STOCK TITAN

indie Semiconductor (INDI) director adds shares through 2,311 RSU exercise and new grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

indie Semiconductor director Diane D. Brink reported routine equity compensation activity. She exercised 2,311 Restricted Stock Units into 2,311 shares of Class A common stock at a stated price of $0.00 per share, increasing her direct holdings to 232,149 shares. Brink also received a new grant of 2,311 fully vested RSUs, issued in lieu of her quarterly cash retainer and chairperson fees under a voluntary independent director compensation program approved in June 2023. These are non-market, compensation-related acquisitions with no open-market buying or selling.

Positive

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Insider Brink Diane D
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 2,311 $0.00 --
Exercise Restricted Stock Units 2,311 $0.00 --
Exercise Class A Common Stock 2,311 $0.00 --
Holdings After Transaction: Restricted Stock Units — 2,311 shares (Direct, null); Class A Common Stock — 232,149 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.
RSUs exercised 2,311 units Converted into 2,311 Class A common shares at $0.00
New RSU grant 2,311 units Fully vested RSUs granted in lieu of cash fees
Shares held after exercise 232,149 shares Class A common stock directly owned post-transaction
RSU-to-share ratio 1 RSU = 1 share Each RSU represents one share of Class A common stock
Exercise price $0.00 per share Stated price for RSU conversion into Class A shares
Restricted Stock Units financial
"Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit represents a contingent right to receive one share of Class A common stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
independent director compensation program financial
"as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023."
quarterly cash retainer financial
"shares received in lieu of a quarterly cash retainer and chairperson fees, if any"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brink Diane D

(Last)(First)(Middle)
C/O INDIE SEMICONDUCTOR
32 JOURNEY

(Street)
ALISO VIEJO CALIFORNIA 92656

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/01/2026M2,311A$0232,149D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/01/2026A2,311 (2) (2)Class A Common Stock2,311$02,311D
Restricted Stock Units(1)06/01/2026M2,311 (2) (2)Class A Common Stock2,311$00D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
2. Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.
/s/ Diane D. Brink, by Naixi Wu pursuant to power of attorney filed on June 21, 202106/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did indie Semiconductor (INDI) director Diane Brink report?

Diane D. Brink reported exercising 2,311 RSUs into 2,311 shares of Class A common stock at $0.00 per share, and receiving a new grant of 2,311 fully vested RSUs as part of her director compensation.

Did Diane Brink buy or sell indie Semiconductor (INDI) shares on the open market?

No open-market trades were reported. The Form 4 shows only compensation-related activity: RSUs converted into 2,311 Class A shares and a new grant of 2,311 fully vested RSUs, both at a stated price of $0.00 per unit.

How many indie Semiconductor (INDI) shares does Diane Brink hold after these transactions?

After exercising 2,311 RSUs, Diane D. Brink directly holds 232,149 shares of indie Semiconductor Class A common stock. She also holds 2,311 Restricted Stock Units, each representing a contingent right to receive one additional share of Class A common stock.

What is the structure of Diane Brink’s RSU compensation at indie Semiconductor (INDI)?

Her RSUs are granted under a voluntary independent director compensation program. The award replaces her quarterly cash retainer and chairperson fees with 2,311 fully vested RSUs, calculated using indie Semiconductor’s closing stock price on the grant date.

Do Diane Brink’s RSUs at indie Semiconductor (INDI) represent one-for-one share rights?

Yes. Each Restricted Stock Unit reported by Diane D. Brink represents a contingent right to receive one share of indie Semiconductor Class A common stock, linking her compensation directly to the company’s equity instead of cash retainers.