HTH Form 144: 62,100 Common Shares Listed

HTH filing a Form 144 notice reporting proposed dispositions of Common Stock by a brokered account.

Rhea-AI Filing Summary

HTH filing a Form 144 notice reporting proposed dispositions of Common Stock by a brokered account. The excerpt lists 50,000 shares purchased via IRA on 05/10/2006 and 12,100 shares from a rights offering on 01/23/2007. The cover shows a total figure of 62,100 shares alongside numeric entries 2,315,088.00 and 58,530,197 referenced with an exchange NYSE.

Insights

Securities Counsel

Form 144 notifies the SEC of proposed resale by an affiliated holder.

Form 144 is a notice of proposed sale under the Securities Act and does not itself effect a sale. The excerpt lists specific lots: 50,000 shares (Purchase-IRA, 05/10/2006) and 12,100 shares (Rights Offering-IRA, 01/23/2007).

Timing and actual transactions are not shown here; subsequent reports or broker confirmations would document executed dispositions. Cash‑flow treatment and seller identity details are not included in the provided excerpt.

Key Figures

Form type: Form 144 Shares listed (total line): 62,100 shares Lot — Purchase-IRA: 50,000 shares +3 more

6 metrics

Form type Form 144 notice of proposed resale

Shares listed (total line) 62,100 shares cover/excerpt listing

Lot — Purchase-IRA 50,000 shares <date>05/10/2006</date>

Lot — Rights Offering-IRA 12,100 shares <date>01/23/2007</date>

Numeric entry 2,315,088.00 numeric field in excerpt

Numeric entry 58,530,197 numeric field in excerpt

Key Terms

Form 144, Rights Offering-IRA, Purchase-IRA

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rights Offering-IRA financial

"Common Stock | 01/23/2007 | Rights Offering-IRA"

Purchase-IRA financial

"Common Stock | 05/10/2006 | Purchase-IRA"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does HTH Form 144 mean for shareholders?

A Form 144 notifies the SEC of a proposed resale by an affiliate or control holder. It lists proposed amounts such as 50,000 shares and 12,100 shares, but does not confirm that those shares have been sold.

How many shares are listed in this HTH excerpt?

The excerpt shows a line total of 62,100 and individual lots of 50,000 and 12,100. These numbers appear as proposed resale quantities in the provided content.

Does Form 144 mean the shares were sold on the NYSE?

No. Form 144 indicates proposed resale and references NYSE in the excerpt, but the filing alone does not confirm execution or the market where any sale occurred.

What dates are associated with the share lots in the excerpt?

The excerpt ties the 50,000-share lot to 05/10/2006 (Purchase-IRA) and the 12,100-share lot to 01/23/2007 (Rights Offering-IRA). These dates appear in the provided lines.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 05:06 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001300148
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Hilltop Holdings Inc.
SEC File Number	001-31987
Address of Issuer	6565 Hillcrest Dallas TEXAS 75205
Phone	214-855-2177
Name of Person for Whose Account the Securities are To Be Sold	Rhodes R. Bobbitt
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	62100	2315088.00	58530197	05/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	05/10/2006	Purchase-IRA	Broker			50000	05/12/2006	Cash
Common Stock	01/23/2007	Rights Offering-IRA	Issuer			12100	01/23/2007	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Rhodes R. Bobbitt
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)