Horizon director buys 6,000 HRZN shares

Q: How many Horizon (HRZN) shares did Thomas J. Allison own after the trade?

After the transaction, Thomas J. Allison directly owned 55,926 shares of Horizon Technology Finance Corp Common Stock. This post-transaction figure includes the 6,000 shares he purchased in the reported open-market transaction.

Q: At what price did the Horizon (HRZN) director buy his shares?

Thomas J. Allison purchased 6,000 Horizon shares at a price of $4.36 per share. The filing characterizes this move as an open-market purchase of the company’s Common Stock.

Q: Was the Horizon (HRZN) insider transaction a buy or a sell?

The transaction was a buy. The Form 4 describes it as an open-market purchase of 6,000 shares of Common Stock, increasing director Thomas J. Allison’s directly owned position to 55,926 shares.

Q: What type of security did the Horizon (HRZN) director acquire?

Thomas J. Allison acquired Common Stock of Horizon Technology Finance Corp. The Form 4 shows a non-derivative, open-market purchase of 6,000 common shares, with all holdings reported as directly owned.

Horizon Technology Finance Corp director Thomas J. Allison made an open-market purchase of Common Stock.

Filing Impact

(Neutral)

Filing Sentiment

(Positive)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

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Form Type

Rhea-AI Filing Summary

Horizon Technology Finance Corp director Thomas J. Allison made an open-market purchase of Common Stock. On June 9, 2026, he bought 6,000 shares at $4.36 per share. After this transaction, he directly owns 55,926 shares of Horizon’s common stock.

Insider Trade Summary

Net Buyer: 6,000 shares

Net Buy 1 txn

Insider ALLISON THOMAS J.

Role Director

Bought 6,000 shs ($26K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	6,000	$4.36	$26K

Holdings After Transaction: Common Stock — 55,926 shares (Direct)

Key Figures

Shares purchased: 6,000 shares Purchase price: $4.36 per share Shares owned after transaction: 55,926 shares +1 more

4 metrics

Shares purchased 6,000 shares Open-market purchase on June 9, 2026

Purchase price $4.36 per share Open-market buy of Common Stock

Shares owned after transaction 55,926 shares Direct ownership following June 9, 2026 trade

Buy transactions in filing 1 transaction, 6,000 shares Net-buy direction in transaction summary

Key Terms

open-market purchase, Common Stock, Form 4

3 terms

open-market purchase financial

"the transaction as an open-market purchase of 6,000 shares at $4.36 per share"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Common Stock financial

"an open-market purchase of Common Stock, totaling 6,000 shares"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"according to a Form 4 filing reporting the insider transaction"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Horizon Technology Finance Corp (HRZN) report?

Horizon Technology Finance Corp reported that director Thomas J. Allison bought 6,000 shares of its Common Stock in an open-market purchase. This Form 4 filing reflects a direct increase in his personal shareholdings in the company.

How many Horizon (HRZN) shares did Thomas J. Allison own after the trade?

After the transaction, Thomas J. Allison directly owned 55,926 shares of Horizon Technology Finance Corp Common Stock. This post-transaction figure includes the 6,000 shares he purchased in the reported open-market transaction.

At what price did the Horizon (HRZN) director buy his shares?

Thomas J. Allison purchased 6,000 Horizon shares at a price of $4.36 per share. The filing characterizes this move as an open-market purchase of the company’s Common Stock.

Was the Horizon (HRZN) insider transaction a buy or a sell?

The transaction was a buy. The Form 4 describes it as an open-market purchase of 6,000 shares of Common Stock, increasing director Thomas J. Allison’s directly owned position to 55,926 shares.

What type of security did the Horizon (HRZN) director acquire?

Thomas J. Allison acquired Common Stock of Horizon Technology Finance Corp. The Form 4 shows a non-derivative, open-market purchase of 6,000 common shares, with all holdings reported as directly owned.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/10/2026 - 04:24 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ALLISON THOMAS J.

(Last)

(First)

(Middle)

312 FARMINGTON AVENUE

(Street)

FARMINGTON

CONNECTICUT

06032

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Horizon Technology Finance Corp [ HRZN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/09/2026		P		6,000	A	$4.36	55,926	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

	/s/ Thomas J. Allison	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR