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[Form 4] MARINEMAX INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

MarineMax, Inc. (HZO)11/17/2025, he received 3,384 performance-based restricted stock units and 8,707 time-based restricted stock units, each representing a contingent right to receive one share of MarineMax common stock at an exercise price of $0 per unit.

The performance-based units vest on September 30, 2027, based on criteria set on November 14, 2024 tied to inventory management and operations during fiscal 2025. The time-based restricted stock units vest in three annual installments starting on September 30, 2026. Following these awards, Berg directly beneficially owns these derivative securities, aligning a portion of his compensation with MarineMax’s future performance and continued service.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Berg Shawn

(Last) (First) (Middle)
501 BROOKER CREEK BLVD

(Street)
OLDSMAR FL 34577

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MARINEMAX INC [ HZO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Digital Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Based Restricted Stock Units (1) 11/17/2025 A 3,384 (2) (2) Common Stock 3,384 $0 3,384 D
Restricted Stock Units (1) 11/17/2025 A 8,707 (3) (3) Common Stock 8,707 $0 8,707 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock.
2. The performance-based restricted stock units vest on September 30, 2027. These units were awarded based on performance criteria established on November 14, 2024 and tied to inventory management and operations during fiscal 2025.
3. The restricted stock units vest in three annual installments beginning on September 30, 2026.
Anthony E. Cassella, Jr., Attorney-in-Fact for Shawn Berg 11/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did MarineMax (HZO) report for Shawn Berg?

MarineMax reported that EVP and Chief Digital Officer Shawn Berg received equity awards on 11/17/2025 consisting of performance-based and time-based restricted stock units tied to MarineMax common stock.

How many restricted stock units did Shawn Berg receive from MarineMax (HZO)?

Shawn Berg received 3,384 performance-based restricted stock units and 8,707 time-based restricted stock units, each representing the right to receive one share of MarineMax, Inc. common stock.

When do Shawn Berg’s MarineMax (HZO) performance-based RSUs vest?

The 3,384 performance-based restricted stock units vest on September 30, 2027, based on performance criteria established on November 14, 2024 related to inventory management and operations during fiscal 2025.

What is the vesting schedule for Shawn Berg’s time-based RSUs in MarineMax (HZO)?

The 8,707 restricted stock units that are time-based vest in three annual installments beginning on September 30, 2026, subject to continued service.

What is the exercise price of the MarineMax (HZO) restricted stock units granted to Shawn Berg?

Both the performance-based and time-based restricted stock units granted to Shawn Berg have an exercise price of $0, meaning he does not pay cash to receive the underlying MarineMax common shares upon vesting.

How are Shawn Berg’s MarineMax (HZO) RSU awards structured in terms of ownership?

The filing shows that following the reported transactions, Shawn Berg beneficially owns 3,384 performance-based RSUs and 8,707 time-based RSUs directly, each convertible into MarineMax common stock upon vesting.

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