Johnson Controls (NYSE: JCI) EVP & General Counsel receives RSU and option grants

Rhea-AI Filing Summary

Johnson Controls International plc reported a new equity award to its Executive Vice President & General Counsel. On 12/01/2025, the officer acquired 4,785 ordinary shares at a price of $0, described as restricted share units that, subject to acceleration and forfeiture provisions, vest in three equal installments on December 7, 2026, December 7, 2027 and December 7, 2028. Following this grant, the officer beneficially owns 33,662.391 ordinary shares directly.

The filing also shows a grant of an employee stock option covering 18,290 ordinary shares with an exercise price of $114.94 per share. Subject to certain conditions, half of these options become exercisable on December 7, 2027 and the remaining half on December 7, 2028, with an expiration date of December 1, 2035. The restricted share units accrue dividend equivalents and convert into ordinary shares upon vesting, providing long-term, performance-linked compensation.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Donofrio John

Role Exec VP & General Counsel

Type	Security	Shares	Price	Value
Grant/Award	Employee Stock Option (Right to Buy)	18,290	$0.00	--
Grant/Award	Ordinary Shares	4,785	$0.00	--

Holdings After Transaction: Employee Stock Option (Right to Buy) — 18,290 shares (Direct); Ordinary Shares — 33,662.391 shares (Direct)

Footnotes (1)

1. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of December 7, 2026, December 7, 2027 and December 7, 2028. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on December 7, 2027 and the remaining fifty percent become exercisable on December 7, 2028.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Donofrio John

(Last) (First) (Middle)

5757 N GREEN BAY AVENUE

(Street)

MILWAUKEE WI 53209

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Exec VP & General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	12/01/2025		A		4,785(1)	A	$0	33,662.391	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$114.94	12/01/2025		A		18,290		12/07/2027(2)	12/01/2035	Ordinary Shares	18,290	$0	18,290	D

Explanation of Responses:

1. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of December 7, 2026, December 7, 2027 and December 7, 2028. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

2. Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on December 7, 2027 and the remaining fifty percent become exercisable on December 7, 2028.

	/s/ Leanne Michels, attorney-in-fact	12/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Johnson Controls International (JCI) report in this Form 4?

The filing reports that Johnson Controls International’s Executive Vice President & General Counsel received equity awards on 12/01/2025, including restricted share units and stock options tied to JCI ordinary shares.

How many Johnson Controls (JCI) shares did the executive acquire in this transaction?

The officer acquired 4,785 ordinary shares, reported as restricted share units granted at a price of $0 per unit.

What stock options were granted to the Johnson Controls (JCI) executive?

The executive received an employee stock option covering 18,290 ordinary shares with an exercise price of $114.94 per share, expiring on December 1, 2035.

When do the Johnson Controls (JCI) restricted share units vest?

Subject to acceleration and forfeiture provisions, the 4,785 restricted share units vest in three equal installments on December 7, 2026, December 7, 2027 and December 7, 2028.

When do the Johnson Controls (JCI) stock options become exercisable?

Subject to specified conditions, 50% of the options become exercisable on December 7, 2027 and the remaining 50% on December 7, 2028, with an expiration date of December 1, 2035.

How many Johnson Controls (JCI) shares does the executive own after these awards?

After the reported transaction, the officer beneficially owns 33,662.391 JCI ordinary shares directly.

Do the Johnson Controls (JCI) restricted share units pay dividends?

The restricted share units accrue dividend equivalent units and convert into ordinary shares upon vesting, according to the filing.