Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.
Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.
David J. Aldrich, a director of indie Semiconductor, Inc. (INDI), reported equity transactions dated 09/01/2025 showing vested restricted stock units and resulting share ownership. He received 4,967 shares through RSUs that vested as of the grant date and were settled at a $0 per-share purchase price because they reflect compensation rather than a cash purchase. After the transactions, Mr. Aldrich beneficially owns 176,365 shares of Class A common stock. The filing notes these RSUs were issued in lieu of quarterly cash retainers and any chairperson fees under a director compensation program approved by the board in June 2023.
Form 144 filed for INDI (indie Semiconductor, Inc.) reporting a proposed sale of 59,375 common shares through Morgan Stanley Smith Barney with an approximate aggregate market value of $268,968.75, with an approximate sale date of 09/02/2025 on NASDAQ. The shares were acquired as Restricted Stock Units on 01/01/2024 and the filer reports prior sales of 4,532 shares on 07/02/2025 for gross proceeds of $16,496.48. The filing includes the required representation that the seller does not possess undisclosed material information and notes compliance considerations for a Rule 10b5-1 trading plan if applicable.
indie Semiconductor, Inc. updated its existing at-the-market equity program. The company previously established a Sales Agreement allowing it to sell Class A common stock with an aggregate offering price of up to $150.0 million through designated sales agents, and $59.8 million of that capacity remains unsold. Because the prior Form S-3 registration statement covering these unsold shares will expire on September 7, 2025, the company filed a prospectus supplement under a new automatic shelf registration statement to register the offering of the remaining shares. It also amended the Sales Agreement so that references now point to the 2025 shelf registration, while all other material terms stay the same.
Indie Semiconductor, Inc. filed a prospectus supplement for potential offerings of debt securities and related equity instruments. The document describes share classes including Class A and Class V common stock, reserved shares for equity incentive plans (up to 20,527,643 shares under the 2021 plan and 3,196,230 under the 2023 inducement plan), and 1,725,000 Sponsor Escrow Shares held subject to forfeiture unless earn‑out or sale conditions are met by December 31, 2027. Earn‑Out Securities of up to 5,000,000 shares may be issued if the Class A average trading price meets $15.00 for specified trading days or upon certain sale events. Net tangible book value per share as of June 30, 2025 is shown as $(0.30), adjusted value after this offering $(0.01), with dilution per share to new investors of $4.65. The prospectus outlines terms for debt, warrants, rights, units and distribution methods and incorporates specified SEC filings by reference.
Baron Capital Group and affiliates disclosed ownership of 25,294,776 shares of indie Semiconductor Class A common stock, representing 12.98% of the outstanding class. The filing shows that the reporting persons—Baron Capital Group, Inc., BAMCO, Inc., Baron Capital Management, Inc. and Ronald Baron—hold shared voting and shared dispositive power over these shares, with no sole voting or dispositive power reported.
The filing also states BAMCO beneficially owns 23,919,413 shares (12.27%) and Baron Capital Management owns 1,375,363 shares (0.71%). It further discloses that BAMCO and BCM are subsidiaries of BCG and that Ronald Baron controls BCG. The reporting persons certify the shares are held in the ordinary course of business and not to effect a change in control.
Frontier Capital Management Co., LLC reports beneficial ownership of 17,960,663 shares of Indie Semiconductor, Inc., representing 9.22% of the Class A common stock as of the reported event date 06/30/2025. Frontier discloses sole dispositive power over all 17,960,663 shares and sole voting power over 9,034,858 shares. The filing is made in the capacity of an investment adviser (IA) and includes a certification that the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. This is a routine, material ownership disclosure by a >5% holder.
Indie Semiconductor filed a Form S-8 to register 17,000,000 additional shares of its Class A common stock for issuance under the 2021 Omnibus Equity Incentive Plan. The registration makes shares available for employee equity awards and incorporates by reference the company’s recent annual and quarterly reports, along with related proxy and current reports, so those filings form part of the prospectus available to participants.
