STOCK TITAN

Hyster-Yale (HY) director receives 1,136 Class A shares as equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hyster-Yale, Inc. filed a Form 4 reporting an equity award to one of its directors. On 01/02/2026, the director received 1,136 shares of Class A Common Stock at a price of $0 per share, described as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan. These shares are held indirectly in a trust for the benefit of the reporting person.

The filing also lists the director’s other indirect beneficial holdings in Class A Common Stock, including 388,253 shares held in a trust for the reporting person, 108,844 shares as a proportionate interest in shares held by Abigail LLC in a trust for the reporting person, 61,138 shares through Corky LLC, 11,510 shares held by the director’s spouse, 108,844 shares as proportionate interests in Abigail LLC in the Ted Taplin Common Trust, and 11,143 shares in a trust for the reporting person’s children. The reporting person disclaims beneficial ownership of all shares held by the spouse.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TAPLIN BRITTON T

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/02/2026 A(1) 1,136 A $0 388,253 I Held in Trust fbo Reporting Person
Class A Common Stock 108,844 I Proportionate interest in shares held by Abigail LLC held in trust fbo reporting person
Class A Common Stock 61,138 I Proportionate interest in shares held by Corky LLC
Class A Common Stock 11,510 I Held by Spouse(2)
Class A Common Stock 108,844 I Prop interests in shares held by Abigail LLC in Ted Taplin Common Trust which Rep Person is Trustee
Class A Common Stock 11,143 I Reporting Person is trustee of trust fbo Reporting Person children
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. Reporting Person disclaims beneficial ownership of all such shares.
/s/ Suzanne S. Taylor, attorney-in-fact 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Hyster-Yale (HY) report on this Form 4?

The report shows that a director of Hyster-Yale, Inc. received an award of 1,136 shares of Class A Common Stock on 01/02/2026 as Required Shares under the company’s Non-Employee Directors’ Equity Compensation Plan.

At what price were the Hyster-Yale (HY) director’s shares acquired?

The 1,136 Class A Common Stock shares reported were acquired at a price of $0 per share as part of an equity compensation award.

How many Hyster-Yale (HY) shares does the reporting person indirectly hold after the transaction?

Indirect Class A holdings disclosed include 388,253 shares held in a trust for the reporting person, 108,844 shares as a proportionate interest in shares held by Abigail LLC in a trust for the reporting person, 61,138 shares via Corky LLC, 11,510 shares held by the spouse, 108,844 shares as proportionate interests in Abigail LLC in the Ted Taplin Common Trust, and 11,143 shares in a trust for the reporting person’s children.

What is the relationship of the reporting person to Hyster-Yale (HY)?

The reporting person is identified as a Director of Hyster-Yale, Inc. on the Form 4.

What is the source of the awarded Hyster-Yale (HY) shares to the director?

The 1,136 Class A Common Stock shares were granted as “Required Shares” under Hyster-Yale’s Non-Employee Directors’ Equity Compensation Plan.

Does the Hyster-Yale (HY) director claim beneficial ownership of shares held by a spouse?

No. The filing states that the reporting person disclaims beneficial ownership of all shares held by the spouse.

Hyster-Yale

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689.14M
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Farm & Heavy Construction Machinery
Industrial Trucks, Tractors, Trailers & Stackers
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United States
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