Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.
Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.
indie Semiconductor, Inc. (INDI) filed a Form 4 showing that its president and director reported a series of equity transactions over November 17–19, 2025. On each day, the reporting person exchanged ADK Class A Units for the same number of shares of Class A common stock at an exercise price of $0, which also triggered the cancellation of an equal number of shares of Class V common stock.
Across the three days, the reporting person converted and then sold in the open market a total of 175,000 shares of Class A common stock, at weighted average prices ranging from about $3.44 to $3.72, through multiple individual trades. After these transactions, the reporting person held 82,634 shares of Class A common stock and 4,439,362 shares of Class V common stock directly.
indie Semiconductor (INDI) insider trading activity: A reporting person who is both a director and the President reported multiple transactions in November. On 11/13/2025, they exchanged 250,000 ADK Class A Units for an equal number of shares of Class A Common Stock at an exercise price of $0, which triggered the cancellation of 250,000 shares of Class V Common Stock. They then sold 250,000 Class A shares in open-market transactions at a weighted average price of $3.9175.
On 11/14/2025, they exchanged an additional 75,000 ADK Class A Units for 75,000 Class A shares at $0, cancelling another 75,000 Class V shares, and sold 75,000 Class A shares at a weighted average price of $3.9079. After these transactions, the reporting person beneficially owned 82,634 shares of Class A Common Stock and 4,614,362 shares of Class V Common Stock.
indie Semiconductor (INDI) reported an insider transaction by its Chief Financial Officer on a Form 4. On 11/10/2025, 10,000 shares were acquired at $0 upon the vesting of restricted stock units. On 11/11/2025, 5,261 shares were sold at $4.18 to cover withholding taxes related to the vesting. Following these transactions, the reporting person directly holds 87,178 shares, with an additional 90 shares held indirectly by a spouse.
indie Semiconductor (INDI) officer reports insider holdings. The company’s Chief Financial Officer reported beneficial ownership effective 11/06/2025, including 82,439 shares of Class A common stock (direct) and 90 shares (indirect) by spouse.
The filing lists multiple RSU awards, each representing the right to receive one share. Grants include tranches of 10,000, 6,250, 14,807, 15,000, 10,000, 12,500, 200,000, and 87,500 RSUs, plus 4,500 performance-based RSUs. Vesting occurs on schedules such as 25% annually from specified start dates (e.g., November 10, 2022; September 1, 2023; July 1, 2024), 50% annually from dates including July 1, 2025 and November 1, 2025, and 25% on set dates in 2026–2027. PRSUs vest in 12.5% increments upon achieving four operational performance goals and on the anniversaries of those achievements.
indie Semiconductor (INDI) reported a Form 4 for its CFO reflecting a grant of 200,000 restricted stock units on 11/06/2025. Each RSU represents the right to receive one share of Class A common stock. The award vests in equal installments of thirty-three and one third percent on each of the first, second, and third anniversaries of the grant date. Following the grant, 200,000 derivative securities were beneficially owned on a direct basis.
indie Semiconductor (INDI) reported Q3 2025 results with total revenue of $53.7 million, essentially flat year over year. The company posted an operating loss of $38.3 million and a net loss attributable to INDI of $38.3 million, or $0.19 per share, improving from a $0.28 loss per share a year ago as operating expenses declined.
Research and development dropped to $38.0 million from $46.0 million, and restructuring costs were $1.0 million in the quarter ($8.1 million year to date) as INDI executes its 2025 plan to streamline operations. Cash and cash equivalents were $160.9 million, with long‑term debt of $339.1 million. For the first nine months, operating cash outflow was $42.8 million.
INDI closed the acquisition of emotion3D on September 26, 2025, for $17.7 million in cash (including debt paid and net of cash acquired), plus preliminary contingent consideration valued at $7.3 million tied to revenue milestones through February 28, 2027, and $3.0 million of holdbacks. The company’s at‑the‑market program remains in place with approximately $59.8 million of capacity; there was no ATM activity in Q3 2025.
indie Semiconductor (INDI) filed an 8‑K announcing two items. The company furnished a press release with its financial results for the third quarter ended September 30, 2025, and scheduled a webcast to discuss results on November 6, 2025 at 5:00 p.m. Eastern Time.
