Every Form 4 that indie Semiconductor, Inc. (INDI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow INDI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full INDI filings page.
indie Semiconductor, Inc. (INDI) reported that Chief Financial Officer Naixi Wu exercised equity awards and sold shares in September 2026. On September 18, 2026, Restricted Stock Units covering 7,500 shares were converted into the same number of Class A Common shares as part of scheduled vesting. On September 21, 2026, Wu sold 3,750 shares of Class A Common Stock in open market transactions at a weighted average price of $3.18 per share to pay withholding taxes related to the vesting, under a pre-established Rule 10b5-1 trading plan adopted on December 12, 2025. The plan provides for automated open market sales on predetermined dates through December 15, 2027.
indie Semiconductor, Inc. (INDI) reported that Chief Executive Officer and director Donald McClymont exchanged 50,000 ADK Class A Units for 50,000 shares of Class A Common Stock on September 15, 2026, cancelling an equal number of shares of Class V Common Stock in the process. He then sold 50,000 shares of Class A Common Stock at a weighted average price of $3.1092 per share under a pre‑arranged Rule 10b5‑1 trading plan adopted on June 13, 2025. Following these transactions, he continues to hold a large direct position in ADK Class A Units and there are 68,115 shares of Class A Common Stock held indirectly through his spouse.
indie Semiconductor, Inc. (INDI) reported that director Jeffrey J. Owens received a grant of 2,641 Restricted Stock Units on September 1, 2026. These RSUs were fully vested on the grant date and were issued in lieu of a quarterly cash retainer and any chairperson fees under a voluntary independent director compensation program approved in June 2023.
On the same date, the 2,641 RSUs were converted into 2,641 shares of Class A Common Stock at a stated price of $0.00 per share, increasing his directly held Class A Common Stock to 227,572 shares. No Rule 10b5-1 trading plan is reported, and no open-market purchases or sales were disclosed.
indie Semiconductor, Inc. (INDI) reported that Chief Operating Officer Michael Wittmann exercised and vested equity and sold shares in early September 2026. On September 1, he converted 37,500 Restricted Stock Units into 37,500 shares of Class A Common Stock at a price of $0 per share, leaving 75,000 RSUs outstanding. On September 2, he sold a total of 40,625 shares of Class A Common Stock at a weighted average price of $3.5863 per share, with some shares sold in the open market to pay withholding taxes related to the RSU vesting. The sales were made pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2024 and modified on May 26, 2025, which provides for automated open-market sales through March 31, 2027.
indie Semiconductor, Inc. (INDI) director Diane D. Brink reported equity compensation activity on September 1, 2026. She received a grant of 3,170 Restricted Stock Units, fully vested on the grant date, issued in lieu of her quarterly cash retainer and any chairperson fees under a voluntary independent director compensation program. Those RSUs were immediately converted into 3,170 shares of Class A Common Stock at a stated price of $0.00 per share, bringing her directly held Class A Common Stock position to 235,319 shares. No Rule 10b5-1 trading plan is reported for these transactions.
indie Semiconductor, Inc. (INDI) reported that Chief Financial Officer Naixi Wu had multiple equity transactions in early September 2026. On September 1–2, she sold a total of 27,171 shares of Class A Common Stock at weighted-average prices around the mid‑$3.50 range, including sales to cover withholding taxes and sales under a voluntary equity compensation program and a Rule 10b5-1 trading plan adopted December 12, 2025. She also received and converted 18,046 fully vested Restricted Stock Units granted in lieu of a portion of cash salary, and an additional 6,250 RSUs vested from a prior grant, both converting into an equal number of Class A shares. The filing notes 90 shares of Class A Common Stock held indirectly by her spouse.
indie Semiconductor, Inc. (INDI) reported that director David J. Aldrich received a grant of 9,860 Restricted Stock Units on September 1, 2026, representing a fully vested award in lieu of his quarterly cash retainer and any chairperson fees under a voluntary independent director compensation program. Each unit was then converted into 9,860 shares of Class A Common Stock at no cash exercise price, bringing his directly held Class A Common Stock position to 263,392 shares. No Rule 10b5-1 trading plan is reported for these transactions.
