Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.
Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.
Donald McClymont, who serves as Chief Executive Officer and a director of indie Semiconductor, Inc. (INDI), exchanged 11,300 ADK Class A Units for an equal number of Class A common shares and sold those 11,300 Class A shares in open-market transactions at a weighted average price of about $4.00–$4.01 on 09/15/2025. The exchange cancelled an equal number of Class V common shares, leaving the reporting person with 5,355,125 shares of Class V Common Stock indirectly and 135,602 shares of Class A Common Stock directly after the sale. The sales were executed under a Rule 10b5-1 trading plan adopted by the reporting person on 06/13/2025, covering automated sales through 06/30/2027.
Donald McClymont, who is listed as both Director and Chief Executive Officer of indie Semiconductor, Inc. (INDI), reported an open-market sale of 150,000 shares of Class A common stock on 09/12/2025. The sale was executed under a Rule 10b5-1 trading plan adopted on 06/13/2025 that authorizes automated sales through 06/30/2027. The weighted-average price for the shares sold was $3.87, with individual trade prices ranging from $3.81 to $3.94. After the reported transaction, Mr. McClymont directly beneficially owns 135,602 shares of Class A common stock and 5,366,425 shares of Class V common stock, and 68,115 shares of Class A common stock are reported as indirectly owned by his spouse. The filing is signed by power of attorney and dated 09/16/2025.
Form 144 filed for INDI common stock shows a proposed sale of 200,000 shares through Morgan Stanley Smith Barney, valued at $776,000, with an approximate sale date of 09/15/2025. The shares were acquired as founders shares on 05/01/2009. The filing reports recent dispositions by the same person: a 10b5-1 sale of 150,000 shares on 09/12/2025 for $580,830 and a sale of 41,986 shares on 09/08/2025 for $177,180.92. The company outstanding share count is listed as 198,552,068. The notice includes the required representation that the seller is not aware of any undisclosed material adverse information.
Form 144 notice for indie Semiconductor, Inc. (INDI) shows a proposed sale of 20,908 restricted common shares acquired on 09/05/2025 with an approximate aggregate market value of $82,649.32. The filing lists 216,173,315 shares outstanding and an approximate sale date of 09/10/2025 on NASDAQ. The acquisition was recorded as Restricted Stock with payment on 09/05/2025. The filer also reported sales by Michael Wittmann during the prior three months totaling 75,927 shares for gross proceeds of $321,885.06 across trades on 07/02/2025, 09/02/2025, and 09/08/2025. The notice includes the standard Rule 144 representation regarding lack of undisclosed material adverse information.
Insider transactions at indie Semiconductor, Inc. (INDI): Chief Operating Officer Michael Wittmann was granted 32,928 restricted stock units (RSUs) on 09/05/2025 that were fully vested as of the grant date and represent the first-half 2025 short-term incentive paid in equity. To satisfy withholding taxes on the vesting, Mr. Wittmann sold 12,020 Class A common shares in the open market on 09/08/2025 at $4.22 per share. After these transactions he beneficially owned 114,913 Class A shares. The filings were executed under a power of attorney and signed on 09/09/2025.
Ichiro Aoki, President and Director of indie Semiconductor, Inc. (INDI), reported equity changes tied to vested restricted stock units and an open-market sale. On 09/05/2025 Mr. Aoki was credited with 24,316 restricted stock units (RSUs) that vested and were recorded as acquired at $0, which temporarily increased his beneficial ownership of Class A common stock to 91,511 shares. On 09/08/2025 he sold 8,877 shares of Class A common stock in the open market at $4.22 per share, reducing his Class A holdings to 82,634 shares. He continues to hold 4,939,362 shares of Class V common stock. The RSUs were granted in lieu of cash under the Issuer's 2025 Short Term Incentive Bonus Plan for the first six months of the year and the reported sale was to satisfy withholding tax obligations.
Donald McClymont, Chief Executive Officer and director of indie Semiconductor, Inc. (INDI), reported compensation-related equity activity. On 09/05/2025 he received 81,053 restricted stock units (RSUs) that were fully vested as of the grant date and represent one share of Class A common stock each; these RSUs were issued in lieu of cash under the companys 2025 Short Term Incentive Bonus Plan for the first six months of the year. To satisfy tax withholding obligations, 41,986 Class A shares were sold in the open market on 09/08/2025 at $4.22 per share. After the transactions, Mr. McClymont directly beneficially owned 285,602 Class A shares, held 5,366,425 Class V shares, and has 68,115 Class A shares indirectly owned by his spouse.
Michael Wittmann, Chief Operating Officer of indie Semiconductor, Inc. (INDI) reported multiple stock unit vestings and automated open-market sales under a Rule 10b5-1 plan. On 08/31/2025 he had 6,250 RSUs vest (converted to 12,500 underlying shares reported) and on 09/01/2025 an additional 37,500 RSUs vest (262,500 underlying shares reported), recorded as acquisitions at $0. On 09/02/2025 he sold 16,529 and 42,846 shares in separate transactions at a weighted average price of $4.29 to satisfy tax withholding and per his Rule 10b5-1 plan. The filing states the 10b5-1 plan was adopted 03/15/2024, modified 05/26/2025, and schedules automated sales through 03/31/2027. Vesting schedules and the specific quantity and timing of RSUs are disclosed in the filing.
Ichiro Aoki, President and Director of indie Semiconductor, Inc. (INDI), reported equity activity on Form 4. On 08/31/2025 he was granted 12,500 time-based restricted stock units (RSUs) that vest 25% each year over four years, representing rights to 25,000 underlying Class A shares. The grant is recorded at $0 per share.
Following the vesting event, 4,770 Class A shares were sold on 09/02/2025 at $4.25 to cover withholding taxes, reducing his reported direct Class A holding from 71,965 to 67,195 shares. He also reports indirect ownership of 4,939,362 Class V shares.
indie Semiconductor director Jeffrey J. Owens received 2,070 Restricted Stock Units (RSUs) on 09/01/2025 that were fully vested as of the grant date. Each RSU represents a contingent right to one share of Class A common stock. A non-derivative entry shows 2,070 shares acquired at $0, leaving 157,817 shares beneficially owned after the transaction. The filing explains these RSUs were issued in lieu of a quarterly cash retainer and any chairperson fees under the board-approved independent director compensation program adopted in June 2023, with the number of shares determined by dividing the forgone cash by INDI's closing price on the grant date.