Robinhood Markets, Inc. SEC Filings

Robinhood Markets (HOOD) filed a Form 4 showing that CFO Jason Warnick sold 350,000 Class A shares on 06/25/2025 via a Rule 10b5-1 plan adopted 05/10/2024.

The weighted-average price was $83.6296 (trades ranged $81.96–$85.48), generating roughly $29.3 million in proceeds. Post-sale ownership dropped to 598,797 shares, about 37% lower than prior levels.

• No derivative securities were involved.
• Full trade-level pricing is available to shareholders upon request.

The sizeable pre-scheduled disposition by a key executive could influence investor sentiment despite its compliance with SEC 10b5-1 rules.

Robinhood Markets (HOOD) director Meyer Malka reported multiple securities transactions on Form 4. Key transactions include:

• Acquisition of 2,522 Class A Common Stock shares on June 24, 2025, through the conversion of Restricted Stock Units (RSUs)
• Disposition of 50,000 shares on June 12, 2025, as a gift to a donor-advised fund
• Receipt of new grant of 3,202 RSUs on June 25, 2025, under the 2021 Omnibus Incentive Plan

Following these transactions, Malka's beneficial ownership includes 6,854 shares held directly, and indirect ownership through various entities: 5,150,042 shares through trusts, 102,183 shares through LLC, and 3,235,585 shares through Bullfrog Capital funds. The RSUs vest quarterly with specific conditions tied to continued service and Robinhood's annual meeting schedule.

Robinhood Markets (HOOD) Director Baiju Bhatt reported multiple restricted stock unit (RSU) transactions in this Form 4 filing. The key transactions include:

• Settlement of 2,522 RSUs into Class A Common Stock on June 24, 2025, increasing direct ownership to 10,385 shares
• Grant of 3,202 new RSUs on June 25, 2025, as part of the annual Non-Employee Director Compensation Program

The new RSUs will vest quarterly starting October 1, 2025, with 25% vesting initially and the remainder in three equal installments (final vesting before the 2026 annual meeting). The transactions were executed under Robinhood's 2021 Omnibus Incentive Plan, with vesting contingent on continued service and potential acceleration under certain circumstances. This filing indicates ongoing standard equity compensation practices for board members.

Robinhood Markets (HOOD) director John William Hegeman received a new equity compensation grant on June 25, 2025, as disclosed in a Form 4 filing. The award consists of 3,202 Restricted Stock Units (RSUs) granted under the company's 2021 Omnibus Incentive Plan.

The RSUs will vest in quarterly installments with:

• 25% vesting on October 1, 2025
• Remaining 75% vesting in three equal quarterly installments
• Final installment to vest before Robinhood's 2026 annual meeting

Per Hegeman's deferral election, vested shares will only be delivered upon the earliest of: December 1, 2035, death/disability, or a change in control. The grant was made automatically as part of Robinhood's Non-Employee Director Compensation Program at the annual stockholder meeting.

Robinhood Markets (HOOD) director Oluwadara Johnson Treseder reported multiple transactions involving Restricted Stock Units (RSUs) in June 2025:

• On June 24, 2025, exercised 2,522 RSUs that converted to Class A Common Stock, bringing total direct ownership to 72,990 shares
• On June 25, 2025, received a new grant of 3,202 RSUs as part of the annual Non-Employee Director Compensation Program

The new RSU grant will vest quarterly starting October 1, 2025, with 25% vesting initially and the remainder in three equal installments (final vesting before the 2026 annual meeting). These transactions demonstrate ongoing director compensation alignment with shareholder interests through equity-based awards. The filing indicates standard insider reporting compliance under SEC Section 16(a).

Robinhood Markets (HOOD) Director Paula Loop reported multiple transactions involving Restricted Stock Units (RSUs) and Class A Common Stock:

• On June 24, 2025, Loop exercised 2,522 RSUs that converted to Class A Common Stock, bringing her direct ownership to 66,544 shares
• On June 25, 2025, Loop was granted 3,202 new RSUs as part of the annual Non-Employee Director Compensation Program

The new RSU grant will vest quarterly starting October 1, 2025, with 25% vesting initially and the remainder in three equal installments (final vesting before the 2026 annual meeting). The RSUs convert to Class A Common Stock on a one-for-one basis upon vesting. These transactions reflect standard board compensation practices and demonstrate continued alignment between director and shareholder interests.

Robinhood Markets (HOOD) Director Susan Segal received an annual grant of 3,202 Restricted Stock Units (RSUs) on June 25, 2025, as part of the company's Non-Employee Director Compensation Program. The RSUs convert to Class A Common Stock on a one-to-one basis.

The vesting schedule is structured as follows:

• 25% vests on October 1, 2025
• Remaining 75% vests in three equal quarterly installments
• Final installment must vest before Robinhood's 2026 annual stockholders meeting

Per Segal's deferral election, vested shares will be delivered upon the earliest of: (1) termination of service, (2) death or disability, or (3) change in control of Robinhood. The RSUs were granted under Robinhood's 2021 Omnibus Incentive Plan with a $0 exercise price.

Robinhood Markets (HOOD) Director Christopher D. Payne received an annual grant of 3,202 Restricted Stock Units (RSUs) on June 25, 2025, as part of the company's Non-Employee Director Compensation Program.

The RSUs will vest in four installments:

• 25% vesting on October 1, 2025
• Remaining 75% vesting in three equal quarterly installments
• Final installment to vest before Robinhood's 2026 annual meeting

Per a deferral election, vested shares will be delivered upon the earliest of: January 1, 2035, death/disability, or change in control. The RSUs convert to Class A Common Stock on a one-for-one basis upon vesting and settlement. Vesting is contingent on continued service with accelerated vesting provisions in certain circumstances.

Robinhood Markets (HOOD) Director Robert B. Zoellick reported multiple transactions involving Restricted Stock Units (RSUs) and Class A Common Stock:

• On June 24, 2025, Zoellick acquired 2,522 shares of Class A Common Stock through the conversion of vested RSUs, bringing his direct holdings to 98,848 shares
• On June 25, 2025, Zoellick was granted 3,202 new RSUs as part of the annual Non-Employee Director Compensation Program

The new RSU grant will vest quarterly starting October 1, 2025, with 25% vesting initially and the remainder in three equal installments (final vesting before the 2026 annual meeting). These transactions reflect standard board compensation practices and ongoing equity incentive arrangements under Robinhood's 2021 Omnibus Incentive Plan. All transactions were executed under regular vesting schedules with no discretionary acceleration.