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Johnson Controls (JCI) VP & President, EMEALA details PSU and RSU activity in Form 4 filing

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Johnson Controls International plc executive VP & President, EMEALA reported equity award activity on a Form 4. On 12/05/2025, the officer acquired 1,237.38 ordinary shares tied to performance share units for the three-year period ended September 30, 2025, after results were approved by the Compensation and Talent Development Committee.

The filing also shows disposition of 1,237.38 ordinary shares from the cash settlement of performance share units and 1,334.89 ordinary shares from the cash settlement of restricted share units, along with 504 shares withheld in a transaction coded "F" at a price of $114.23 per share, typically used for tax withholding. After these transactions, the officer directly holds 7,040.36 ordinary shares of Johnson Controls International.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lek Richard

(Last) (First) (Middle)
5757 N GREEN BAY AVE

(Street)
MILWAUKEE WI 53209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & President, EMEALA
3. Date of Earliest Transaction (Month/Day/Year)
12/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 12/05/2025 A 1,237.38(1) A $114.23 10,116.63 D
Ordinary Shares 12/05/2025 D 1,237.38(2) D $114.23 8,879.25 D
Ordinary Shares 12/05/2025 D 1,334.89(3) D $114.23 7,544.36 D
Ordinary Shares 12/05/2025 F 504 D $114.23 7,040.36 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents performance share units for the three-year performance period ended September 30, 2025. The performance results were approved by the Compensation and Talent Development Committee.
2. Represents cash settlement of PSUs.
3. Represents cash settlement of RSUs.
/s/ Leanne Michels, attorney-in-fact 12/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Johnson Controls (JCI) report in this Form 4?

The Form 4 reports that a Johnson Controls International plc officer acquired and disposed of ordinary shares on 12/05/2025 related to performance share units and restricted share units, as well as share withholding coded as an "F" transaction.

Who is the reporting person in this Johnson Controls (JCI) Form 4?

The reporting person is an officer of Johnson Controls International plc serving as VP & President, EMEALA, filing individually as indicated by the box checked for "Form filed by One Reporting Person."

How many Johnson Controls (JCI) shares does the officer own after the reported transactions?

Following the reported transactions, the officer directly beneficially owns 7,040.36 ordinary shares of Johnson Controls International plc.

What equity awards are referenced in the Johnson Controls (JCI) Form 4?

The filing references performance share units (PSUs) for a three-year performance period ended September 30, 2025, and restricted share units (RSUs), with explanations that some transactions represent cash settlement of PSUs and RSUs.

What does the acquisition of 1,237.38 Johnson Controls (JCI) shares represent?

The acquisition of 1,237.38 ordinary shares represents performance share units earned for the three-year performance period ended September 30, 2025, after performance results were approved by the Compensation and Talent Development Committee.

Why does the Johnson Controls (JCI) Form 4 include a transaction coded "F"?

The transaction coded "F" covers 504 ordinary shares at a price of $114.23 per share, which is typically used for shares withheld to satisfy tax obligations in connection with equity award vesting.

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