Welcome to our dedicated page for ITG, Inc./DE/ SEC filings (Ticker: ITG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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ITG, Inc. filed an initial ownership report for director William G. LaPerch. The filing shows 215,744 LLC Interests of ITG Parent, LLC and an equal number of non-economic voting shares of Class B common stock held indirectly through ITG Management Holdings, LLC on his behalf. Each LLC Interest, together with cancellation of a corresponding Class B share, may be exchanged for one share of Class A common stock or, at the election of a majority of the issuer’s disinterested directors, a cash payment based on a volume-weighted average market price. LaPerch disclaims beneficial ownership of securities held by ITG Management Holdings, LLC except to the extent of his pecuniary interest.
ITG, Inc. director and Executive Chairman Michael George Brooks filed an initial ownership report showing large indirect holdings through an affiliated entity. The filing lists 12,234,217 ITG Parent LLC Interests and an equal number of non-economic Class B common shares held by ITG Management Holdings, LLC on his behalf. Each LLC Interest can be exchanged, together with cancellation of a corresponding Class B share, for one Class A common share or, at the election of a majority of disinterested directors, for cash equal to the volume‑weighted average market price of one Class A share.
ITG, Inc. director and Chief Executive Officer Andrew Parrott filed an initial ownership report showing indirect interests in the company’s equity. The filing lists 215,744 LLC Interests of ITG Parent, LLC and an equal number of non-economic voting shares of Class B common stock held by ITG Management Holdings, LLC on his behalf, with beneficial ownership disclaimed except for pecuniary interest. Each LLC Interest can be exchanged, together with cancellation of a Class B share, for one share of Class A common stock or a cash payment based on the volume-weighted average market price.
ITG, Inc. reported that Chief Financial Officer Christopher H. Mecray filed an initial Form 3 statement of beneficial ownership. The filing lists him as an officer but does not report any stock transactions or holdings, serving as a baseline disclosure of his status as an insider.
ITG, Inc. director Nicholas Papadakis filed an initial Form 3 reporting his status as a director of the company. The filing shows no reportable share transactions or derivative positions and no current holdings listed in this excerpt.
ITG, Inc. director Francis A. Braun III has filed an initial statement of beneficial ownership on Form 3. This filing establishes him as a reporting person for ITG under SEC rules. The data provided shows no reported transactions or holdings and reflects a neutral net buy/sell position.
ITG, Inc. director Dylan Petre filed an initial Form 3, which is the standard statement of beneficial ownership for new insiders. The data provided show no reported transactions or current holdings in either common or derivative securities, indicating this is a purely administrative insider registration.
ITG, Inc. filed an initial Form 3 for director Robert Lee Wu. This filing establishes his status as a reporting insider of the company. The form does not list any transactions or current holdings, so it functions mainly as a baseline disclosure of his insider role.
ITG, Inc./DE/ filed an initial ownership report for director Lee James Suhk. This Form 3 filing indicates his status as a director but shows no reported stock, option, or other derivative positions and no transactions at this time.
ITG, Inc. files a prospectus for an initial public offering of 19,512,196 shares of Class A common stock at an initial public offering price of $16.00 per share. The offering includes an underwriter option for 2,926,829 additional shares. Net proceeds are to be used to repay approximately $50.0 million of Revolving Credit Facility borrowings and approximately $229.0 million of Term Loan Facility borrowings, with any remaining proceeds for general corporate purposes.
Following the offering and application of proceeds, ITG will adopt an Up-C structure under which ITG, Inc. will hold approximately 37.55 of LLC Interests in ITG Parent (approximately 39.02 if the underwriters exercise their option). The prospectus discloses a Tax Receivable Agreement requiring payments of approximately 85 of certain tax savings to TRA participants, with payments expected to be substantial and to continue for more than fifteen years under current law.