Were the INDI CEO’s August 2026 share sales under a Rule 10b5-1 plan?

No. The Rule 10b5-1 checkbox is not marked as being under a plan. A footnote instead states the 46,928 Class A shares were sold in the open market to pay withholding taxes related to RSU vesting.

indie Semiconductor CEO sells 46,928 shares

Q: What insider transactions did INDI’s CEO Donald McClymont report?

Donald McClymont reported a grant of 90,752 RSUs on August 28, 2026, their conversion into the same number of Class A shares, and a sale of 46,928 Class A shares on August 31, 2026 to cover tax withholding from RSU vesting.

Q: How many indie Semiconductor (INDI) shares did the CEO sell and at what price?

The CEO sold 46,928 Class A Common shares of indie Semiconductor at $3.7196 per share on August 31, 2026. A footnote states these shares were sold in the open market to pay withholding taxes tied to RSU vesting.

Q: What RSU award did the INDI CEO receive in August 2026?

On August 28, 2026, the CEO received 90,752 Restricted Stock Units, each representing a contingent right to one Class A share. The RSUs were fully vested as of the grant date and represent shares received instead of cash under the 2026 Short Term Incentive Bonus Plan.

Q: How many indie Semiconductor (INDI) Class V shares does the CEO hold after these transactions?

After the reported transactions, Donald McClymont holds 4,866,425 shares of Class V Common Stock of indie Semiconductor directly, according to the holdings table in the filing dated August 28, 2026.

Q: Does the INDI CEO have any indirect holdings reported?

Yes. The filing reports 68,115 Class A Common shares of indie Semiconductor held indirectly by his spouse as of August 28, 2026. These are classified as indirect ownership in the holdings section.

McClymont sold 46,928 Class A shares at $3.7196 each to cover RSU vesting withholding taxes after converting RSUs to shares.

Filing Impact

(Neutral)

Filing Sentiment

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Form Type

Rhea-AI Filing Summary

indie Semiconductor, Inc. (INDI) reported insider equity transactions by Chief Executive Officer Donald McClymont. On August 28, 2026, he received 90,752 Restricted Stock Units (RSUs), fully vested on the grant date and taken in lieu of cash under the 2026 Short Term Incentive Bonus Plan, which were then converted into an equal number of Class A Common shares. On August 31, 2026, 46,928 Class A shares were sold in the open market at $3.7196 per share to pay withholding taxes related to RSU vesting. Following these events, reported holdings include 4,866,425 Class V Common shares directly and 68,115 Class A shares held indirectly by his spouse.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 6 txns

Insider McClymont Donald

Role Chief Executive Officer

Sold 46,928 shs ($175K)

Approx. gross sale proceeds $175K

Type	Security	Shares	Price	Value
Sale	Class A Common Stock ^F1	46,928	$3.7196	$175K
Grant/Award	Restricted Stock Units ^{F2, F3}	90,752	$0.00	$0.00
Exercise	Restricted Stock Units ^{F2, F3}	90,752	$0.00	$0.00
Exercise	Class A Common Stock	90,752	$0.00	$0.00
holding	Class V Common Stock	--	--	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Class A Common Stock — 468,441 shares (Direct); Class V Common Stock — 4,866,425 shares (Direct); Class A Common Stock — 68,115 shares (Indirect, by spouse)

Footnotes (3)

F1. Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units ("RSUs").
F2. Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.
F3. Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan.

Key Figures

Class A shares sold: 46,928 shares Sale price per Class A share: $3.7196 per share RSUs granted: 90,752 RSUs +3 more

6 metrics

Class A shares sold 46,928 shares Sale on August 31, 2026 to pay withholding taxes from RSU vesting

Sale price per Class A share $3.7196 per share Open-market sale of 46,928 Class A shares on August 31, 2026

RSUs granted 90,752 RSUs Fully vested RSU award on August 28, 2026 in lieu of cash bonus

Shares from RSU conversion 90,752 Class A Common shares Shares acquired on August 28, 2026 upon RSU conversion

Class V Common Stock holdings 4,866,425 shares Direct Class V holdings reported as of August 28, 2026

Indirect Class A holdings (spouse) 68,115 shares Class A shares held indirectly by spouse as of August 28, 2026

Key Terms

Restricted Stock Units, withholding taxes, Short Term Incentive Bonus Plan

3 terms

Restricted Stock Units financial

"Each Restricted Stock Unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

withholding taxes financial

"sold in the open market to pay for withholding taxes in connection"

Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.

Short Term Incentive Bonus Plan financial

"in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did INDI’s CEO Donald McClymont report?

Donald McClymont reported a grant of 90,752 RSUs on August 28, 2026, their conversion into the same number of Class A shares, and a sale of 46,928 Class A shares on August 31, 2026 to cover tax withholding from RSU vesting.

How many indie Semiconductor (INDI) shares did the CEO sell and at what price?

The CEO sold 46,928 Class A Common shares of indie Semiconductor at $3.7196 per share on August 31, 2026. A footnote states these shares were sold in the open market to pay withholding taxes tied to RSU vesting.

What RSU award did the INDI CEO receive in August 2026?

On August 28, 2026, the CEO received 90,752 Restricted Stock Units, each representing a contingent right to one Class A share. The RSUs were fully vested as of the grant date and represent shares received instead of cash under the 2026 Short Term Incentive Bonus Plan.

How many indie Semiconductor (INDI) Class V shares does the CEO hold after these transactions?

After the reported transactions, Donald McClymont holds 4,866,425 shares of Class V Common Stock of indie Semiconductor directly, according to the holdings table in the filing dated August 28, 2026.

Does the INDI CEO have any indirect holdings reported?

Yes. The filing reports 68,115 Class A Common shares of indie Semiconductor held indirectly by his spouse as of August 28, 2026. These are classified as indirect ownership in the holdings section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/01/2026 - 06:00 PM EDT Accepted by SEC EDGAR 09/01/2026 - 06:00 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McClymont Donald

(Last)

(First)

(Middle)

32 JOURNEY

(Street)

ALISO VIEJO

CALIFORNIA

92656

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	08/28/2026		M		90,752	A	$0	515,369	D
Class A Common Stock	08/31/2026		S⁽¹⁾		46,928	D	$3.7196	468,441	D
Class V Common Stock								4,866,425	D
Class A Common Stock								68,115	I	by spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽²⁾	08/28/2026		A		90,752		⁽³⁾	⁽³⁾	Class A Common Stock	90,752	$0	90,752	D
Restricted Stock Units	⁽²⁾	08/28/2026		M			90,752	⁽³⁾	⁽³⁾	Class A Common Stock	90,752	$0	0	D

Explanation of Responses:

1. Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units ("RSUs").

2. Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.

3. Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan.

	/s/ Donald McClymont by Naixi Wu pursuant to power of attorney filed on June 21, 2021	09/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR