Daniel Pinto joins Intercontinental Exchange (ICE) insider ranks with Form 3 filing

Rhea-AI Filing Summary

Intercontinental Exchange, Inc. director Daniel E. Pinto filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a reporting insider at the company but does not list any buy, sell, or other reportable transactions.

Key Terms

Form 3, beneficial ownership, reporting insider

3 terms

Form 3 regulatory

"filed an initial statement of beneficial ownership on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"filed an initial statement of beneficial ownership on Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting insider regulatory

"establishes his status as a reporting insider at the company"

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Pinto Daniel E

(Last) (First) (Middle)

5660 NEW NORTHSIDE DRIVE

(Street)

ATLANTA GEORGIA 30328

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/15/2026

3. Issuer Name and Ticker or Trading Symbol
Intercontinental Exchange, Inc. [ ICE ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Octavia N. Spencer, Attorney-in-fact	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Daniel E. Pinto’s Form 3 filing for ICE indicate?

The Form 3 shows that Daniel E. Pinto is now an insider of Intercontinental Exchange, Inc. as a director. It establishes his obligation to report future transactions in ICE securities but does not itself report any trades or derivative holdings.

Did Daniel E. Pinto buy or sell ICE stock in this Form 3?

No transactions are reported in this Form 3 for Intercontinental Exchange, Inc. The filing is purely an initial beneficial ownership statement, with zero buy, sell, acquisition, or disposition entries in the transaction summary section.

What role does Daniel E. Pinto have at Intercontinental Exchange (ICE)?

Daniel E. Pinto is identified in the filing as a director of Intercontinental Exchange, Inc. Being a director makes him a reporting person, so his future trades in ICE securities must be disclosed on Forms 4 or 5 under SEC rules.

Are any derivative securities reported for Daniel E. Pinto in this ICE Form 3?

No derivative securities are reported for Daniel E. Pinto in this Form 3. The derivativeSummary section is empty, indicating there are no listed options, warrants, or other derivative positions associated with this initial filing.

Why is there a transaction summary if no ICE trades are shown?

The transaction summary standardizes how insider activity is reported, even when counts are zero. In this ICE Form 3, all buy, sell, exercise, gift, tax withholding, and restructuring counts are zero, confirming there were no reportable transactions at the time of filing.