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Director at indie Semiconductor (NASDAQ: INDI) gains 4,621 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

indie Semiconductor director David J. Aldrich reported routine equity compensation activity. On June 1, 2026, he exercised 4,621 restricted stock units (RSUs), receiving an equal number of Class A common shares at a price of $0.00 per share.

The same day, he received a new grant of 4,621 RSUs representing shares in lieu of his quarterly cash retainer and any chairperson fees under a voluntary independent director compensation program approved by the board in June 2023. After these transactions, he directly holds 253,532 Class A common shares, with no shares sold in this filing.

Positive

  • None.

Negative

  • None.
Insider ALDRICH DAVID J
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 4,621 $0.00 --
Exercise Restricted Stock Units 4,621 $0.00 --
Exercise Class A Common Stock 4,621 $0.00 --
Holdings After Transaction: Restricted Stock Units — 4,621 shares (Direct, null); Class A Common Stock — 253,532 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.
RSUs exercised 4,621 units Restricted Stock Units converted to Class A common stock on June 1, 2026
Shares acquired from RSUs 4,621 shares Class A common stock received at $0.00 per share on RSU settlement
New RSU grant 4,621 units RSUs granted June 1, 2026 in lieu of cash retainer and chair fees
Post-transaction holdings 253,532 shares Class A common stock directly held after transactions
Exercise price $0.00 per share Price for RSU conversion into Class A common stock
Restricted Stock Units financial
"Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit represents a contingent right to receive one share of Class A common stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
independent director compensation program financial
"as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023."
quarterly cash retainer financial
"divided by the closing trading price of INDI on the date of grant."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ALDRICH DAVID J
(Last)(First)(Middle)
C/O INDIE SEMICONDUCTOR
32 JOURNEY
(Street)
ALISO VIEJO CALIFORNIA 92656
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/01/2026M4,621A$0253,532D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/01/2026A4,621 (2) (2)Class A Common Stock4,621$04,621D
Restricted Stock Units(1)06/01/2026M4,621 (2) (2)Class A Common Stock4,621$00D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
2. Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.
/s/ David Aldrich, by Naixi Wu pursuant to power of attorney filed on June 21, 202106/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did David J. Aldrich report for indie Semiconductor (INDI)?

David J. Aldrich reported exercising 4,621 restricted stock units into Class A common shares and receiving a new grant of 4,621 RSUs. These actions reflect routine equity compensation rather than open-market buying or selling activity.

How many indie Semiconductor (INDI) shares does David J. Aldrich hold after this Form 4?

After the reported transactions, David J. Aldrich directly holds 253,532 shares of indie Semiconductor Class A common stock. This total reflects the 4,621 shares received from RSU settlement recorded in the filing, with no shares sold in these transactions.

Were any indie Semiconductor (INDI) shares sold in David J. Aldrich’s latest Form 4?

No shares were sold in this Form 4. The reported activity consists of a 4,621-share RSU conversion into Class A common stock and a separate 4,621 RSU grant, both at $0.00 per unit as compensation, not market sales.

What is the nature of the RSU grant to David J. Aldrich at indie Semiconductor (INDI)?

The 4,621 RSU grant represents equity received instead of a quarterly cash retainer and any chairperson fees. It is part of a voluntary independent director compensation program approved by the board in June 2023, providing stock-linked pay rather than cash.

How many restricted stock units did David J. Aldrich exercise and receive at indie Semiconductor (INDI)?

He exercised 4,621 restricted stock units into 4,621 Class A common shares and received a new grant of 4,621 RSUs. Both transactions occurred on June 1, 2026, at an exercise and grant price of $0.00 per unit as compensation.