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JAKK CFO logs 20,994 RSU grant and vesting; updates holdings

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

JAKKS Pacific (JAKK) reported an insider equity event for its Chief Financial Officer. On 10/25/2025, the CFO acquired 20,994 shares of common stock following the vesting of previously reported RSUs, and was granted 20,994 new RSUs under the company’s 2002 Stock Award and Incentive Plan.

The filing lists a reference price of $19.34 for the vested shares and $19.32 for the RSU grant, each representing the closing price on the trading day preceding the respective vesting or grant. Following the transactions, the officer beneficially owned 136,167 common shares, held directly.

Certain shares may be restricted from transfer under the company’s minimum stock ownership provisions. The RSUs carry no voting rights and cannot be transferred before vesting, per the award agreement.

Positive

  • None.

Negative

  • None.
Insider Kimble John Louis
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Unit ("RSU") 20,994 $19.32 $406K
Exercise Common Stock 20,994 $19.34 $406K
Holdings After Transaction: Restricted Stock Unit ("RSU") — 20,994 shares (Direct); Common Stock — 136,167 shares (Direct)
Footnotes (1)
  1. Vested according to the terms of the RSU described in a previous filing. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. Does not include additional RSUs previously granted and reported with different vesting terms. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kimble John Louis
(Last) (First) (Middle)
C/O JAKKS PACIFIC, INC.
2951 28TH STREET
(Street)
SANTA MONICA CA 90405
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JAKKS PACIFIC INC [ JAKK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/25/2025 M 20,994(1) A $19.34(3) 136,167(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit ("RSU") (4) 10/25/2025 A 20,994 (1) (1) Common Stock 20,994 $19.32(6) 20,994(2)(5) D
Explanation of Responses:
1. Vested according to the terms of the RSU described in a previous filing.
2. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
3. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
4. Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
5. Does not include additional RSUs previously granted and reported with different vesting terms.
6. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
/s/ JOHN L. KIMBLE 10/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did JAKK’s CFO report on Form 4?

An acquisition of 20,994 common shares upon RSU vesting and a grant of 20,994 new RSUs on 10/25/2025.

How many JAKKS Pacific shares does the CFO own after the transactions?

The filing shows 136,167 common shares beneficially owned, held directly.

What prices are referenced in the filing?

The filing notes $19.34 for the vested shares and $19.32 for the RSU grant, each the prior trading day’s closing price.

What restrictions apply to the RSUs?

RSUs have no voting rights and cannot be sold, pledged, or transferred before vesting under the award agreement.

Are any shares subject to transfer restrictions?

Yes. The filing states certain shares may be restricted from transfer under the company’s minimum stock ownership provisions.

What is the officer’s role at JAKKS Pacific (JAKK)?

The reporting person is the Chief Financial Officer.