The Board appointed Naixi Wu as Chief Financial Officer, principal financial officer and principal accounting officer, effective November 6, 2025. Her compensation includes an annual base salary of $335,000, a target bonus equal to 70% of base salary, and an equity grant of 200,000 time‑based RSUs that vest in equal annual installments over three years. If terminated without cause or for good reason, she is eligible for a lump sum equal to 12 months base salary and target bonus, a COBRA benefit for 12 months, and six months of accelerated vesting. If such termination occurs within 90 days before or two years after a change of control, benefits increase to 18 months salary and target bonus, 18 months COBRA benefit, 100% equity acceleration, and a pro‑rata bonus based on actual performance.
indie Semiconductor (INDI) filed an 8‑K announcing two items. The company furnished a press release with its financial results for the third quarter ended September 30, 2025, and scheduled a webcast to discuss results on November 6, 2025 at 5:00 p.m. Eastern Time.
The Board appointed Naixi Wu as Chief Financial Officer, principal financial officer and principal accounting officer, effective November 6, 2025. Her compensation includes an annual base salary of $335,000, a target bonus equal to 70% of base salary, and an equity grant of 200,000 time‑based RSUs that vest in equal annual installments over three years. If terminated without cause or for good reason, she is eligible for a lump sum equal to 12 months base salary and target bonus, a COBRA benefit for 12 months, and six months of accelerated vesting. If such termination occurs within 90 days before or two years after a change of control, benefits increase to 18 months salary and target bonus, 18 months COBRA benefit, 100% equity acceleration, and a pro‑rata bonus based on actual performance.
indie Semiconductor (INDI) entered a definitive Asset Purchase Agreement to sell its entire 34.38% equity interest in Wuxi indie Microelectronics to United Faith Auto-Engineering for RMB 960,834,355 (approximately $135 million based on the October 24, 2025 exchange rate), payable in cash to its subsidiary Ay Dee Kay LLC, subject to shareholder and regulatory approvals in China.
The agreement includes customary representations and covenants that do not survive closing and no post-closing indemnification. Closing conditions include United Faith shareholder approval and approvals from the Shenzhen Stock Exchange and the China Securities Regulatory Commission. The agreement may be terminated, including if required approvals are not obtained within 18 months of signing.
Wuxi accounted for 42% and 38% of consolidated revenue for the three and six months ended June 30, 2025, and about 10% of operating expenses for each period; as of June 30, 2025, Wuxi represented roughly 10% of total assets and 2% of total liabilities. When criteria are met, Wuxi will be reported as discontinued operations; upon completion, indie will deconsolidate Wuxi and recognize a pre-tax gain or loss.
indie Semiconductor (INDI) CEO and director reported insider activity. On 10/15/2025, the reporting person exchanged 200,000 ADK Class A Units for an equal number of Class A Common Stock, which triggered the cancellation of 200,000 Class V Common Stock.
That same day, 200,000 Class A shares were sold at a weighted average price of $6.0066 under a Rule 10b5-1 trading plan adopted on June 13, 2025. Following these transactions, the reporting person held 135,602 Class A shares directly and 4,966,425 Class V shares directly, plus 68,115 Class A shares indirectly by spouse. The 10b5-1 plan includes automated open market sales on predetermined dates and prices through June 30, 2027.
The reporting person, Donald McClymont, exchanged 188,700 ADK Class A Units for an equal number of shares of Class A common stock and simultaneously sold 188,700 shares of Class A common stock in open-market transactions at a weighted average price of $4.0093 per share. After these transactions the reporting person directly beneficially owned 5,166,425 shares of Class A common stock and indirectly owned 68,115 shares through his spouse. The sales were effected under a pre-established Rule 10b5-1 trading plan, which automates open-market sales through June 30, 2027. The conversion cancelled an equivalent number of Class V shares.