HRTG insider sells shares under 10b5-1 plan

HRTG insider reported securities sales under a Rule 10b5-1 plan.

Rhea-AI Filing Summary

HRTG insider reported securities sales under a Rule 10b5-1 plan. The filing lists multiple 10b5-1 sales executed on 02/20/2026 and 03/20/2026 with reported proceeds including $180,122.71 and $189,568.46. The sales are of Restricted Stock Units converted to common stock.

Key Figures

Filing form: Form 144 Proceeds (example): $189,568.46 Proceeds (example): $180,122.71 +2 more

5 metrics

Filing form Form 144 reporting scheduled insider dispositions

Proceeds (example) $189,568.46 10b5-1 sale on 03/20/2026

Proceeds (example) $180,122.71 10b5-1 sale on 02/20/2026

Security type Restricted Stock Units / Common RSUs dated 06/27/2016 converted to common

Reported numeric code 7467 appears alongside security entries

Key Terms

10b5-1 Sales, Restricted Stock Units, Form 144

3 terms

10b5-1 Sales regulatory

"10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 06/27/2016"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did the HRTG Form 144 disclose about insider transactions?

It discloses insiders sold shares under a Rule 10b5-1 plan on 02/20/2026 and 03/20/2026. The filing shows sales with proceeds such as $180,122.71 and $189,568.46, identifying the transactions as 10b5-1 scheduled dispositions of shares from restricted stock units.

Who executed the 10b5-1 sales reported in the HRTG filing?

The filing identifies sales by Ernesto J. Garateix and by Ernesto Garateix & Yvette Garateix. It lists street addresses and shows separate sale entries with reported proceeds tied to those named sellers on the specified dates.

What securities were sold according to the HRTG Form 144?

The securities sold were Common shares derived from Restricted Stock Units dated 06/27/2016. The filing labels the instruments as restricted stock units converted to common stock and sold under 10b5-1 plans.

Are the reported sale amounts aggregated in the filing?

The filing lists individual sale proceeds by date and holder rather than an explicit aggregate total. Example proceeds shown include $189,568.46 and $180,122.71 for sales on the listed dates.

Do the Form 144 entries indicate whether the sales were discretionary or preplanned?

The filing describes the transactions as 10b5-1 sales, indicating they were executed under a pre-established trading plan. The entries list dates and proceeds consistent with scheduled dispositions rather than ad-hoc open-market trades.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 04:33 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001607776
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Heritage Insurance Holdings, Inc.
SEC File Number	001-36462
Address of Issuer	1401 N. Westshore Blvd Tampa FLORIDA 33607
Phone	7273627200
Name of Person for Whose Account the Securities are To Be Sold	ERNESTO GARATEIX & YVETTE GARATEIX
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7467	203251.74	30720918	04/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/27/2016	Restricted Stock Units	Issuer			7467	06/27/2016	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	03/20/2026	7467	189568.46
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	03/20/2026	867	22010.96
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	02/20/2026	7467	180122.71
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	02/20/2026	867	20914.21

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 6/27/2016 through 3/14/2025.
Date of Notice	04/20/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/13/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ernesto Garateix
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)