The filing discloses that Audrey Wong, the company’s Chief Legal Officer, will provide a legal opinion and is an employee eligible to receive awards and currently holds options and restricted stock units. The company is identified as a large accelerated filer, and exhibits include the amended charter and bylaws, the amended plan, auditor consent from KPMG LLP, and power of attorney and filing-fee table.
indie Semiconductor, Inc. reported results for the quarter ended June 30, 2025 showing stable product sales but widening losses and continued leverage. Total revenue for the quarter was $51.6 million (product revenue $49.7 million), essentially flat versus the prior-year quarter, while six‑month revenue was $105.7 million. The company recorded a net loss attributable to indie of $39.0 million for the quarter and $73.6 million for the six months, expanding the accumulated deficit to $(567.6) million. Operating cash used was $36.6 million for the six months, and cash and cash equivalents declined to $192.6 million.
The balance sheet shows total assets of $867.6 million and total debt carrying value of $352.5 million (long-term debt net of current portion $338.2 million). The company initiated a $7.1 million restructuring in May 2025 and recorded related impairment and personnel charges. Indie's ATM equity program has raised aggregate gross proceeds of $90.2 million to date with approximately $59.8 million available for future issuances.
Form 8-K highlights: On 7 Aug 2025 indie Semiconductor (Nasdaq: INDI) furnished its Q2-25 earnings press release (Exhibit 99.1) and scheduled a webcast for 5:00 p.m. ET the same day. No financial figures are included in the filing itself.
Strategic acquisition: On 6 Aug 2025 the company signed a Share Purchase Agreement to buy Austrian driver-monitoring specialist emotion3D GmbH. Consideration is up to $30 million, comprising a $20 million cash base (subject to holdbacks/adjustments) plus up to $10 million earn-out linked to revenue milestones through 28 Feb 2027. The earn-out may be settled in cash, Class A common stock, or a mix, with any shares valued at the 20-day VWAP immediately before payment. Shares, if issued, will rely on the Section 4(a)(2) exemption. Closing remains subject to customary regulatory clearance.
Investor takeaways: The deal modestly broadens INDI’s ADAS and in-cabin sensing portfolio with limited upfront cost and performance-based upside, but introduces potential dilution and a $20 million cash outflow. The filing contains no operating metrics; investors must review Exhibit 99.1 for Q2-25 results.
Form 8-K highlights: On 7 Aug 2025 indie Semiconductor (Nasdaq: INDI) furnished its Q2-25 earnings press release (Exhibit 99.1) and scheduled a webcast for 5:00 p.m. ET the same day. No financial figures are included in the filing itself.
Strategic acquisition: On 6 Aug 2025 the company signed a Share Purchase Agreement to buy Austrian driver-monitoring specialist emotion3D GmbH. Consideration is up to $30 million, comprising a $20 million cash base (subject to holdbacks/adjustments) plus up to $10 million earn-out linked to revenue milestones through 28 Feb 2027. The earn-out may be settled in cash, Class A common stock, or a mix, with any shares valued at the 20-day VWAP immediately before payment. Shares, if issued, will rely on the Section 4(a)(2) exemption. Closing remains subject to customary regulatory clearance.
Investor takeaways: The deal modestly broadens INDI’s ADAS and in-cabin sensing portfolio with limited upfront cost and performance-based upside, but introduces potential dilution and a $20 million cash outflow. The filing contains no operating metrics; investors must review Exhibit 99.1 for Q2-25 results.
indie Semiconductor, Inc. (NASDAQ: INDI) filed a Form 4 reporting that Chief Operating Officer Michael Wittmann was granted 130,000 restricted stock units (RSUs) on 07-10-2025. Each RSU entitles the holder to receive one share of Class A common stock at no cost. The award vests 50 % on July 1 2026 and the remaining 50 % on July 1 2027, provided continued service, and will immediately increase Wittmann’s derivative ownership to 130,000 shares. The grant, made as part of executive compensation, is intended to align management incentives with long-term shareholder value but does not represent an open-market purchase.