indie Semiconductor, Inc. (INDI) director and Chief Executive Officer Donald McClymont reported equity compensation and related share activity. On September 1, 2026 he received a grant of 25,969 Restricted Stock Units, fully vested at grant and issued in lieu of a percentage of cash salary under a voluntary equity compensation program; each unit represents one share of Class A Common Stock, and they were concurrently converted into 25,969 Class A shares. On September 2, 2026 he sold 13,384 Class A shares at $3.533 per share in open-market transactions to pay withholding taxes arising from the RSU vesting. Separate holding entries show 4,866,425 Class V Common shares held directly and 68,115 Class A shares held indirectly by his spouse. No Rule 10b5-1 trading plan is reported.
indie Semiconductor, Inc. (INDI) reported insider equity activity by Chief Financial Officer Naixi Wu. On August 28, 2026, Wu received a grant of 44,803 Restricted Stock Units, fully vested on the grant date and deliverable as 44,803 shares of Class A Common Stock in lieu of cash under the 2026 Short Term Incentive Bonus Plan. The same day, these RSUs were converted into an equivalent number of Class A shares. On August 31, 2026, Wu sold 23,170 Class A shares at $3.7196 per share in open-market transactions to pay withholding taxes related to RSU vesting. Wu also reports 90 Class A shares held indirectly by a spouse. The filing does not indicate use of a Rule 10b5-1 trading plan.
indie Semiconductor, Inc. (INDI) reported insider equity transactions by Chief Executive Officer Donald McClymont. On August 28, 2026, he received 90,752 Restricted Stock Units (RSUs), fully vested on the grant date and taken in lieu of cash under the 2026 Short Term Incentive Bonus Plan, which were then converted into an equal number of Class A Common shares. On August 31, 2026, 46,928 Class A shares were sold in the open market at $3.7196 per share to pay withholding taxes related to RSU vesting. Following these events, reported holdings include 4,866,425 Class V Common shares directly and 68,115 Class A shares held indirectly by his spouse.
indie Semiconductor, Inc. (INDI) reported insider equity activity by director and Strategic Advisor Thomas Schiller. On August 28, 2026, he received a grant of 8,598 Restricted Stock Units (RSUs), which were fully vested on the grant date and represent shares received in lieu of cash under the issuer's 2026 Short Term Incentive Bonus Plan. These RSUs were then converted into 8,598 shares of Class A Common Stock. On August 31, 2026, 3,138 shares of Class A Common Stock were sold at $3.7196 per share in the open market to pay withholding taxes related to the RSU vesting.
indie Semiconductor, Inc. (INDI) reported insider equity activity by Chief Operating Officer Michael Wittmann. On August 28, 2026, he received a grant of 32,958 Restricted Stock Units, fully vested at grant and issued in lieu of cash under the 2026 Short Term Incentive Bonus Plan, which were then converted into the same number of Class A Common shares. On August 31, 2026, additional RSUs vested and 6,250 shares of Class A Common Stock were acquired upon RSU conversion. Also on August 31, Wittmann sold 17,045 shares at $3.7196 per share in the open market to pay withholding taxes related to RSU vesting.
indie Semiconductor, Inc. (INDI) director Sonalee Elizabeth Parekh reported selling 59,932 shares of Class A common stock on August 19, 2026 in an open-market transaction under a Rule 10b5-1 trading plan. The weighted average sale price was $4.074 per share, with prices ranging from $3.92 to $4.38. Following this sale, Parekh directly holds 99,857 shares of indie Semiconductor Class A common stock. The Rule 10b5-1 plan was adopted on May 20, 2026 and provides for automated open market sales through September 30, 2027.
indie Semiconductor, Inc. (INDI) reported that Chief Operating Officer Michael Wittmann sold Class A Common Stock. On 2026-08-14, he sold 42,468 shares in open-market transactions at a weighted average price of $4.1019 per share, with individual trade prices ranging from $4.10 to $4.115. Following these sales, he directly holds 96,884 shares of Class A Common Stock.
indie Semiconductor, Inc. director Sonalee Elizabeth Parekh reported selling 20,000 shares of Class A Common Stock in an open-market transaction on 2026-08-12 at $3.80 per share. Following this sale, she directly holds 159,789 shares of Class A Common Stock.
