indirect holdings through various trusts, an LLC, and funds where he disclaims beneficial ownership except for any pecuniary interest.
Hegeman John William reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets, Inc. director John William Hegeman received an automatic grant of 211 shares of Class A Common Stock as part of the company’s Non-Employee Director Compensation Program. The grant was made in lieu of cash director fees and was fully vested upon grant.
The number of shares was based on the March 31, 2026 closing price of $69.30 per share. Following this award, Hegeman holds 211 Class A shares directly. Delivery of the vested shares is deferred until the earliest of December 1, 2035, termination of service, death or disability, or a change in control of Robinhood.
Payne Christopher D reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets director Christopher D. Payne was automatically granted 283 shares of Class A Common Stock on March 31, 2026. The award was made under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan in lieu of cash director fees, based on a closing price of $69.30 per share. These shares were fully vested at grant, but delivery is deferred until the earliest of January 1, 2035, his death or disability, or a change in control of Robinhood. Following this grant, Payne directly holds 293 shares and indirectly holds 26,500 shares through a trust.
SEGAL SUSAN reported acquisition or exercise transactions in this Form 4 filing.
Robinhood Markets, Inc. director Susan Segal received an automatic grant of 288 shares of Class A Common Stock on March 31, 2026 under the company’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan. The award was granted in lieu of quarterly cash director fees, based on the March 31, 2026 closing price of $69.30 per share, and was fully vested at grant. Delivery of the vested shares is deferred until her service ends, or upon death, disability, or a change in control of Robinhood.
Robinhood Markets, Inc. director Robert B. Zoellick exercised restricted stock units, converting 800 RSUs into 800 shares of Class A Common Stock on April 1, 2026 at an exercise price of $0.00. Following this transaction, he directly holds 101,249 Class A Common Stock shares.
The RSUs come from a 3,202-unit grant awarded on June 25, 2025 under Robinhood’s 2021 Omnibus Incentive Plan. One-quarter vested on October 1, 2025, with the remainder scheduled in three equal quarterly installments, subject to continued service and potential accelerated vesting in certain circumstances.
Robinhood Markets, Inc. director Treseder Oluwadara Johnson exercised restricted stock units into common shares as part of equity compensation. On April 1, 2026, 800 RSUs converted into 800 shares of Class A Common Stock at a stated price of $0.00 per share, a non-cash event tied to vesting.
These RSUs come from a 3,202-unit grant made on June 25, 2025 under Robinhood’s 2021 Omnibus Incentive Plan. One-fourth vested on October 1, 2025, with the rest vesting in equal quarterly installments subject to continued service. Following the latest vesting and conversion, Johnson directly holds 75,391 shares of Class A Common Stock.