[144] Heritage Insurance Holdings, Inc. SEC Filing

Rhea-AI Filing Summary

Heritage Insurance Holdings (HRTG) filing a Rule 144 notice shows a proposed sale of 867 common shares through Morgan Stanley Smith Barney with an aggregate market value of $24,622.80, scheduled for 09/22/2025. The filer reports acquiring these shares in the open market on 03/15/2013. The filing also discloses a prior sale by the same account of 25,000 shares on 09/15/2025 that generated gross proceeds of $615,250.00. The form includes the required representation that the seller is not aware of undisclosed material adverse information and notes compliance with Rule 10b5-1 procedures if applicable.

Positive

• Filing provides clear compliance disclosure of the proposed sale under Rule 144 with broker, share count, value, and dates
• Seller attestation included stating no undisclosed material adverse information and reference to Rule 10b5-1 where applicable

Negative

• Recent insider/affiliate selling disclosed: 25,000 shares were sold on 09/15/2025 for gross proceeds of $615,250.00

Insights

Securities Analyst

TL;DR: Routine Rule 144 notice showing small planned sale and a recent larger disposition; compliance disclosure present.

The filing documents a scheduled sale of 867 shares worth $24,622.80 and records an earlier sale of 25,000 shares for $615,250. The acquisition date for the shares being offered was 03/15/2013 via open market purchase, indicating these are long-held shares eligible for resale under Rule 144. The presence of the seller's certification regarding material non-public information and the mention of Rule 10b5-1 (if applicable) are standard compliance items. For investors, the transactions are explicit disclosures of insider/affiliate selling activity but do not, by themselves, convey operating performance or changes to corporate fundamentals.

Corporate Governance Expert

TL;DR: Filing is a compliance disclosure; it documents past and planned insider sales and includes required representations.

The form provides the necessary broker details, share counts, acquisition history, and the seller's attestation about material information. It confirms the seller acquired the offered shares in 2013 and that a material sale occurred on 09/15/2025. The filing does not include any information on motivations, trading plans beyond dates, or any change in board/executive status. As a governance disclosure, it meets Rule 144 notice requirements but contains no corporate governance actions or new disclosures beyond securities transactions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	867	24622.80	31017570	09/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2013	Open Market Purchase	Issuer			867	03/15/2013	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	09/15/2025	25000	615250.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)