Wu Naixi reported acquisition or exercise transactions in this Form 4 filing.
indie Semiconductor, Inc. granted Chief Financial Officer Naixi Wu 173,335 Restricted Stock Units, each representing a contingent right to one share of Class A common stock. The award vests 50% on July 1, 2027 and 50% on July 1, 2028 and is reported as direct ownership.
McClymont Donald reported acquisition or exercise transactions in this Form 4 filing.
indie Semiconductor, Inc. granted its Chief Executive Officer, Donald McClymont, 500,000 restricted stock units, each representing one share of Class A common stock. These time-based RSUs will vest and become nonforfeitable 50% on July 1, 2027 and 50% on July 1, 2028.
Wittmann Michael reported acquisition or exercise transactions in this Form 4 filing.
indie Semiconductor, Inc. reported an equity compensation grant to Chief Operating Officer Michael Wittmann of 200,000 restricted stock units, each representing a contingent right to receive one share of Class A common stock. These time-based RSUs vest 50% on July 1, 2027 and 50% on July 1, 2028.
schiller Thomas reported acquisition or exercise transactions in this Form 4 filing.
indie Semiconductor, Inc. reported that director and strategic advisor Thomas Schiller received a grant of 40,000 Restricted Stock Units on July 27, 2026. Each unit represents one share of Class A common stock and vests in four equal 25% installments between January 4, 2027 and July 3, 2028.
indie Semiconductor Chief Operating Officer Michael Wittmann reported selling 6,250 shares of Class A common stock in open-market transactions at a weighted average price of $4.6742 per share. According to the disclosure, these sales were made to cover withholding taxes arising from the vesting of Restricted Stock Units and were executed automatically under a pre-arranged Rule 10b5-1 trading plan that schedules transactions through March 31, 2027.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported compensation-related share activity involving Class A common stock. On July 1, 2026, he exercised restricted stock units to acquire a total of 77,500 shares of Class A common stock at a stated price of $0.00 per share. On July 2, 2026, he sold 30,207 shares at an average price of $4.4513 per share, and a footnote explains these shares were sold in the open market to pay withholding taxes tied to the RSU vesting. After these transactions, Wittmann directly owned 145,602 shares of Class A common stock. The filing reflects routine equity compensation vesting and associated tax-related sales rather than a discretionary open-market sell decision.
indie Semiconductor, Inc. Chief Financial Officer Naixi Wu reported a mix of stock option exercises and a small share sale. On July 1, 2026, Wu exercised derivative awards to acquire 39,278 shares of Class A common stock at a conversion price of $0.00 per share, reflecting the vesting of restricted stock units. On July 2, 2026, Wu sold 19,640 shares of Class A common stock at a weighted average price of $4.3744 per share, with the footnotes stating the sale was made in the open market to pay withholding taxes related to the RSU vesting and executed under a pre-arranged Rule 10b5-1 trading plan. After these transactions, Wu holds 134,425 shares of Class A common stock directly and 90 shares indirectly through a spouse, and continues to hold restricted stock units that vest annually through 2027.
indie Semiconductor director Thomas Schiller reported routine equity compensation activity. On July 1, he acquired 5,000 shares of Class A common stock at no cost through the vesting and conversion of restricted stock units. A related entry shows 5,000 restricted stock units exercised into the same number of shares.
