indie Semiconductor officer proposes $60.3K sale

The shares proposed for sale were acquired from the issuer as restricted stock awards on November 6, 2026.

Available on EDGAR 11/09/2026 - 04:34 PM EST Accepted by SEC EDGAR 11/09/2026 - 04:33 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

indie Semiconductor, Inc. officer Naixi Wu reported a proposed sale of 33,333 common shares, with an approximate sale date of November 9, 2026 and an aggregate market value of $60,332.73. If relying on Rule 10b5-1, the listed plan adoption or instruction date is December 12, 2025.

Key Figures

Proposed sale: 33,333 common shares Aggregate market value: $60,332.73 Shares outstanding: 229,842,291 common shares +1 more

4 metrics

Proposed sale 33,333 common shares Approximate sale date: November 9, 2026

Aggregate market value $60,332.73 Proposed sale

Shares outstanding 229,842,291 common shares Issuer securities information

Shares acquired 33,333 common shares Restricted stock awards acquired November 6, 2026

Key Terms

Rule 10b5-1, Restricted Stock Awards, Aggregate Market Value, Gross Proceeds

4 terms

Rule 10b5-1 regulatory

"If Relying on Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Restricted Stock Awards financial

"Nature of Acquisition Transaction: Restricted Stock Awards"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

Aggregate Market Value financial

"Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Gross Proceeds financial

"Gross Proceeds"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many INDI shares did Naixi Wu propose to sell?

Naixi Wu reported a proposed sale of 33,333 common shares, with an approximate sale date of November 9, 2026 and an aggregate market value of $60,332.73. The shares were acquired from the issuer as restricted stock awards on November 6, 2026.

What earlier INDI sales are shown for Naixi Wu?

The listed sales were 6,250 shares on November 2, 2026, for gross proceeds of $9,938.75; 3,750 shares on September 21, 2026, for $11,936.63; 3,125 shares on September 2, 2026, for $11,214.38; 18,046 shares on September 2, 2026, for $63,756.52; 6,000 shares on September 1, 2026, for $21,346.20; and 23,170 shares on August 31, 2026, for $86,183.13.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002095553
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	INDIE SEMICONDUCTOR, INC.
SEC File Number	001-40481
Address of Issuer	32 JOURNEY Aliso Viejo CALIFORNIA 92656
Phone	9496080854
Name of Person for Whose Account the Securities are To Be Sold	Naixi Wu
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	33333	60332.73	229842291	11/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/06/2026	Restricted Stock Awards	Issuer			33333	11/06/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	11/02/2026	6250	9938.75
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/21/2026	3750	11936.63
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/02/2026	3125	11214.38
NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/02/2026	18046	63756.52
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/01/2026	6000	21346.20
NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	08/31/2026	23170	86183.13

144: Remarks and Signature

Remarks
Date of Notice	11/09/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Naixi Wu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)