Robinhood (HOOD) director awarded 3,289 RSUs and settles 801 shares

Rhea-AI Filing Summary

Robinhood Markets director Jonathan Rubinstein reported routine equity compensation and related share movements. On June 2, 2026, he was granted 3,289 restricted stock units (RSUs) that convert into Class A Common Stock on a one-for-one basis as they vest. One-fourth of this award is scheduled to vest on October 1, 2026, with the remainder vesting in three equal quarterly installments, subject to continued service and potential accelerated vesting in certain circumstances.

On June 1, 2026, 801 RSUs were exercised into 801 shares of Class A Common Stock, with no sale reported. A trust associated with Rubinstein holds 148,959 shares of Class A Common Stock following a prior transfer that changed only the form of his beneficial ownership.

Insider Trade Summary

Net Buyer: 801 shares

Net Buy 4 txns

Insider RUBINSTEIN JONATHAN

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	3,289	$0.00	$0.00
Exercise	Restricted Stock Units	801	$0.00	$0.00
Exercise	Class A Common Stock	801	$0.00	$0.00
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 3,289 shares (Direct); Class A Common Stock — 801 shares (Direct); Class A Common Stock — 148,959 shares (Indirect, By Trust)

Footnotes (5)

1. F1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
2. F2. Reflects the prior transfer of 1,222 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.
3. F3. On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
4. F4. This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood and was granted automatically on the date of Robinhood's annual meeting of stockholders.
5. F5. On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Key Figures

New RSU grant: 3,289 RSUs RSUs exercised: 801 shares Trust holdings: 148,959 shares +2 more

5 metrics

New RSU grant 3,289 RSUs Granted on June 2, 2026 as annual director award

RSUs exercised 801 shares RSUs converted into Class A Common Stock on June 1, 2026

Trust holdings 148,959 shares Class A Common Stock held indirectly by trust after prior transfer

Prior RSU grant 3,202 RSUs Granted June 25, 2025 under 2021 Omnibus Incentive Plan

RSU conversion ratio 1:1 Each RSU converts into one share of Class A Common Stock upon vesting

Key Terms

Restricted Stock Units, 2021 Omnibus Incentive Plan, Non-Employee Director Compensation Program, pecuniary interest, +1 more

5 terms

Restricted Stock Units financial

"Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2021 Omnibus Incentive Plan financial

"granted 3,202 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan"

Non-Employee Director Compensation Program financial

"represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood"

pecuniary interest financial

"did not result in any change in the Reporting Person's pecuniary interest in such shares"

beneficial ownership financial

"effected only a change in the form of beneficial ownership and did not result in any change"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/03/2026 - 04:56 PM Accepted by SEC EDGAR 06/03/2026 - 04:56 PM Learn about SEC filing dates

FAQ

What did Robinhood (HOOD) director Jonathan Rubinstein receive in this Form 4?

Jonathan Rubinstein received a grant of 3,289 restricted stock units (RSUs) that convert one-for-one into Class A Common Stock as they vest. This award is part of Robinhood’s 2021 Omnibus Incentive Plan and reflects his annual non-employee director compensation.

How do Jonathan Rubinstein’s new RSUs at Robinhood (HOOD) vest?

The 3,289 RSUs granted to Rubinstein vest over four installments. One-fourth is scheduled to vest on October 1, 2026, with the remaining units vesting in three equal quarterly installments, subject to his continued service and certain accelerated vesting conditions.

Did Jonathan Rubinstein buy or sell Robinhood (HOOD) shares on the market?

The Form 4 does not report any open-market purchases or sales. It shows an equity award of RSUs and the exercise of 801 RSUs into 801 Class A Common shares, which is a compensation-related conversion rather than a market trade.

What is the 801-share transaction reported for Robinhood (HOOD) director Rubinstein?

Rubinstein exercised 801 RSUs into 801 Class A Common shares on June 1, 2026. This reflects the conversion of previously granted restricted stock units into stock, with no corresponding sale disclosed in this filing.

How many Robinhood (HOOD) shares does a trust associated with Jonathan Rubinstein hold?

A trust associated with Rubinstein holds 148,959 shares of Class A Common Stock. These shares reflect a prior transfer from Rubinstein to the trust that changed only the form of beneficial ownership, leaving his pecuniary interest unchanged.

What prior RSU grant to Jonathan Rubinstein at Robinhood (HOOD) is referenced?

The filing references a grant of 3,202 RSUs on June 25, 2025, under Robinhood’s 2021 Omnibus Incentive Plan. One-fourth vested on October 1, 2025, with the balance vesting in three equal quarterly installments, subject to continued service and possible accelerated vesting.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RUBINSTEIN JONATHAN

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/01/2026		M		801	A	(1)	801	D
Class A Common Stock								148,959(2)	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/01/2026		M			801	(3)	(3)	Class A Common Stock	801	$0	0	D
Restricted Stock Units	(1)	06/02/2026		A(4)		3,289		(5)	(5)	Class A Common Stock	3,289	$0	3,289	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

2. Reflects the prior transfer of 1,222 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

3. On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

4. This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood and was granted automatically on the date of Robinhood's annual meeting of stockholders.

5. On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Remarks:

	/s/ Matthew Yorkavich, attorney-in- fact for Jonathan Rubinstein	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)