On July 2, 1,833 shares of Class A common stock were sold at an average price of $4.4511 per share to pay withholding taxes in connection with this vesting, according to the footnotes. After these transactions, Schiller directly holds 481,707 shares of Class A common stock and 10,000 restricted stock units that vest in 25% installments on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027.
indie Semiconductor, Inc. Chief Executive Officer Donald McClymont exercised restricted stock units and sold shares primarily to cover tax obligations. On July 1, 2026, he exercised 243,750 restricted stock units at $0.00 per share, receiving the same number of Class A common shares.
On July 2, 2026, he sold 126,496 Class A shares at an average price of $4.4513 per share, with a footnote stating the sale was to pay withholding taxes tied to the RSU vesting. After these transactions, he directly held 424,617 Class A shares, his spouse indirectly held 68,115 Class A shares, and he also held 4,866,425 shares of Class V common stock. The filing notes that the time-based restricted stock units vest in two equal installments on July 1, 2026 and July 1, 2027.
indie Semiconductor, Inc. director and Chief Executive Officer Donald McClymont reported a mix of option-like exercises and sales involving the company’s stock. He exercised 50,000 ADK Class A Units into Class A Common Stock, which also triggered cancellation of an equivalent number of Class V Common shares, as described in the notes.
On the same date, he sold 50,000 shares of Class A Common Stock in open-market transactions at a weighted average price of $4.1851 per share, with individual trades ranging from $4.09 to $4.38, under a pre-arranged Rule 10b5-1 trading plan that schedules automated sales through June 30, 2027. Following these transactions, he held 307,363 shares of Class A Common Stock directly, 68,115 shares of Class A Common Stock indirectly through his spouse, and 4,866,425 shares of Class V Common Stock.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported an open-market sale of Class A Common Stock. He sold 39,645 shares on June 4, 2026 at a weighted average price of $4.8038 per share, with individual trade prices ranging from $4.80 to $4.825. After these transactions, he directly holds 98,309 shares of Class A Common Stock, indicating he retains a substantial equity position in the company despite the sale.
indie Semiconductor, Inc. president Ichiro Aoki reported an exercise-and-sell set of transactions involving Class A and Class V shares. On June 2, 2026, he sold a total of 300,562 shares of Class A Common Stock in open-market transactions at weighted average prices reported around $5.12–$5.19 per share, with a portion specifically used to pay withholding taxes related to vesting Restricted Stock Units.
These sales were paired with exercises and conversions. Aoki exchanged ADK Class A Units for Class A Common Stock, which led to cancellation of an equal number of Class V shares, and also converted Restricted Stock Units into Class A shares. Following the transactions, he held 107,148 shares of Class A Common Stock, 2,589,362 shares of Class V Common Stock, and 1,541 Restricted Stock Units directly.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported a combination of equity vesting and tax-related share sales. He exercised 37,500 Restricted Stock Units, receiving the same number of Class A common shares at a stated price of $0.00 per share, reflecting RSU conversion. On the following day, he sold an aggregate 37,500 Class A shares in open-market transactions at a weighted average price of $5.1328 per share, with individual trade prices ranging from $4.94 to $5.29. The company notes these sales were made to pay withholding taxes tied to the RSU vesting and were executed under a pre-arranged Rule 10b5-1 trading plan that schedules automated open-market sales through March 31, 2027.
indie Semiconductor Chief Financial Officer Naixi Wu reported a mix of equity awards, option exercises, and share sales in Class A common stock. She exercised 12,898 Restricted Stock Units into the same number of shares and received a new grant of 12,898 fully vested RSUs issued in lieu of a portion of cash salary under a voluntary equity compensation program approved in June 2023.
On nearby dates, Wu sold a total of 18,898 shares in open-market transactions at weighted average prices around $5 per share. Footnotes state that some shares were sold to cover withholding taxes upon RSU vesting and that other sales followed a pre-set Rule 10b5-1 trading plan and a sell-all election under the same equity program.
