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  4. [Form 4] indie Semiconductor, Inc. Insider Trading Activity

indie Semiconductor director sells 3,138 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

indie Semiconductor, Inc. (INDI) reported insider equity activity by director and Strategic Advisor Thomas Schiller. On August 28, 2026, he received a grant of 8,598 Restricted Stock Units (RSUs), which were fully vested on the grant date and represent shares received in lieu of cash under the issuer's 2026 Short Term Incentive Bonus Plan. These RSUs were then converted into 8,598 shares of Class A Common Stock. On August 31, 2026, 3,138 shares of Class A Common Stock were sold at $3.7196 per share in the open market to pay withholding taxes related to the RSU vesting.

Positive

  • None.

Negative

  • None.
Insider schiller Thomas
Role Director
Sold 3,138 shs ($12K)
Approx. gross sale proceeds $12K
Type Security Shares Price Value
Sale Class A Common Stock F1 3,138 $3.7196 $12K
Grant/Award Restricted Stock Units F2, F3 8,598 $0.00 $0.00
Exercise Restricted Stock Units F2, F3 8,598 $0.00 $0.00
Exercise Class A Common Stock 8,598 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Class A Common Stock — 487,167 shares (Direct)
Footnotes (3)
  1. F1. Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units ("RSUs").
  2. F2. Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.
  3. F3. Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan.
Shares sold 3,138 shares of Class A Common Stock Sold on August 31, 2026 to pay withholding taxes
Sale price per share $3.7196 per share Open-market sale on August 31, 2026
RSUs granted 8,598 Restricted Stock Units Grant on August 28, 2026, fully vested as of grant date
Shares issued from RSU conversion 8,598 shares of Class A Common Stock Received upon RSU conversion on August 28, 2026
Net buy/sell shares -3,138 shares Net effect of reported buy/sell transactions in this filing
Restricted Stock Units financial
"Each Restricted Stock Unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
withholding taxes financial
"sold in the open market to pay for withholding taxes in connection"
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
Short Term Incentive Bonus Plan financial
"shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan"

FAQ

What insider transactions did INDI disclose for Thomas Schiller?
The company disclosed that Thomas Schiller received 8,598 RSUs on August 28, 2026, which immediately vested and were converted into 8,598 Class A Common shares, and that he sold 3,138 shares on August 31, 2026 to cover withholding taxes.

How many indie Semiconductor (INDI) shares did Thomas Schiller sell and at what price?
Thomas Schiller sold 3,138 shares of INDI Class A Common Stock on August 31, 2026 at a price of $3.7196 per share, with the sale executed in the open market to pay withholding taxes tied to RSU vesting.

What RSU award did Thomas Schiller receive from INDI on August 28, 2026?
On August 28, 2026, Thomas Schiller received an award of 8,598 Restricted Stock Units. Each RSU represents a contingent right to receive one share of Class A Common Stock, and these RSUs were fully vested as of the grant date.

Why were 3,138 INDI shares sold in this Form 4 filing?
The 3,138 shares of indie Semiconductor Class A Common Stock were sold in the open market specifically to pay withholding taxes arising from the vesting of Restricted Stock Units, according to the footnote disclosure.

What plan was referenced for Thomas Schiller’s RSU award at INDI?
The RSUs reported for Thomas Schiller were granted as shares received in lieu of cash under indie Semiconductor’s 2026 Short Term Incentive Bonus Plan, and were fully vested on the grant date according to the disclosure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
schiller Thomas
(Last)(First)(Middle)
C/O INDIE SEMICONDUCTOR, INC.
32 JOURNEY
(Street)
ALISO VIEJO CALIFORNIA 92656
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)XOther (specify below)
Strategic Advisor
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/28/2026M8,598A$0490,305D
Class A Common Stock08/31/2026S(1)3,138D$3.7196487,167D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)08/28/2026A8,598 (3) (3)Class A Common Stock8,598$08,598D
Restricted Stock Units(2)08/28/2026M8,598 (3) (3)Class A Common Stock8,598$00D
Explanation of Responses:
1. Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units ("RSUs").
2. Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.
3. Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan.
/s/ Thomas Schiller, by Naixi Wu pursuant to power of attorney filed on June 25, 202609/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR