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Director Shen Dou details iQIYI (IQ) initial insider share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

iQIYI, Inc. director Shen Dou filed an initial statement of beneficial ownership, reporting 56,340 Class A ordinary shares held directly. According to a footnote, these Class A ordinary shares are held in the form of American depositary shares, with each ADS representing seven Class A ordinary shares.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Shen Dou

(Last) (First) (Middle)
10-2, GUANGDA HUAYUAN, NO. 2,
QUANZONG ROAD, HAIDIAN DISTRICT

(Street)
BEIJING F4 100089

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
iQIYI, Inc. [ IQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares(1) 56,340 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Class A ordinary shares are held in the form of American depositar shares, each representing seven Class A ordinary shares.
/s/ Dou Shen 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the reporting insider in iQIYI (IQ)'s latest Form 3 filing?

The reporting insider is Shen Dou, a director of iQIYI, Inc. The Form 3 serves as an initial statement of beneficial ownership, disclosing the number of Class A ordinary shares he directly holds in the company at the time of the filing.

How many iQIYI (IQ) shares does Shen Dou report owning on Form 3?

Shen Dou reports beneficial ownership of 56,340 Class A ordinary shares. These shares are held directly in his name. The filing records this position as of the Form 3 date, establishing his baseline ownership in iQIYI, Inc. as a company director.

Does the iQIYI (IQ) Form 3 for Shen Dou show any recent share transactions?

No, the Form 3 does not show any buy or sell transactions. It records a holding entry only, with 56,340 Class A ordinary shares reported as directly owned. The transaction summary lists one holding entry and no purchases, sales, or derivative exercises.

In what form are Shen Dou’s iQIYI (IQ) Class A shares held?

The Class A ordinary shares are held in the form of American depositary shares. A footnote explains that each American depositary share represents seven Class A ordinary shares, clarifying how the position is structured for U.S. investors and custodial arrangements.

What type of security is reported in Shen Dou’s iQIYI (IQ) Form 3?

The security reported is iQIYI’s Class A ordinary shares. The filing specifies this class of equity as the underlying security held, and notes through a footnote that the holdings are represented by American depositary shares, each linked to seven Class A ordinary shares.
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