After these transactions, Wu holds 114,787 shares directly and 90 shares indirectly through her spouse, along with 12,898 RSUs representing a contingent right to additional Class A common shares.
indie Semiconductor Chief Executive Officer Donald McClymont reported a mix of equity transactions, largely tied to compensation and taxes. He exercised Restricted Stock Units to acquire 18,288 shares of Class A common stock at $0.00 per share, converting previously granted RSUs into stock. He also received a new fully vested grant of 18,288 RSUs, issued in lieu of a portion of cash salary under a voluntary equity compensation program approved in June 2023.
To cover withholding taxes related to RSU vesting, 9,425 Class A shares were sold in open-market transactions at an average price of $5.1169 per share, according to the footnotes. After these transactions, McClymont holds 307,363 Class A shares directly, 68,115 Class A shares indirectly through his spouse, and 4,916,425 shares of Class V common stock directly.
indie Semiconductor director Jeffrey J. Owens reported routine equity compensation activity. On June 1, 2026, he exercised 1,926 Restricted Stock Units into the same number of Class A common shares, bringing his direct holdings to 224,931 shares. He also received a new grant of 1,926 RSUs, fully vested at grant, issued in lieu of his quarterly cash retainer and any chairperson fees under a voluntary independent director compensation program.
indie Semiconductor director Diane D. Brink reported routine equity compensation activity. She exercised 2,311 Restricted Stock Units into 2,311 shares of Class A common stock at a stated price of $0.00 per share, increasing her direct holdings to 232,149 shares. Brink also received a new grant of 2,311 fully vested RSUs, issued in lieu of her quarterly cash retainer and chairperson fees under a voluntary independent director compensation program approved in June 2023. These are non-market, compensation-related acquisitions with no open-market buying or selling.
indie Semiconductor director David J. Aldrich reported routine equity compensation activity. On June 1, 2026, he exercised 4,621 restricted stock units (RSUs), receiving an equal number of Class A common shares at a price of $0.00 per share.
The same day, he received a new grant of 4,621 RSUs representing shares in lieu of his quarterly cash retainer and any chairperson fees under a voluntary independent director compensation program approved by the board in June 2023. After these transactions, he directly holds 253,532 Class A common shares, with no shares sold in this filing.
indie Semiconductor President Ichiro Aoki reported a series of exercise-and-sell transactions in late May 2026. He exercised a total of 729,900 ADK Class A Units into Class A Common Stock and related Class V Common Stock adjustments, then sold the same number of Class A shares in open-market trades.
The sales, reported at weighted average prices around $5.05 per share across several price ranges, were executed under a Rule 10b5-1 trading plan adopted on December 8, 2025, which provides for automated sales through June 30, 2026. Following these transactions, Aoki directly holds 106,169 shares of Class A Common Stock and continues to hold several million shares of Class V Common Stock and ADK Class A Units linked to Class A Common Stock.
indie Semiconductor director Diane W. Biagianti exercised 59,932 restricted stock units into the same number of Class A common shares, bringing her direct holdings to 184,912 shares. She also received a new grant of 37,454 restricted stock units under the non-employee director compensation policy, vesting on the earlier of May 28, 2027 or the 2027 Annual Shareholder Meeting.
indie Semiconductor director Jeffrey J. Owens reported routine equity compensation activity. On May 28, 2026, he exercised 59,932 restricted stock units into 59,932 shares of Class A common stock at a stated price of $0.00 per share, bringing his direct holdings to 223,005 Class A shares.
On the same date, he received a new grant of 37,454 restricted stock units under the non-employee director compensation policy. Each RSU represents one share of Class A common stock and will vest on the earlier of May 28, 2027 or the date of the 2027 Annual Shareholder Meeting.
indie Semiconductor, Inc. director Diane D. Brink reported routine equity compensation changes. She exercised vested restricted stock units to receive 59,932 shares of Class A common stock at a price of $0.00 per share, increasing her direct holdings to 229,838 shares.
