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Johnson Controls (JCI) VP and President, Americas reports RSU and 14,341-share option grant

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Johnson Controls International (JCI) executive receives equity awards. A company officer, listed as VP and President, Americas, reported an acquisition of 3,751 restricted share units, which were recorded at a price of $0. Following this transaction, the reporting person held 43,683.62 ordinary shares directly and 1,345.46 ordinary shares indirectly through a 401(k) plan trustee.

The filing also shows a grant of an employee stock option covering 14,341 ordinary shares at an exercise price of $114.94 per share. Subject to acceleration and forfeiture provisions, half of these options become exercisable on December 7, 2027, and the remaining half on December 7, 2028, with an expiration date of December 1, 2035. The restricted share units vest in three equal installments on December 7, 2026, December 7, 2027, and December 7, 2028, and convert into ordinary shares upon vesting.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Grabowski Todd M

(Last) (First) (Middle)
5757 N GREEN BAY AVE

(Street)
GLENDALE WI 53209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and President, Americas
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 12/01/2025 A 3,751(1) A $0 43,683.62 D
Ordinary Shares 1,345.46 I by 401k plan trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $114.94 12/01/2025 A 14,341 12/07/2027(2) 12/01/2035 Ordinary Shares 14,341 $0 14,341 D
Explanation of Responses:
1. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of December 7, 2026, December 7, 2027 and December 7, 2028. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
2. Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on December 7, 2027 and the remaining fifty percent become exercisable on December 7, 2028.
/s/ Leanne Michels, attorney-in-fact 12/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did JCI report on this Form 4?

The Form 4 reports that a Johnson Controls International VP and President, Americas acquired 3,751 restricted share units and received an employee stock option for 14,341 ordinary shares at an exercise price of $114.94 per share.

How many Johnson Controls (JCI) shares does the reporting person own after this transaction?

After the reported transaction, the insider beneficially owned 43,683.62 ordinary shares directly and 1,345.46 ordinary shares indirectly through a 401(k) plan trustee.

What are the vesting terms for the JCI restricted share units granted on December 1, 2025?

The 3,751 restricted share units vest in three equal installments on December 7, 2026, December 7, 2027, and December 7, 2028, subject to acceleration and forfeiture provisions, and convert into ordinary shares upon vesting.

When do the Johnson Controls (JCI) stock options reported on this Form 4 become exercisable?

Subject to acceleration and forfeiture provisions, 50% of the stock options for 14,341 ordinary shares become exercisable on December 7, 2027, and the remaining 50% on December 7, 2028. The options expire on December 1, 2035.

What is the exercise price of the JCI employee stock options granted to the insider?

The employee stock option reported in the filing has an exercise price of $114.94 per ordinary share, covering 14,341 ordinary shares of Johnson Controls International.

What role does the reporting person hold at Johnson Controls International (JCI)?

The reporting person is identified as an officer of Johnson Controls International, serving as VP and President, Americas.

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