STOCK TITAN

ICE (NYSE: ICE) chief accounting officer granted 1,456 RSUs and has 200 shares withheld for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Intercontinental Exchange, Inc.’s Chief Accounting Officer, James W. Namkung, reported equity compensation changes and related tax withholding on February 10, 2026.

He had 200 shares of common stock withheld in a tax-withholding disposition at $169.48 per share, tied to a prior restricted stock unit (RSU) grant that began vesting on February 10, 2026. On the same date, he acquired 1,456 RSUs at $0 as a new award that vests in three equal annual installments starting on the first anniversary of the grant.

After these transactions, he directly beneficially owned 17,201 common share equivalents, consisting of 12,546 common shares, 2,354 unvested RSUs, and 2,301 performance-based RSUs for which the performance period has been satisfied, all subject to stated multi-year vesting schedules.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Namkung James W

(Last) (First) (Middle)
5660 NEW NORTHSIDE DRIVE

(Street)
ATLANTA GA 30328

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Intercontinental Exchange, Inc. [ ICE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/10/2026 F 200(1) D $169.48 15,745 D
Common Stock 02/10/2026 A 1,456(2) A $0 17,201(3)(4)(5) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of restricted stock units issued to the filing person on February 10, 2025. The restricted stock units vest over three years (1/3 on February 10, 2026, 1/3 on February 10, 2027 and 1/3 on February 10, 2028). Of the 1,346 shares, 448 shares were issued on February 10, 2026, of which 200 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 898 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.
2. Represents restricted stock units issued to the filing person on February 10, 2026. This award of restricted stock units vests over three years (1/3 on each anniversary of the award date).
3. The common stock number referred in Table I is an aggregate number and represents 12,546 shares of common stock and 2,354 unvested restricted stock units ("RSUs"), and 2,301 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.
4. The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting.
5. The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
/s/ Octavia N. Spencer, Attorney-in-fact 02/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did ICE Chief Accounting Officer James Namkung report?

James W. Namkung reported two equity-related transactions. He had 200 shares withheld to cover taxes from vesting restricted stock units and received a new grant of 1,456 restricted stock units that vest over three years, all in connection with Intercontinental Exchange, Inc. equity compensation.

How many Intercontinental Exchange (ICE) shares were withheld for taxes in this Form 4?

The filing shows 200 shares of ICE common stock were disposed of through tax withholding at $169.48 per share. This withholding related to a previously granted restricted stock unit award that partially vested on February 10, 2026, to satisfy the issuer’s tax withholding obligation.

What new equity award did ICE grant to its Chief Accounting Officer in February 2026?

Intercontinental Exchange granted James W. Namkung 1,456 restricted stock units on February 10, 2026. The award vests in three equal installments, with one-third of the units vesting on each anniversary of the grant date, subject to standard vesting conditions over the three-year period.

How many ICE shares and units does James Namkung beneficially own after these transactions?

Following the reported transactions, Namkung beneficially owns 17,201 common share equivalents. This aggregate includes 12,546 shares of ICE common stock, 2,354 unvested restricted stock units, and 2,301 performance-based restricted stock units whose performance period has been satisfied, all subject to vesting schedules.

How do the performance-based RSUs for ICE’s Chief Accounting Officer vest?

The performance-based restricted stock units are tied to multi-year performance periods, including TSR and EBITDA metrics, with satisfaction dates in 2027, 2028 and 2029. Actual share issuance occurs at vesting and will be reported then, with some Deal Incentive Awards also subject to additional time-based conditions.
Intercontinental Exchange Inc

NYSE:ICE

ICE Rankings

ICE Latest News

ICE Latest SEC Filings

ICE Stock Data

86.31B
564.76M
0.94%
93.38%
1.1%
Financial Data & Stock Exchanges
Security & Commodity Brokers, Dealers, Exchanges & Services
Link
United States
ATLANTA