Charles Schwab holder plans sale of common stock

David P. Malone has filed to sell shares of Charles Schwab Corp common stock under Rule 144.

Rhea-AI Filing Summary

David P. Malone has filed to sell shares of Charles Schwab Corp common stock under Rule 144. The notice lists up to 3,483 shares of common stock to be sold, with an indicated value of $50,195.00, and references trading on Nasdaq. The filing also reports prior activity in the same security, including an open market purchase and reinvested dividends, and notes that 6,250 shares of common stock were sold for $79,435.00 within the past three months.

Key Figures

Planned shares to be sold: 3,483 shares Planned sale value: $50,195.00 Shares sold in past 3 months: 6,250 shares +1 more

4 metrics

Planned shares to be sold 3,483 shares Common stock of Charles Schwab Corp proposed for sale under Rule 144

Planned sale value $50,195.00 Aggregate value associated with the 3,483 shares of common stock

Shares sold in past 3 months 6,250 shares Common stock of Charles Schwab Corp sold within the past three months

Value of shares sold in past 3 months $79,435.00 Aggregate value of 6,250 Charles Schwab Corp shares sold

Key Terms

Form 144, Open Market Purchase, Reinvested Dividends, Rule 144

4 terms

Form 144 regulatory

"144: Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchase financial

"Common | 10/19/2018 | Open Market Purchase | Open Market"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Reinvested Dividends financial

"Common | 02/19/2019 | Reinvested Dividends | Issuer"

Reinvested dividends are payouts a shareholder receives from a company that are automatically used to buy additional shares instead of being taken as cash. For investors this acts like planting dividends back into the portfolio so each future payout can come from a slightly larger holding, helping returns compound over time and showing the difference between income you spend today and total growth of your investment.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing related to HOPE disclose?

The Form 144 notice discloses that David P. Malone plans to sell up to 3,483 shares of Charles Schwab Corp common stock, with an indicated value of $50,195.00, under Rule 144 resale provisions.

How many Charles Schwab Corp shares are proposed for sale in this Form 144?

The Form 144 reports a proposed sale of up to 3,483 shares of Charles Schwab Corp common stock, with an aggregate indicated value of $50,195.00 based on the filer’s disclosure.

What recent Charles Schwab stock sales does the Form 144 for HOPE mention?

The filing notes that within the past three months, 6,250 shares of Charles Schwab common stock were sold for $79,435.00, providing context for recent trading activity by the same holder.

Who is the selling security holder in this Charles Schwab Form 144?

The selling security holder identified is David P. Malone, who reports planned sales of Charles Schwab Corp common stock under Rule 144 and discloses his address in Topanga, California.

What types of prior acquisitions are listed in the HOPE-related Form 144?

The filing lists prior acquisitions of Charles Schwab common stock via an open market purchase dated 10/19/2018 and reinvested dividends dated 02/19/2019, both paid in cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/13/2026 - 03:42 PM Accepted by SEC EDGAR 08/13/2026 - 03:41 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001680721
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HOPE BANCORP INC
SEC File Number	000-50245
Address of Issuer	3200 WILSHIRE BLVD SUITE 1400 LOS ANGELES CALIFORNIA 90010
Phone	2136391700
Name of Person for Whose Account the Securities are To Be Sold	Malone David P
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	3483	50195.00	127741836	08/13/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/19/2018	Open Market Purchase	Open Market			3450	10/19/2018	Cash
Common	02/19/2019	Reinvested Dividends	Issuer			33	02/19/2019	Cash Dividend

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David P. Malone 3252 N. Summit Pte Dr Topanga CA 90290	Common	06/05/2026	6250	79435.00

144: Remarks and Signature

Remarks	Account Title: The David P. Malone and Cynthia M. Malone Revocable Trust U/A DTD 08/26/2003 Cynthia Margaret Malone as trustee David Peter Malone as trustee; Quantity and fractional shares total 3,483.1578
Date of Notice	08/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	David P. Malone
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)