Welcome to our dedicated page for Orix SEC filings (Ticker: IX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
ORIX Corporation (IX) filings document the disclosures of a foreign private issuer with American depositary shares listed on the NYSE. Its Form 20-F annual reports and Form 6-K current reports cover consolidated operating and financial results, U.S. GAAP reporting, audited financial statements, dividends, share repurchases, and the capital structure of the Japanese parent company.
ORIX's current reports also record governance and corporate-organization matters, including management changes, board and committee composition, amendments to articles of incorporation, and business-unit reforms. Material-event filings describe subsidiary and portfolio actions across banking, private equity, infrastructure, real estate and other financial-services activities, along with extraordinary-report disclosures tied to those corporate events.
ORIX CORP officer Suzuki Yoshiteru filed an initial ownership report showing indirect rights to share-based compensation in the company. The filing lists share-based compensation points held through a Board Incentive Plan Trust, which represent the right to receive 180,010 shares of Common Stock upon retirement. Each point corresponds to one share, and the exercise price is shown as 0.0000 per share, highlighting this as a compensation arrangement rather than market trading.
ORIX CORP Managing Executive Officer Takashi Otsuka reported his initial ownership in a Form 3. He holds 45,289 share-based compensation points indirectly through a Board Incentive Plan Trust, each point representing a right to receive one share of Common Stock upon retirement. He also directly owns 2,279 shares of ORIX CORP Common Stock.
ORIX Corporation executive officer Tomohiko Ishihara has filed an initial statement of ownership showing both direct and indirect interests in the company’s stock. He directly holds 366 shares of Common Stock and indirectly holds share-based compensation points through a Board Incentive Plan Trust.
These derivative awards represent the right to receive 45,793 shares of Common Stock upon retirement, with each point equaling one share under ORIX’s share-based compensation program.
ORIX CORP director Matsuzaki Satoru has filed an initial ownership report detailing his equity interests in the company. He holds 10,692 shares of Common Stock directly. In addition, a Board Incentive Plan Trust holds share-based compensation points that are tied to his retirement benefits.
The trust-related position consists of share-based compensation points that entitle him to receive 248,440 shares of Common Stock upon retirement, with each point representing the right to one share. These awards function as long-term, share-based compensation rather than recent market purchases or sales.
ORIX CORP director Hodo Chikatomo filed an initial ownership report showing 9,500 Share-based Compensation Points held indirectly through a Board Incentive Plan Trust. These derivative securities are share-based compensation that entitle him to receive 9,500 shares of Common Stock upon retirement, with each point equal to one share.
ORIX CORP director Kato Mami filed an initial ownership statement reporting deferred share-based compensation. The filing shows an indirect holding of 2000 share-based compensation points through a Board Incentive Plan Trust. Each point represents a right to receive one share of ORIX common stock upon retirement.
ORIX CORP director Yanagawa Noriyuki filed an initial ownership report showing indirect rights to 8,000 share-based compensation points under a Board Incentive Plan Trust. Each point represents the right to receive one share of common stock upon retirement, so this reflects deferred equity-based compensation rather than a current stock transaction.
ORIX Corporation director Hiroshi Watanabe filed an initial ownership report showing indirect rights to 11,000 share-based compensation points. These are held through a Board Incentive Plan Trust. Each point represents a right to receive one share of ORIX common stock, generally deliverable upon retirement, with no exercise price.
ORIX CORP director Takahashi Hidetake has filed an initial ownership report detailing his equity interests in the company. The filing shows an indirect interest in share-based compensation points that correspond to 182,486 shares of Common Stock, held through a Board Incentive Plan Trust and deliverable upon retirement. It also reports direct ownership of 7,100 ORIX Common Stock shares.
ORIX Corporation plans to transfer all of its equity interest in IX PUSG Holdings, LLC, the holding company for Peak Utility Services Group, Inc., to Seahawk Buyer, LLC, an entity affiliated with Greenbelt Capital Partners. An affiliate of ORIX signed the equity interest transfer agreement on March 10, 2026 (U.S. time), with the effective date tentatively set for April 2026, subject to customary conditions precedent including Hart-Scott-Rodino antitrust approval.
IX PUSG Holdings, a consolidated subsidiary established in 2018, had paid-in capital of USD 312.7 million and generated revenue of USD 351.3 million in FY24. Following the transaction, ORIX’s membership interest in IX PUSG Holdings will decrease from 100.00% to 0.00%, so the entity will cease to be a specified subsidiary. ORIX states that the impact of this divestment on its consolidated results for the current and next fiscal year is expected to be immaterial.