Brink also received a new grant of 37,454 restricted stock units under the non-employee director compensation policy. The vested units converted on May 28, 2026, the date of the 2026 Annual Meeting, and the new award is scheduled to vest on the earlier of May 28, 2027 or the 2027 Annual Shareholder Meeting.
indie Semiconductor director David J. Aldrich reported routine equity compensation activity. On May 28, 2026, 59,932 restricted stock units vested, converting into 59,932 shares of Class A common stock, bringing his direct holdings to 248,911 shares.
On the same date, he received a new award of 37,454 restricted stock units under the company’s non-employee director compensation policy. These units each represent a right to receive one share of Class A common stock and vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting. The filing shows no open-market purchases or sales.
indie Semiconductor director Sonalee Elizabeth Parekh reported routine equity compensation activity. She exercised 59,932 restricted stock units, receiving the same number of Class A Common Stock shares at a stated price of $0.00 per share, bringing her direct holdings to 179,789 shares.
In a separate transaction, she received a new grant of 37,454 restricted stock units under the non-employee director compensation policy. These new units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
indie Semiconductor director Karl-Thomas Neumann reported routine equity compensation changes. He exercised 59,932 restricted stock units into Class A common stock, bringing his direct holdings to 569,872 shares after the transaction. The vested units converted on May 28, 2026, the date of the 2026 annual meeting.
On the same date, Neumann also received a new grant of 37,454 restricted stock units under the non-employee director compensation policy. These new units each represent a right to receive one share of Class A common stock and will vest on the earlier of May 28, 2027 or the 2027 annual shareholder meeting.
indie Semiconductor President Ichiro Aoki reported an exercise-and-sell pattern in company equity. On May 22 and May 26, 2026, he exercised a total of 70,100 ADK Class A Units for the same number of Class A Common shares, then sold 70,100 Class A shares in open-market trades around $5 per share under a pre-arranged Rule 10b5-1 trading plan. After these transactions, he directly holds 106,169 shares of Class A Common Stock and 3,519,262 shares of Class V Common Stock.
indie Semiconductor, Inc. director and president Ichiro Aoki reported an exercise-and-sale transaction in the company’s stock. He exercised derivative securities to acquire 50,000 shares of Class A common stock and then sold 50,000 Class A shares in an open-market transaction.
The sale covered 50,000 Class A shares at a weighted average price of $4.7759 per share, within a price range of $4.75 to $4.805. After these transactions, Aoki directly holds 106,169 shares of Class A common stock and 3,589,362 shares of Class V common stock, alongside ADK Class A Units linked to Class A shares.
The filing notes that the sales were conducted under a pre-arranged Rule 10b5-1 trading plan adopted on December 8, 2025, which provides for automated open-market sales on predetermined dates through June 30, 2026.
indie Semiconductor, Inc. president Ichiro Aoki reported an exercise-and-sell transaction involving the company’s common stock and related units. He sold 100,000 shares of Class A Common Stock in an open-market transaction at a weighted average price of $4.4024 per share, with individual sale prices ranging from $4.25 to $4.54. These sales were made under a pre-arranged Rule 10b5-1 trading plan that schedules automated sales through June 30, 2026.
On the same date, Aoki exercised 100,000 ADK Class A Units, receiving an equal number of Class A shares and cancelling an equivalent amount of Class V Common Stock as part of the exchange structure. After the transactions, he directly held 106,169 shares of Class A Common Stock and continued to hold a large position in ADK Class A Units that are exchangeable into additional Class A shares or cash at the issuer’s election.
indie Semiconductor president Ichiro Aoki reported an exercise-and-sell transaction. On April 27, 2026, he sold 50,000 shares of Class A common stock in open-market transactions at a weighted average price of $4.0393 per share, under a pre-arranged Rule 10b5-1 trading plan.
The same day, Aoki exercised 50,000 ADK Class A Units, receiving an equal number of Class A shares and triggering cancellation of 50,000 shares of Class V common stock. After these moves, he directly held 106,169 Class A shares and 3,739,362 Class V shares. The 10b5-1 plan provides for automated sales through June 30, 2026.
indie Semiconductor, Inc. director and president Ichiro Aoki reported an exercise-and-sell trading pattern in company equity. On April 23–24, 2026, he sold a total of 93,500 shares of Class A Common Stock in open-market transactions and exercised derivatives for the same number of shares.
