Robinhood (HOOD) CBO vests RSUs and covers taxes through share withholding

Rhea-AI Filing Summary

Robinhood Markets Chief Brokerage Officer Steven M. Quirk reported routine equity compensation activity. On June 1, 2026, 71,176 restricted stock units converted into Class A Common Stock as they vested, and Robinhood withheld 31,533 shares at $94.30 per share to cover tax obligations, which the company notes does not represent a sale by Quirk. Following these transactions, he directly held 92,826 Class A shares. The RSUs stem from grants made between 2023 and 2026 under Robinhood's 2021 Omnibus Incentive Plan, each vesting over sixteen installments subject to continued service.

Insider Trade Summary

71,176 shares exercised/converted

Mixed 6 txns

Insider Quirk Steven M.

Role Chief Brokerage Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	27,996	$0.00	--
Exercise	Restricted Stock Units	16,837	$0.00	--
Exercise	Restricted Stock Units	16,497	$0.00	--
Exercise	Restricted Stock Units	9,846	$0.00	--
Exercise	Class A Common Stock	71,176	$0.00	--
Tax Withholding	Class A Common Stock	31,533	$94.30	$2.97M

Holdings After Transaction: Restricted Stock Units — 83,987 shares (Direct, null); Class A Common Stock — 124,359 shares (Direct, null)

Footnotes (1)

1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 71,176 RSUs and does not represent a sale by the Reporting Person. On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On March 19, 2026, the Reporting Person was granted 157,539 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2026, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Key Figures

Shares withheld for taxes: 31,533 shares at $94.30 RSUs converted to shares: 71,176 shares Post-transaction holdings: 92,826 shares +4 more

7 metrics

Shares withheld for taxes 31,533 shares at $94.30 Withheld by Robinhood to satisfy tax withholding obligations

RSUs converted to shares 71,176 shares RSUs converting into Class A Common Stock on June 1, 2026

Post-transaction holdings 92,826 shares Class A Common Stock held directly after reported transactions

2023 RSU grant size 447,929 RSUs Granted March 22, 2023 under 2021 Omnibus Incentive Plan

2024 RSU grant size 269,397 RSUs Granted March 20, 2024 under the 2021 Plan

2025 RSU grant size 263,954 RSUs Granted March 20, 2025 under the 2021 Plan

2026 RSU grant size 157,539 RSUs Granted March 19, 2026 under the 2021 Plan

Key Terms

Restricted stock units, tax withholding obligations, 2021 Omnibus Incentive Plan, vesting and settlement, +1 more

5 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"shares withheld by Robinhood Markets, Inc. to satisfy tax withholding obligations"

2021 Omnibus Incentive Plan financial

"granted RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan")"

vesting and settlement financial

"RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement"

quarterly installments financial

"remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Quirk Steven M.

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Brokerage Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/01/2026		M		71,176	A	(1)	124,359	D
Class A Common Stock	06/01/2026		F		31,533(2)	D	$94.3	92,826	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/01/2026		M			27,996	(3)	(3)	Class A Common Stock	27,996	$0	83,987	D
Restricted Stock Units	(1)	06/01/2026		M			16,837	(4)	(4)	Class A Common Stock	16,837	$0	117,862	D
Restricted Stock Units	(1)	06/01/2026		M			16,497	(5)	(5)	Class A Common Stock	16,497	$0	181,469	D
Restricted Stock Units	(1)	06/01/2026		M			9,846	(6)	(6)	Class A Common Stock	9,846	$0	147,693	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

2. Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 71,176 RSUs and does not represent a sale by the Reporting Person.

3. On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

4. On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

5. On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

6. On March 19, 2026, the Reporting Person was granted 157,539 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2026, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Remarks:

	/s/ Matthew Yorkavich, attorney-in-fact for Steven M. Quirk	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Robinhood (HOOD) executive Steven Quirk report in this Form 4?

Steven Quirk reported RSU vesting and related share withholding for taxes. 71,176 restricted stock units converted into Class A shares, and 31,533 shares were withheld by Robinhood to satisfy tax obligations, leaving him with 92,826 shares held directly.

Did Robinhood (HOOD) Chief Brokerage Officer sell shares in this filing?

The filing shows no open-market sale by Steven Quirk. 31,533 shares were withheld by Robinhood to cover tax obligations on vested RSUs, which the company explicitly states does not represent a sale by the reporting person in the transaction footnotes.

How many Robinhood (HOOD) shares does Steven Quirk hold after these transactions?

After the June 1, 2026 transactions, Steven Quirk directly holds 92,826 shares of Robinhood Class A Common Stock. This figure reflects RSUs that vested and converted into shares, net of the portion withheld by the company to satisfy related tax obligations.

What RSU grants are disclosed for Steven Quirk at Robinhood (HOOD)?

The filing notes RSU grants of 447,929 units in 2023, 269,397 in 2024, 263,954 in 2025, and 157,539 in 2026 under the 2021 Omnibus Incentive Plan. Each grant vests one-sixteenth initially, then in fifteen equal quarterly installments.

How do Robinhood (HOOD) RSUs convert into Class A Common Stock?

The filing explains that restricted stock units convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. This means each vested RSU delivers one Robinhood Class A share when settlement occurs, subject to applicable tax withholding.

Is the Form 4 for Robinhood (HOOD) a routine compensation event?

The transactions reflect RSUs vesting under established grants and shares withheld for taxes, which are typical compensation-related events. There are no open-market purchases or sales reported, and the activity follows the vesting schedules outlined for prior RSU awards.