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  4. [Form 4] Innventure, Inc. Insider Trading Activity

Innventure (INV) director Catriona Fallon awarded 18,237 RSUs as equity compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Fallon Catriona M reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director Catriona M. Fallon reported an equity compensation grant in the form of restricted stock units. She was awarded 18,237 shares of common stock at a stated price of $0.00 per share, bringing her direct holdings reported in this filing to 18,237 shares.

The footnote explains these are Restricted Stock Units granted under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan. The RSUs vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders, making this a time-based, non-market award.

Positive

  • None.

Negative

  • None.
Insider Fallon Catriona M
Role null
Type Security Shares Price Value
Grant/Award Common Stock 18,237 $0.00 --
Holdings After Transaction: Common Stock — 18,237 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 18,237 shares Restricted Stock Units granted to director
Grant price $0.00 per share Stated transaction price for RSU award
Shares held after grant 18,237 shares Total direct holdings following transaction
Restricted Stock Units (RSUs) financial
"Restricted Stock Units (RSUs) granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
Equity and Incentive Compensation Plan financial
"under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan"
annual meeting of stockholders financial
"vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fallon Catriona M
(Last)(First)(Middle)
6900 TAVISTOCK LAKES BLVD
SUITE 400
(Street)
ORLANDO FLORIDA 32827
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/17/2026A18,237(1)A$018,237D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted Stock Units (RSUs) granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders of Innventure, Inc.
Remarks:
/s/ Suzanne Niemeyer, Attorney-in-Fact06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Innventure (INV) director Catriona Fallon report?

Innventure director Catriona M. Fallon reported receiving 18,237 Restricted Stock Units as an equity award. These units represent common stock granted at a stated price of $0.00 per share, reflecting compensation rather than an open-market purchase or sale.

How many Innventure (INV) shares does Catriona Fallon hold after this Form 4?

After this transaction, Catriona M. Fallon is shown holding 18,237 Innventure common shares directly. This entire position reflects the reported Restricted Stock Unit grant, highlighting that this filing records an initial equity award rather than a series of market trades.

What type of equity award did Innventure (INV) grant to Catriona Fallon?

Innventure granted Catriona M. Fallon Restricted Stock Units (RSUs) covering 18,237 shares. RSUs are a form of stock-based compensation that convert into common shares upon vesting, aligning director incentives with shareholder outcomes over a defined service period.

When do Catriona Fallon’s Innventure (INV) RSUs vest?

The RSUs vest on the earlier of one year from the grant date or the next regularly scheduled annual stockholders’ meeting. This time-based vesting schedule encourages continued board service and links the award’s realization to a specific corporate governance timeline.

Was cash paid for the Innventure (INV) RSU grant to Catriona Fallon?

No cash was paid; the Form 4 shows a transaction price of $0.00 per share for the 18,237 RSUs. This indicates a compensation grant from Innventure rather than a purchase by the director in the open market.