HY Form 4: Director receives 963 Class A shares under equity plan

Rhea-AI Filing Summary

The reporting person, John P. Jumper, a director of Hyster-Yale, received 963 shares of Class A common stock as award "Required Shares" under the companys Non-Employee Directors' Equity Compensation Plan. Following the transaction the reporting person beneficially owns 26,837 shares of Class A common stock. The Form 4 indicates this was a non-derivative acquisition recorded with transaction code A and a $0 price, consistent with stock awards issued as compensation to a director.

Positive

• Director alignment: Awarded 963 Class A shares under the Non-Employee Directors' Equity Compensation Plan, aligning director interests with shareholders.
• Clear disclosure: Form 4 reports post-transaction beneficial ownership of 26,837 shares and cites the award type, meeting Section 16 reporting requirements.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Director received routine equity awards under the non-employee directors' compensation plan; ownership increased modestly.

The Form 4 shows a customary grant of 963 Class A shares to a non-employee director as "Required Shares" under the boards equity plan. This is a common practice to align director interests with shareholders and does not indicate any sale or disposition by the insider. The post-transaction beneficial ownership of 26,837 shares provides context on the directors stake but, standing alone, the award appears routine and non-material to the companys capital structure.

Securities Compliance Analyst

TL;DR: Filing documents a standard non-derivative acquisition by a director under an equity plan; disclosure appears complete.

The entry uses transaction code A for acquisition and reports a $0 price, consistent with shares issued as compensation rather than purchased. The Form 4 includes the required explanation identifying the award as "Required Shares" under the Non-Employee Directors' Equity Compensation Plan. The filing identifies beneficial ownership form as direct and supplies the post-transaction share total, meeting Section 16 disclosure expectations.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Jumper John P

(Last) (First) (Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	10/01/2025		A(1)		963	A	$0	26,837	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

	/s/ Suzanne S. Taylor, attorney-in-fact	10/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Hyster-Yale (HY) director John P. Jumper report on Form 4?

The director reported the acquisition of 963 shares of Class A common stock as awarded "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

How many Class A shares does the reporting person beneficially own after the transaction?

Following the reported transaction the reporting person beneficially owns 26,837 shares of Class A common stock.

What transaction code and price were reported on the Form 4 for this award?

The Form 4 lists transaction code A (acquisition) and a reported price of $0, reflecting an issued award rather than a cash purchase.

Was this filing for a derivative or non-derivative security?

The reported transaction involved non-derivative securities (Class A common stock); no derivative instruments were reported in Table II.

What is the stated reason for the share award?

The award is described as "Required Shares" issued to the reporting person under the company's Non-Employee Directors' Equity Compensation Plan.