The open-market sales covered 43,500 shares at a weighted average price of $3.5410 and 50,000 shares at a weighted average price of $3.7637. According to a footnote, these sales were executed under a pre-arranged Rule 10b5-1 trading plan with automated transactions scheduled through June 30, 2026.
The filing also shows exchanges of ADK Class A Units into Class A Common Stock and related cancellations of Class V Common Stock, consistent with the structure described in the footnotes. After these transactions, Aoki directly holds 106,169 shares of Class A Common Stock, 3,789,362 shares of Class V Common Stock, and 3,789,362 ADK Class A Units.
indie Semiconductor, Inc. president and director Ichiro Aoki reported an exercise-and-sell transaction involving the company’s equity. On April 21, 2026, he sold 6,500 shares of Class A Common Stock in open-market trades at a weighted average price of $3.5026 per share, with individual prices ranging from $3.50 to $3.51, under a pre-arranged Rule 10b5-1 trading plan.
The filing also shows he exercised 6,500 ADK Class A Units, receiving an equal number of Class A Common shares at a stated conversion price of $0.00, and an equivalent number of Class V Common shares were cancelled in connection with this exchange. After these transactions, Aoki directly holds 106,169 shares of Class A Common Stock and 3,882,862 ADK Class A Units, which may be exchanged any time after December 10, 2021 for an equal number of Class A shares or, at the issuer’s election, cash equal to their fair market value.
indie Semiconductor Chief Financial Officer Naixi Wu reported an exercise-and-sell transaction involving Class A common stock. On April 8, 2026, Wu exercised 100,000 restricted stock units, receiving the same number of Class A shares at a conversion price of $0.00 per share.
On April 9, 2026, Wu then sold a total of 55,000 shares of Class A common stock in open-market transactions at a weighted average price of $2.8102 per share. Footnotes state these sales were made to pay withholding taxes related to RSU vesting and were executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 12, 2025.
After these transactions, Wu directly holds 120,787 shares of Class A common stock and has 90 shares held indirectly by a spouse. The RSUs referenced vest at a rate of 50% annually beginning on April 8, 2026, with each unit representing one share of Class A common stock.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported compensation-related equity activity and a small share sale. On April 3, he received 12,539 Restricted Stock Units (RSUs), fully vested and granted in lieu of cash under the issuer’s 2025 Short Term Incentive Bonus Plan. Those RSUs were immediately converted into 12,539 shares of Class A common stock. On April 6, 4,720 Class A shares were sold at $2.9861 per share to pay withholding taxes tied to the RSU vesting. Following these transactions, Wittmann directly owned 137,954 Class A shares.
indie Semiconductor, Inc. Chief Executive Officer Donald McClymont reported routine equity compensation and related tax transactions. He received 34,527 Restricted Stock Units (RSUs), fully vested and granted in lieu of cash under the 2025 Short Term Incentive Bonus Plan, each representing one share of Class A common stock.
The RSUs were then converted into 34,527 shares of Class A common stock. On April 6, 2026, 18,420 Class A shares were sold at $2.9862 per share to pay withholding taxes tied to RSU vesting. After these transactions, he directly held 298,500 Class A shares, with additional Class V common stock and indirect Class A holdings reported separately.
indie Semiconductor, Inc. President Ichiro Aoki reported routine share movements combining equity compensation and a small tax-related sale. Aoki received 8,723 Restricted Stock Units, fully vested on grant and issued in lieu of cash under the 2025 Short Term Incentive Bonus Plan, then immediately converted them into 8,723 shares of Class A common stock. On a later date, he sold 3,506 Class A shares at $2.9862 per share to cover withholding taxes tied to RSU vesting. After these transactions, he held 106,169 Class A common shares and 3,889,362 Class V common shares directly.