Director at Itau Unibanco (ITUB) receives 20,998 preferred shares in equity grant

Rhea-AI Filing Summary

Gon Cesar Nivaldo reported acquisition or exercise transactions in this Form 4 filing.

Itau Unibanco Holding S.A. director Gon Cesar Nivaldo reported receiving a grant of 20,998 preferred shares (ITUB4) on May 8, 2026. The shares were awarded at a reported price of $0.0000 per share, indicating a compensation-related grant rather than a market purchase. After this award, his direct holdings increased to 162,106 preferred shares, showing a higher equity stake aligned with the company’s performance.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Gon Cesar Nivaldo

Role null

Type	Security	Shares	Price	Value
Grant/Award	Preferred shares (ITUB4)	20,998	$0.00	--

Holdings After Transaction: Preferred shares (ITUB4) — 162,106 shares (Direct, null)

Footnotes (1)

Key Figures

Shares granted: 20,998 shares Post-transaction holdings: 162,106 shares Grant price per share: $0.0000 per share +1 more

4 metrics

Shares granted 20,998 shares Preferred shares (ITUB4) granted on May 8, 2026

Post-transaction holdings 162,106 shares Total preferred shares held directly after the grant

Grant price per share $0.0000 per share Reported transaction price, indicating compensation grant

Acquisition transactions 1 acquisition Form 4 transaction summary shows one acquire event

Key Terms

Preferred shares (ITUB4), Grant, award, or other acquisition, non-derivative, Form 4

4 terms

Preferred shares (ITUB4) financial

"security_title: "Preferred shares (ITUB4)""

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

non-derivative financial

"transaction_type: "non-derivative""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gon Cesar Nivaldo

(Last) (First) (Middle)

ESTRADA GIUSEPPINA VIANELLI DE NAPOLI

1,455

(Street)

CAMPINAS 13086 -530

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Itau Unibanco Holding S.A. [ ITUB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[ITUB4]

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Preferred shares (ITUB4)	05/08/2026		A		20,998	A	$0	162,106	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Cesar Nivaldo Gon	05/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Itau Unibanco (ITUB) report for Gon Cesar Nivaldo?

Itau Unibanco reported that director Gon Cesar Nivaldo received a grant of 20,998 preferred shares. The shares were awarded at a stated price of zero, reflecting equity-based compensation rather than an open-market purchase.

How many Itau Unibanco (ITUB) shares does Gon Cesar Nivaldo hold after this Form 4?

Following the reported grant, Gon Cesar Nivaldo holds 162,106 preferred shares directly. This figure comes from the Form 4’s post-transaction ownership line, which summarizes his updated equity position after the May 8, 2026 award.

Was the Itau Unibanco (ITUB) insider transaction a market buy or a share grant?

The transaction was a share grant, classified as “Grant, award, or other acquisition” under code A. The reported price of zero per share confirms it was compensation-related, not an open-market purchase on a stock exchange.

What type of security did Gon Cesar Nivaldo receive from Itau Unibanco (ITUB)?

He received preferred shares identified as ITUB4. These are non-derivative equity securities, meaning they are actual shares rather than options or other derivatives, and they directly increase his ownership stake in the company.

Does the Itau Unibanco (ITUB) Form 4 indicate any insider share sales?

The Form 4 shows only an acquisition transaction for 20,998 preferred shares and no reported sales. The transaction summary lists one acquisition event and zero disposals, highlighting a net increase in the director’s holdings.